Rule Filings

Rule Filing Numbersort descending Title
SR-FINRA-2018-005
Proposed Rule Change to Revise the Research Analyst (Series 86 and 87) Examinations - New
SR-FINRA-2018-006
Proposed Rule Change to Revise the Operations Professional (Series 99) Examination - New
SR-FINRA-2018-007
Proposed Rule Change to Revise the Investment Company and Variable Contracts Products Representative (Series 6) Examination - New
SR-FINRA-2018-008
Proposed Rule Change to Revise the General Securities Representative (Series 7) Examination - New
SR-FINRA-2018-009
Proposed Rule Change to Revise the Direct Participation Programs Representative (Series 22) Examination - New
SR-FINRA-2018-010
Proposed Rule Change to Revise the Securities Trader (Series 57) Examination - New
SR-FINRA-2018-011
Proposed Rule Change to Revise the Private Securities Offerings Representative (Series 82) Examination - New

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