News Release

Statement of Marcia E. Asquith, Senior Vice President and Corporate Secretary, on the Loss of Harvey J. Goldschmid

WASHINGTON—FINRA mourns the loss of former FINRA Governor Harvey J. Goldschmid. Goldschmid was a stalwart defender of the investing public and contributed immeasurably to FINRA’s mission of protecting investors and ensuring market integrity. Goldschmid was in FINRA’s inaugural class of governors following the formation of FINRA in 2007, and served on FINRA’s Board until 2014. He leaves an extraordinary legacy of dedication and service, which has held American investors in good stead. FINRA extends its deepest condolences to his wife Mary and their children.