Fixed Income Distributions

The Fixed Income Distributions file is a cumulative list of distributions that have been announced during the calendar year. These include cash, stock and in kind distributions as a result of a bankruptcy reorganization plan and/or default interest payments in fixed income securities. FINRA’s Operations Department reviews and processes these company-related actions pursuant to SEA Rule 10b-17 and FINRA Uniform Practice Code (FINRA Rule 11000 Series) to facilitate the orderly trading and settlement of OTC securities.

Access the Fixed Income Distributions Data >>

The fields provided in the Fixed Income Distribution announcements are defined below.

Please note Fixed Income Distributions data is available from 1/1/2017 forward via this site. Any questions about fixed income distributions announced before this date can be addressed to Market Operations at (866) 776-0800.

Field Header Definition
SYMBOL The trading symbol of the security for which the distribution is being announced
DAILY_LIST_DATE The date and time the item was published
ISSUE_NAME A name of the security for which the distribution is being announced
EFF_DATE The effective date of the distribution
MATURITY_DATE The maturity date of the security
RECORD_DATE The record date of the distribution
PAYMENT_DATE The payment date of the distribution
DAILY_LIST_REASON BCSHD = Bankruptcy Cash Distribution
BSTKD = Bankruptcy Stock Distribution
DCSHD = Default Interest (Cash) Distribution
DSTKD = Default Stock Distribution
ACCRD_INTRST_PMNT_PER_PRNCL_AMNT The accrued interest payment per principal amount
INTRST_PMNT_PER_PRNCL_AMNT The interest payment per principal amount
COMMENTS Displays the comments (if available) provided on the announcement
DVDND_MSTR_ID Identifies the distribution announcement, and allows it to be tied to any changes to the original announcement if necessary

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