South Region Member Forum

The FINRA South Region Member Forum is a one-day event designed to provide financial professionals associated with FINRA member firms in the South Region the opportunity to engage in key discussions with FINRA staff, and connect with industry leaders and peers. The forum also includes thoughtful discussions around the future landscape of the financial services industry, and provides opportunities to meet one-on-one with FINRA Regulatory Coordinators, and Surveillance and District Directors to discuss firm-specific questions.

The South Region Member Forum took place on March 14, 2019 in Dallas, TX. View the agenda for the South Region Member Forum.

Additional Information

Please direct questions about registration to (202) 728-6980 or via email.

This event is not open to the media.