Skip to main content
Preview the new FINRA.org
 
Home
  • For Industry Professionals
    • Oversight
    • Rules & Guidance
    • Registration & Qualification
    • Regulatory Filing & Reporting
    • Education & Training
    • Key Topics
    • Get Involved
  • For Investors
    • Prepare to Invest
    • Products & Professionals
    • Protect Your Money
    • Have a Problem?
    • Tools & Calculators
    • I Want To...
  • Arbitration and Mediation
    • Overview
    • Learn About Arbitration
    • Learn About Mediation
    • Initiate an Arbitration or Mediation
    • Information for Arbitrators
    • Information for Mediators
  • About FINRA
  • Newsroom
  • Compliance Tools
  • Contact
  • Firm Gateway
Home Home Home

You are here

  • Home
  • Adjudication and Decisions

Adjudication and Decisions

Date of Decision Proceeding No. Title Type
Dec 26, 2013 20070082049 Robert Marcus Lane and Jeffrey G. Lane Disciplinary Decision
Securities Helpline for Seniors®
844-574-3577 (M to F 9-5 ET)
Investor Complaint Center
File a complaint about fraud or unfair practices.
Whistleblower Tip-Line
866-96-FINRA or [email protected]
Small Firm Helpline
833-26-FINRA (833-263-4672) (M to F 9-5 ET)
Office of the Ombudsman
Report a concern about FINRA. (888) 700-0028
File a Regulatory Tip
To report on abuse or fraud in the industry.
Contact FINRA
(301) 590-6500

INDUSTRY PROFESSIONALS

  • Oversight
  • Rules & Guidance
  • Registration & Qualification
  • Regulatory Filing & Reporting
  • Education & Training
  • Key Topics

ARBITRATION & MEDIATION

  • Overview
  • Initiate an Arbitration or Mediation
  • Information for Arbitrators
  • Information for Mediators

INVESTORS

  • Prepare to Invest
  • Products & Professionals
  • Protect Your Money
  • Have a Problem?
  • Tools & Calculators
  • I Want To...
  • Investor Alerts
  • SaveAndInvest.org
  • FINRA Foundation

ABOUT FINRA

  • FINRA360
  • Governance
  • Careers
  • Locations
  • Contact

NEWSROOM

  • News Releases
  • Speeches & Testimony
  • Statistics & Data
  • Social Media

CAREERS

  • Current Opportunities
  • Internships
  • Working at FINRA
  • Sitemap
  • Privacy
  • Legal
©2019 FINRA. All rights reserved.FINRA is a registered trademark of the Financial Industry Regulatory Authority, Inc.