Rule Filings

Rule Filing Number Titlesort descending
SR-NASD-2003-026 Revisions to NASD By-Laws Extending Existing Pilot Program for the Regulatory Fee and the Trading Activity Fee
SR-NASD-2003-073 Revisions to NASD By-Laws Extending Existing Pilot Program for the Regulatory Fee and the Trading Activity Fee
SR-NASD-2003-065 Revisions to NASD By-Laws Extending Existing Pilot Program for the Regulatory Fee and the Trading Activity Fee
SR-NASD-2002-182 Revisions to NASD By-Laws Extending Existing Pilot Program for the Regulatory Fee and the Trading Activity Fee
SR-NASD-2002-052 Revisions to Series 22 Examination Program
SR-NASD-2001-023 Revisions to Series 24 and 62 Examination Programs; Immediate Effectiveness Requested
SR-NASD-2001-022 Revisions to Series 26 Examination Program; Immediate Effectiveness Requested
SR-NASD-2002-048 Revisions to Series 27 Examination Program
SR-NASD-2002-047 Revisions to Series 28 Examination Program
SR-NASD-2002-050 Revisions to Series 39 Examination Program
SR-NASD-2002-051 Revisions to Series 55 Examination Program
SR-NASD-2002-049 Revisions to Series 82 Examination Program
SR-NASD-2006-082 Revisions to the Series 22 Examination Program.
SR-FINRA-2007-027 Revisions to the Series 23 Examination Program
SR-FINRA-2007-028 Revisions to the Series 24 Examination Program
SR-NASD-2006-083 Revisions to the Series 27 Examination Program.
SR-NASD-2006-084 Revisions to the Series 28 Examination Program.
SR-NASD-2006-085 Revisions to the Series 39 Examination Program.
SR-NASD-2005-025 Revisions to the Series 4 Examination Program
SR-FINRA-2007-029 Revisions to the Series 42 Examination Program
SR-FINRA-2007-030 Revisions to the Series 55 Examination Program
SR-NASD-2006-086 Revisions to the Series 55 Examination Program.
SR-FINRA-2007-031 Revisions to the Series 62 Examination Program
SR-FINRA-2007-032 Revisions to the Series 72 Examination Program
SR-FINRA-2007-033 Revisions to the Series 82 Examination Program

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