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Speeches and Testimony - Former Executives

October 22, 2002

Mary L. Schapiro

Remarks From the NASD Fall Securities Conference, San Diego, CA
October 3, 2002

Elisse B. Walter

Testimony Before the Senate Committee on Banking, Housing and Urban Affairs Hearing on Money Laundering
June 7, 2002

Robert R. Glauber

Remarks From the Securities Industry Association Market Structure Conference
April 23, 2002

Mary L. Schapiro

Remarks From the NASD Regulation Spring Securities Conference, Washington, DC
April 9, 2002

Mary L. Schapiro

Remarks From the 2002 SIA Research and Regulation Conference, New York, NY
March 5, 2002

Robert R. Glauber

Written Testimony on Accounting and Investor Protection Issues Raised by Enron And Other Public Companies
March 5, 2002

Robert R. Glauber

Oral Statement on Accounting and Investor Protection Issues Raised by Enron And Other Public Companies
February 27, 2002

Robert R. Glauber

Written Testimony On Analyst Independence
February 27, 2002

Robert R. Glauber

Oral Statement Before the Senate Committee on Governmental Affairs Hearing On Analyst Independence
January 9, 2002

Robert R. Glauber

Remarks From the Bond Market Association Legal and Compliance Conference
November 13, 2001

Mary L. Schapiro

Remarks From the A. A. Sommer Lecture - Fordham Law School, New York, NY
October 18, 2001

Robert R. Glauber

Remarks From the 8th Annual Securities Industry Conference at Pace University
September 20, 2001

Robert R. Glauber

Testimony Before the Senate Committee on Banking, Housing and Urban Affairs Hearing On The Condition of the U.S. Financial Markets
March 19, 2001

Robert R. Glauber

Remarks From the Annual Conference of the Securities Industry Association Compliance & Legal Division
November 17, 2000

Robert R. Glauber

Remarks at NASD Regulation Fall Securities Conference
October 12, 2000

Mary L. Schapiro

Remarks From the STA Annual Conference, Boca Raton, Florida
September 13, 2000

Barry R. Goldsmith

Testimony Before the Finance and Hazardous Materials Subcommittee of the House Commerce Committee on Organized Crime in the Securities Markets
April 26, 2000

Mary L. Schapiro

Remarks From the NASD Regulation Spring Securities Conference, Washington, DC
February 25, 2000

Barry R. Goldsmith

Testimony Before the Permanent Subcommittee on Investigations
October 22, 1999

Mary L. Schapiro

Remarks From the NASD Regulation Fall Securities Conference, Seattle, Washington
September 16, 1999

Mary L. Schapiro

Testimony Before the Permanent Subcommittee on Investigations Senate Committee on Governmental Affairs on the Securities Day Trading Industry
May 4, 1999

Mary L. Schapiro

Remarks From the Society of American Business Editors and Writers' (SABEW) 36th Annual Conference
February 25, 1999

Mary L. Schapiro

Remarks From the ASECA's 7th Annual William O. Douglas Awards Dinner Honoring Stephen Hammerman
November 17, 1998

Mary L. Schapiro

Remarks From the ASECA.s 7th Annual William O. Douglas Awards Dinner Honoring Stephen Hammerman, Washington, DC
November 5, 1998

Mary L. Schapiro

Remarks From the NASD Regulation Fall Securities Conference, San Francisco, California

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