Skip to main content

You are here

News Releases

May 16, 1996

NASD Regulation Hires Senior Securities Industry Expert
May 13, 1996

NASD Orders Fines and Restitution of Nearly $600,000 Against Josephthal, Lyon & Ross, Inc; Imposes Additional Sanctions
April 15, 1996

NASD Names New Senior Officials
April 9, 1996

NASD Fines and Censures Gruntal & Co.
April 8, 1996

NASD Fines Stratton Oakmont $325,000 for Fraud and Other Violations;Suspends and Fines Head Trader
April 1, 1996

NASD Names Board Members for Nasd, Inc., Nasd Regulation, Inc., and the Nasdaq Stock Market, Inc.
March 26, 1996

NASD Appoints Eight-Member Economic Advisory Board
March 25, 1996

NASD Regulation, Inc. Bars Penny Stock Broker; Orders $7.8 Million in Customer Restitution
March 8, 1996

NASD Regulation, Inc. Hires Two Senior Securities Professionals
February 22, 1996

Hibbard Brown & Co., Inc., Fined $10 Million and Expelled from Membership
January 26, 1996

NASD Names Sec Enforcement Official, Martin A. Kuperberg, Head of New York District Operations
January 23, 1996

NASD Expands Broker-Testing Facilities Fivefold to Accommodate New Continuing Education Requirements
January 22, 1996

Arbitration Task Force Issues 70 Recommendations in Largest Revamping of Securities Arbitration Since Its Start More Than a Century Ago
December 6, 1995

NASD Names CFTC Chairman Mary L. Schapiro to Head New Regulatory Subsidiary
November 8, 1995

NASD Adoption of Mediation to Resolve Disputes Follows "Explosive" Demand for Non-Judicial Forums, Expert Says
October 23, 1995

NASD Statement on Department of Justice Action
September 19, 1995

NASD to Sharply Increase Public Representation Adopts Principles of Rudman Committee Report The Nasdaq Stock Market, NASD Regulation of Brokers, Firms Under Separate, Independent Units

Pages