Trade Reporting Notice - 12/21/11
FINRA Addresses Frequently Asked Questions About TRACE Reporting Issues
FINRA addresses certain trade reporting issues in connection with reporting transactions in TRACE-eligible securities to the Trade Reporting and Compliance Engine (TRACE) system.
Questions concerning this Notice should be directed to:
- TRACE Feedback;
- Patrick Geraghty, Director, Market Regulation, at (240) 386-4973;
- Joseph Schwetz, Assistant Director, Market Regulation, at (240) 386-6170;
- Elliot Levine, Associate Vice President and Counsel, TRACE, at (202) 728-8405; or
- Sharon Zackula, Associate Vice President and Associate General Counsel, Office of General Counsel, at (202) 728-8985.