Trade Reporting Notice - 2/24/09
FINRA Announces Two New Trade Reporting Modifiers Related to Regulation NMS
Effective Wednesday, July 1, 2009, firms are required to use two new trade reporting modifiers when reporting to FINRA facilities the "error correction" and "print protection" exemptions to the Order Protection Rule (Rule 611 of SEC Regulation NMS).
Questions regarding this Notice may be directed to:
- Dave Chapman, Market Regulation, at (240) 386-4995;
- Scott Trilling, Market Regulation, at (240) 386-5113; or
- Office of General Counsel, at (202) 728-8071.