Free Investor Forum: Thursday, February 1, 2018—Stamford, CT

Investor Forum Feb 1, 2018 Stamford, CT

Join FINRA, special guest U.S. Congressman Jim Himes, and the Connecticut Department of Banking as we discuss current investing and regulatory issues.

Why Attend an Investor Forum?

At FINRA, we believe that understanding should precede investing—and that education is often the best form of investor protection. To this end, FINRA Investor Forums bring members of the public together with Members of Congress, top FINRA officials and state securities regulators to talk about a range of investing topics and regulatory issues. By attending an Investor Forum, you'll learn where to turn for objective guidance on investing, where the financial services industry is headed and how FINRA helps protect and educate investors.

There is no charge for the program or dinner. This is an educational program, and no sales presentations will be permitted during the program or on the premises.

  • Special Guest U.S. Congressman Jim Himes
  • Robert W. Cook, FINRA President and CEO
  • Christine Kieffer, Senior Director, FINRA Investor Education Foundation
  • Lynn McKenna-Krumins, Director of Securities, Connecticut Department of Banking
  • Julie Jason, Award-Winning Financial Author and Columnist
You'll Learn
  • Basic investing principles.
  • Where to turn for free, unbiased investing tools and information.
  • How to avoid unnecessary risks and common investing pitfalls.
  • How FINRA helps protect and educate investors.
Date & Time Location Agenda
Thursday, February 1, 2018
5:30 – 8:00 p.m.
Stamford Marriott
243 Tresser Blvd
Stamford, CT 06901
(203) 357-9555
Thursday, February 1, 2018
5:30 – 8:00 p.m.

Complimentary parking on-site. Validation will be offered.
5:30 – 6:00 p.m. Buffet Dinner
6:00 – 8:00 p.m. Program

Register for This Event Now

Please fill out the form below, and click Register to proceed.

Questions? Call (866) 862-0110 or send us an email.


FINRA, the Financial Industry Regulatory Authority, is dedicated to investor protection and market integrity. It regulates one critical part of the securities industry—brokerage firms doing business with the public in the United States. FINRA, overseen by the SEC, writes rules, examines for and enforces compliance with FINRA rules and federal securities laws, registers broker-dealer personnel and offers them education and training, and informs the investing public. In addition, FINRA provides surveillance and other regulatory services for equities and options markets, as well as trade reporting and other industry utilities. FINRA also administers a dispute resolution forum for investors and brokerage firms and their registered employees. For more information, visit