Technical Notice

FINRA Order Form Update

November 7, 2017

Effective November 17, 2017, FINRA will update the FINRA Order Form, which firms use to establish new logins for the TRAQS website. The updates will better reflect the level of access provided by the roles listed on the form. The level of access provided by each role is outlined in both the form and in the FINRA Order Form User Guide.

Any forms your firm has saved in draft status will be deleted.

If you have any questions about this notice, please contact FINRA Market Operations or call (866) 776-0800.