Rule Filings

Rule Filing Number Titlesort descending
SR-NASD-2003-067 Proposed Rule Change to Extend Operation of NASD's Alternative Display Facility as a Temporary Pilot
SR-NASD-2006-050 Proposed Rule Change to Extend Operation of NASD's Alternative Display Facility as a Temporary Pilot
SR-NASD-2004-160 Proposed Rule Change To Extend Operation of NASD's Alternative Display Facility as a Temporary Pilot
SR-FINRA-2013-012 Proposed Rule Change to Extend the Clearly Erroneous Pilot Period and to Adopt a New Provision in Connection with the Limit Up-Limit Down Plan
SR-FINRA-2013-041 Proposed Rule Change to Extend the Clearly Erroneous Pilot Period and to Remove Certain References to Individual Stock Trading Pauses in FINRA Rule 11892
SR-FINRA-2014-013 Proposed Rule Change to Extend the Clearly Erroneous Pilot Program for Exchange-Listed Securities
SR-NASD-2005-152 Proposed Rule Change to Extend the Current Pilot Price-Improvement Standards for Decimalized Securities Contained in NASD Interpretive Material 2110-2
SR-FINRA-2019-011 Proposed Rule Change to Extend the Current Pilot Program Related to FINRA Rule 11892 (Clearly Erroneous Transactions in Exchange-Listed Securities)
SR-FINRA-2009-092 Proposed Rule Change to Extend the Date by Which Eligible Registrants Must Complete a Firm-Element Continuing Education Program to Qualify to Engage in a Security Futures Business
SR-FINRA-2012-055 Proposed Rule Change To Extend the Date by Which Eligible Registrants Must Complete a Firm-Element Continuing Education Program To Qualify To Engage in a Security Futures Business
SR-NASD-2006-118 Proposed Rule Change to Extend the Date by which Eligible Registrants Must Complete Firm-Element Continuing Education to Qualify to Engage in a Security Futures Business
SR-FINRA-2016-034 Proposed Rule Change to Extend the Effective Date of SR-FINRA-2016-028
SR-FINRA-2011-015 Proposed Rule Change to Extend the Effective Date of the Trading Pause Pilot
SR-FINRA-2012-006 Proposed Rule Change to Extend the Effective Date of the Trading Pause Pilot
SR-FINRA-2013-010 Proposed Rule Change to Extend the Effective Date of the Trading Pause Pilot
SR-FINRA-2011-038 Proposed Rule Change to Extend the Effective Date of the Trading Pause Pilot
SR-FINRA-2012-037 Proposed Rule Change to Extend the Effective Date of the Trading Pause Pilot
SR-FINRA-2010-064 Proposed Rule Change to Extend the Effective Date of the Trading Pause Pilot
SR-FINRA-2017-001 Proposed Rule Change to Extend the Expiration Date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps)
SR-FINRA-2018-001 Proposed Rule Change to Extend the Expiration Date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps)
SR-FINRA-2019-001 Proposed Rule Change to Extend the Expiration Date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps)
SR-FINRA-2012-056 Proposed Rule Change to Extend the Expiration Date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps)
SR-FINRA-2016-001 Proposed Rule Change to Extend the Expiration Date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps)
SR-FINRA-2014-001 Proposed Rule Change to Extend the Expiration Date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps)
SR-FINRA-2015-001 Proposed Rule Change to Extend the Expiration Date of FINRA Rule 0180 (Application of Rules to Security-Based Swaps)

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