West Region Networking Seminar

The FINRA West Region Networking Seminar is a half-day event designed to provide financial professionals associated with FINRA member firms in the West Region the opportunity to engage in key discussions with FINRA staff, and connect with industry leaders and peers. The seminar also includes thoughtful discussions around the future landscape of the financial services industry, and the opportunity to meet one-on-one with FINRA Regulatory Coordinators, and Surveillance and District Directors to discuss firm-specific questions.

The West Region Networking Seminar took place on March 15, 2018 in Santa Monica, CA. View the agenda for the West Region Networking Seminar.

View the agenda for the West Region Networking Seminar.

Location

Le Meridien Delfina Santa Monica
530 Pico Blvd.
Santa Monica, CA 90405

Additional Information

Please direct questions about registration to (202) 728-6980 or via email.