TRACE Report Cards

These report cards, published on a monthly basis, show the number of late trades that a member firm reported to the Trade Reporting and Compliance Engine (TRACE).

Title and Description Documentation
TRACE Quality of Markets Report Cards for Securitized Products
The TRACE Quality of Markets Report Card for Securitized Products is a monthly status report for the reporting of transactions in securitized products to TRACE. Firms are required to report trades in accordance with established FINRA rules and regulations. 
TRACE Quality of Markets Report Cards for Corporate Bonds
The TRACE Quality of Markets Report Card for Corporate Bonds is a monthly status report for trades that a member firm reported to TRACE. Firms are required to report trades in accordance with established FINRA rules and regulations. 
TRACE Quality of Markets Report Card for Agency Debt
The TRACE Quality of Markets Report Card for Agency Debt is a monthly status report for trades that a member firm reported to TRACE. Firms are required to report trades in accordance with established FINRA rules and regulations.