It has come to FINRA’s attention that the securities listed below have been set up on FINRA’s TRACE system, but have previously also been identified as municipal securities. As a result, transactions in many of these securities have been reported to both TRACE and the MSRB’s Real-Time Transaction Reporting System (RTRS).
In light of the above, FINRA contacted several of these securities’ underwriters, who have determined that the securities meet the definition of “TRACE-Eligible Security” under FINRA rules. Accordingly, FINRA notes that transactions in these securities must be reported to TRACE:
|106238GK8||BRAZOS TEX HIGHER ED AUTH INC|
|106238GW2||BRAZOS TEX HIGHER ED AUTH INC|
|106238HG6||BRAZOS TEX HIGHER ED AUTH INC|
|106238HT8||BRAZOS TEX HIGHER ED AUTH INC|
|106238JA7||BRAZOS TEX HIGHER ED AUTH INC|
|106238JP4||BRAZOS TEX HIGHER ED AUTH INC|
|106238KB3||BRAZOS TEX HIGHER ED AUTH INC|
|106238KL1||BRAZOS TEX HIGHER ED AUTH INC|
|106238KQ0||BRAZOS TEX HIGHER ED AUTH INC|
|130178B21||CALIFORNIA EDL FACS AUTH REV|
|837151AB5||SOUTH CAROLINA ST PUB SVC AUTH|
Please note that there may be certain data and disclosures related to the above securities displayed on MSRB’s Electronic Municipal Market Access website (EMMA®).
Please review the CUSIPs your firm trades to ensure that transactions in all securities that meet the definition of “TRACE-Eligible Security” are reported to FINRA’s TRACE system in accordance with FINRA Rule 6730(a)(7).
For questions on this notice, please contact FINRA Market Operations at 1-866-776-0800.