©2015 Financial Industry Regulatory Authority, Inc. (FINRA). All rights reserved. Materials may not be reprinted or republished without the express permission of FINRA. This document contains FINRA Confidential and Proprietary information. FINRA provides this information to member firms only for the firms' internal assessment or use of the FINRA CRD Batch Filing and Data Download transfer program. Any other use is strictly prohibited by FINRA. FINRA reserves the right to seek all injunctive and equitable relief available to it in the event FINRA Confidential or Proprietary information is released to a third party by a member firm. A firm's use of this document demonstrates its acknowledgement that this document contains FINRA Confidential and Proprietary information, agreement that the firm will not reprint, republish or otherwise disclose this information to any third party and its agreement that FINRA may protect its rights, including but not limited to intellectual property rights.
Version: Release 2015.09 (last updated on 08/11/2015)
Change History
04/07/2015 - Individual forms changes to include DRPs
Updated country code list with more new countries supported in CRD system. The new country list affects entire CRD system wherever country dropdown is listed.
05/14/2015 - Fixed "N/A" State value to XX to match the AVT.
08/11/2015 - Removed SC position from 'SRORegistrationCategoryType' as SC is being deactivated with Release 2015.09
Address - Street 1
Address - Street 2
Address - City
Address - State Code
Address - Country Code
Address - Zip/Postal Code
Address - Whether it is a private residence
Address - Street 1
Address - Street 2
Address - City
Address - State Code
Address - Country Code
Address - Zip/Postal Code
Address - Whether it is a private residence
Elements of this type represent the allowed SRO Codes.
Allowed values (code-Name) are:
Elements of this type represent the allowed registration categories for Jurisdiction.
Allowed values (code-Name) are:
AG
RA
Elements of this type represent the allowed State Codes.
Allowed values (code-Name) are:
AK-Alaska
AL-Alabama
AR-Arkansas
AZ-Arizona
CA-California
CO-Colorado
CT-Connecticut
DC-District of Columbia
DE-Delaware
FL-Florida
GA-Georgia
HI-Hawaii
IA-Iowa
ID-Idaho
IL-Illinois
IN-Indiana
KS-Kansas
KY-Kentucky
LA-Louisiana
MA-Massachusetts
MD-Maryland
ME-Maine
MI-Michigan
MN-Minnesota
MO-Missouri
MS-Mississippi
MT-Montana
NC-North Carolina
ND-North Dakota
NE-Nebraska
NH-New Hampshire
NJ-New Jersey
NM-New Mexico
NV-Nevada
NY-New York
OH-Ohio
OK-Oklahoma
OR-Oregon
PA-Pennsylvania
PR-Puerto Rico
RI-Rhode Island
SC-South Carolina
SD-South Dakota
TN-Tennessee
TX-Texas
UT-Utah
VA-Virginia
VT-Vermont
WA-Washington
WI-Wisconsin
WV-West Virginia
WY-Wyoming
VI-Virgin Islands
Elements of this type represent the allowed State Codes.
Allowed values (code-Name) are:
AK-Alaska
AL-Alabama
AR-Arkansas
AZ-Arizona
CA-California
CO-Colorado
CT-Connecticut
DC-District of Columbia
DE-Delaware
FL-Florida
GA-Georgia
HI-Hawaii
IA-Iowa
ID-Idaho
IL-Illinois
IN-Indiana
KS-Kansas
KY-Kentucky
LA-Louisiana
MA-Massachusetts
MD-Maryland
ME-Maine
MI-Michigan
MN-Minnesota
MO-Missouri
MS-Mississippi
MT-Montana
NC-North Carolina
ND-North Dakota
NE-Nebraska
NH-New Hampshire
NJ-New Jersey
NM-New Mexico
NV-Nevada
NY-New York
OH-Ohio
OK-Oklahoma
OR-Oregon
PA-Pennsylvania
PR-Puerto Rico
RI-Rhode Island
SC-South Carolina
SD-South Dakota
TN-Tennessee
TX-Texas
UT-Utah
VA-Virginia
VT-Vermont
WA-Washington
WI-Wisconsin
WV-West Virginia
WY-Wyoming
VI-Virgin Islands
XX -N/A
Elements of this type represent the allowed Current Country Codes.
Allowed values (Country code-Country Name) are:
USA - United States
NON - Other
AFG - Afghanistan
ALA - Aland Islands
ALB - Albania
DZA - Algeria
ASM - American Samoa
AND - Andorra
AGO - Angola
AIA - Anguilla
ATA - Antarctica
ATG - Antigua and Barbuda
ARG - Argentina
ARM - Armenia
ABW - Aruba
AUS - Australia
AUT - Austria
AZE - Azerbaijan
BHS - Bahamas, The
BHR - Bahrain
BGD - Bangladesh
BRB - Barbados
BLR - Belarus
BEL - Belgium
BLZ - Belize
BEN - Benin
BMU - Bermuda
BTN - Bhutan
BOL - Bolivia
BES - Bonaire, Sint Eustatius and Saba
BIH - Bosnia and Herzegovina
BWA - Botswana
BVT - Bouvet Island
BRA - Brazil
IOT - British Indian Ocean Territory (The)
VGB - British Virgin Islands
BRN - Brunei
BGR - Bulgaria
BFA - Burkina Faso
MMR - Burma (Myanmar)
BDI - Burundi
KHM - Cambodia
CMR - Cameroon
CAN - Canada
CPV - Cape Verde Islands
CYM - Cayman Islands
CAF - Central African Republic
TCD - Chad
CHL - Chile
CHN - China
CXR - Christmas Island
CCK - Cocos (Keeling) Islands
COL - Colombia
COM - Comoros
COD - Congo (Democratic Republic or Zaire)
COG - Congo, Republic of
COK - Cook Islands
CRI - Costa Rica
CIV - Cote de Ivoire (Ivory Coast)
HRV - Croatia
CUB - Cuba
CUW - Curacao
CYP - Cyprus
CZE - Czech Republic
DNK - Denmark
DJI - Djibouti
DMA - Dominica
DOM - Dominican Republic
ECU - Ecuador
EGY - Egypt (United Arab Republic)
SLV - El Salvador
GNQ - Equatorical Guinea
ERI - Eritrea
EST - Estonia
ETH - Ethiopia
FLK - Falkland Islands (Islas Malvinas)
FRO - Faroe Islands
FJI - Fiji Islands
FIN - Finland
FRA - France
GUF - French Guiana
PYF - French Polynesia
ATF - French Southern Territories (The)
GAB - Gabon
GMB - Gambia
GEO - Georgia/gruzinskaya
DEU - Germany
GHA - Ghana
GIB - Gibraltar
GRC - Greece
GRL - Greenland
GRD - Grenada
GLP - Guadeloupe
GUM - Guam
GTM - Guatemala
GGY - Guernsey
GIN - Guinea
GNB - Guinea Bissau
GUY - Guyana
HTI - Haiti
HMD - Heard Island and McDonald Islands
VAT - Holy See (The) [Vatican City State]
HND - Honduras
HKG - Hong kong
HUN - Hungary
ISL - Iceland
IND - India
IDN - Indonesia
IRN - Iran
IRQ - Iraq
IRL - Ireland
IMN - Isle of Man
ISR - Israel
ITA - Italy
JAM - Jamaica
JPN - Japan
JEY - Jersey
JOR - Jordan
KAZ - Kazakhstan
KEN - Kenya
KIR - Kiribati
PRK - Korea, North
KOR - Korea, South
KWT - Kuwait
KGZ - Kyrgyzstan
LAO - Laos
LVA - Latvia
LBN - Lebanon
LSO - Lesotho
LBR - Liberia
LBY - Libya
LIE - Liechtenstein
LTU - Lithuania
LUX - Luxembourg
MAC - Macau
MKD - Macedonia
MDG - Madagascar
MWI - Malawi
MYS - Malaysia
MDV - Maldives
MLI - Mali
MLT - Malta
MHL - Marshall Islands
MTQ - Martinique
MRT - Mauritania
MUS - Mauritius
MYT - Mayotte
MEX - Mexico
FSM - Micronesia, Federated States of
MDA - Moldova
MCO - Monaco
MNG - Mongolia
MNE - Montenegro
MSR - Monteserrat
MAR - Morocco
MOZ - Mozambique
NAM - Namibia
NRU - Nauru
NPL - Nepal
NLD - Netherlands
NCL - New Caledonia
NZL - New Zealand
NIC - Nicaragua
NER - Niger
NGA - Nigeria
NIU - Niue
NFK - Norfolk Island
MNP - Northern Mariana Islands
NOR - Norway
OMN - Oman
PAK - Pakistan
PLW - Palau
PSE - Palestine, State of
PAN - Panama
PNG - Papua New Guinea
PRY - Paraguay
PER - Peru
PHL - Philippines
PCN - Pitcairn Islands (Ducie, Henderson, Oeno)
POL - Poland
PRT - Portugal
QAT - Qatar
REU - Reunion
ROU - Romania
RUS - Russia
RWA - Rwanda
BLM - Saint Barthelemy
SHN - Saint Helena
KNA - Saint Kitts and Nevis
LCA - Saint Lucia
MAF - Saint Martin (French part)
SPM - Saint Pierre and Miquelon
VCT - Saint Vincent and The Grenadines
WSM - Samoa
SMR - San Marino
STP - Sao Tome and Principe
SAU - Saudi Arabia
SEN - Senegal
SRB - Serbia
SYC - Seychelles
SLE - Sierra Leone
SGP - Singapore
SXM - Sint Maarten (Dutch part)
SVK - Slovakia
SVN - Slovenia
SLB - Solomon Islands
SOM - Somalia
ZAF - South Africa
SGS - South Georgia/South Sandwich Islands
SSD - South Sudan
ESP - Spain
LKA - Sri Lanka
SDN - Sudan
SUR - Surinam
SJM - Svalbard
SWZ - Swaziland
SWE - Sweden
CHE - Switzerland
SYR - Syria
TWN - Taiwan, Republic of China
TJK - Tajikistan
TZA - Tanzania
THA - Thailand
TLS - Timor-leste
TGO - Togo
TKL - Tokelau
TON - Tonga
TTO - Trinidad and Tobago
TUN - Tunisia
TUR - Turkey
TKM - Turkmenistan
TCA - Turks and Caicos Islands
TUV - Tuvalu
UGA - Uganda
UKR - Ukraine
ARE - United Arab Emirates
GBR - United Kingdom
UMI - United States Minor Outlying Islands (The)
URY - Uruguay
UZB - Uzbekistan
VUT - Vanuatu
VEN - Venezuela
VNM - Vietnam
WLF - Wallis and Futuna
ESH - Western Sahara
YEM - Yemen
ZMB - Zambia
ZWE - Zimbabwe
Elements of this type represent the allowed Current/Old valid Country Codes.
Allowed values (Country code-Country Name) are:
USA - United States
NON - Other
AFG - Afghanistan
ALA - Aland Islands
ALB - Albania
DZA - Algeria
ASM - American Samoa
AND - Andorra
AGO - Angola
AIA - Anguilla
ATA - Antarctica
ATG - Antigua and Barbuda
ARG - Argentina
ARM - Armenia
ABW - Aruba
AUS - Australia
AUT - Austria
AZE - Azerbaijan
BHS - Bahamas, The
BHR - Bahrain
BGD - Bangladesh
BRB - Barbados
BLR - Belarus
BEL - Belgium
BLZ - Belize
BEN - Benin
BMU - Bermuda
BTN - Bhutan
BOL - Bolivia
BES - Bonaire, Sint Eustatius and Saba
BIH - Bosnia and Herzegovina
BWA - Botswana
BVT - Bouvet Island
BRA - Brazil
IOT - British Indian Ocean Territory (The)
VGB - British Virgin Islands
BRN - Brunei
BGR - Bulgaria
BFA - Burkina Faso
MMR - Burma (Myanmar)
BDI - Burundi
KHM - Cambodia
CMR - Cameroon
CAN - Canada
CPV - Cape Verde Islands
CYM - Cayman Islands
CAF - Central African Republic
TCD - Chad
CHL - Chile
CHN - China
CXR - Christmas Island
CCK - Cocos (Keeling) Islands
COL - Colombia
COM - Comoros
COD - Congo (Democratic Republic or Zaire)
COG - Congo, Republic of
COK - Cook Islands
CRI - Costa Rica
CIV - Cote de Ivoire (Ivory Coast)
HRV - Croatia
CUB - Cuba
CUW - Curacao
CYP - Cyprus
CZE - Czech Republic
DNK - Denmark
DJI - Djibouti
DMA - Dominica
DOM - Dominican Republic
ECU - Ecuador
EGY - Egypt (United Arab Republic)
SLV - El Salvador
GNQ - Equatorical Guinea
ERI - Eritrea
EST - Estonia
ETH - Ethiopia
FLK - Falkland Islands (Islas Malvinas)
FRO - Faroe Islands
FJI - Fiji Islands
FIN - Finland
FRA - France
GUF - French Guiana
PYF - French Polynesia
ATF - French Southern Territories (The)
GAB - Gabon
GMB - Gambia
GEO - Georgia/gruzinskaya
DEU - Germany
GHA - Ghana
GIB - Gibraltar
GRC - Greece
GRL - Greenland
GRD - Grenada
GLP - Guadeloupe
GUM - Guam
GTM - Guatemala
GGY - Guernsey
GIN - Guinea
GNB - Guinea Bissau
GUY - Guyana
HTI - Haiti
HMD - Heard Island and McDonald Islands
VAT - Holy See (The) [Vatican City State]
HND - Honduras
HKG - Hong kong
HUN - Hungary
ISL - Iceland
IND - India
IDN - Indonesia
IRN - Iran
IRQ - Iraq
IRL - Ireland
IMN - Isle of Man
ISR - Israel
ITA - Italy
JAM - Jamaica
JPN - Japan
JEY - Jersey
JOR - Jordan
KAZ - Kazakhstan
KEN - Kenya
KIR - Kiribati
PRK - Korea, North
KOR - Korea, South
KWT - Kuwait
KGZ - Kyrgyzstan
LAO - Laos
LVA - Latvia
LBN - Lebanon
LSO - Lesotho
LBR - Liberia
LBY - Libya
LIE - Liechtenstein
LTU - Lithuania
LUX - Luxembourg
MAC - Macau
MKD - Macedonia
MDG - Madagascar
MWI - Malawi
MYS - Malaysia
MDV - Maldives
MLI - Mali
MLT - Malta
MHL - Marshall Islands
MTQ - Martinique
MRT - Mauritania
MUS - Mauritius
MYT - Mayotte
MEX - Mexico
FSM - Micronesia, Federated States of
MDA - Moldova
MCO - Monaco
MNG - Mongolia
MNE - Montenegro
MSR - Monteserrat
MAR - Morocco
MOZ - Mozambique
NAM - Namibia
NRU - Nauru
NPL - Nepal
NLD - Netherlands
NCL - New Caledonia
NZL - New Zealand
NIC - Nicaragua
NER - Niger
NGA - Nigeria
NIU - Niue
NFK - Norfolk Island
MNP - Northern Mariana Islands
NOR - Norway
OMN - Oman
PAK - Pakistan
PLW - Palau
PSE - Palestine, State of
PAN - Panama
PNG - Papua New Guinea
PRY - Paraguay
PER - Peru
PHL - Philippines
PCN - Pitcairn Islands (Ducie, Henderson, Oeno)
POL - Poland
PRT - Portugal
QAT - Qatar
REU - Reunion
ROU - Romania
RUS - Russia
RWA - Rwanda
BLM - Saint Barthelemy
SHN - Saint Helena
KNA - Saint Kitts and Nevis
LCA - Saint Lucia
MAF - Saint Martin (French part)
SPM - Saint Pierre and Miquelon
VCT - Saint Vincent and The Grenadines
WSM - Samoa
SMR - San Marino
STP - Sao Tome and Principe
SAU - Saudi Arabia
SEN - Senegal
SRB - Serbia
SYC - Seychelles
SLE - Sierra Leone
SGP - Singapore
SXM - Sint Maarten (Dutch part)
SVK - Slovakia
SVN - Slovenia
SLB - Solomon Islands
SOM - Somalia
ZAF - South Africa
SGS - South Georgia/South Sandwich Islands
SSD - South Sudan
ESP - Spain
LKA - Sri Lanka
SDN - Sudan
SUR - Surinam
SJM - Svalbard
SWZ - Swaziland
SWE - Sweden
CHE - Switzerland
SYR - Syria
TWN - Taiwan, Republic of China
TJK - Tajikistan
TZA - Tanzania
THA - Thailand
TLS - Timor-leste
TGO - Togo
TKL - Tokelau
TON - Tonga
TTO - Trinidad and Tobago
TUN - Tunisia
TUR - Turkey
TKM - Turkmenistan
TCA - Turks and Caicos Islands
TUV - Tuvalu
UGA - Uganda
UKR - Ukraine
ARE - United Arab Emirates
GBR - United Kingdom
UMI - United States Minor Outlying Islands (The)
URY - Uruguay
UZB - Uzbekistan
VUT - Vanuatu
VEN - Venezuela
VNM - Vietnam
WLF - Wallis and Futuna
ESH - Western Sahara
YEM - Yemen
ZMB - Zambia
ZWE - Zimbabwe
ATB - British Antarctic Territory
BUR - Burma
BYS - Byelorussian SSR
CTE - Canton and Enderbury Islands
CSK - Czechoslovakia
DHY - Dahomey
ATN - Dronning Maud Land
TMP - East Timor
AFI - French Afars and Issas
DDR - German Democratic Republic (East Germany)
GEL - Gilbert and Ellice Islands
JTN - Johnston Island
MID - Midway Islands
ANT - Netherlands Antilles
NTZ - Neutral Zone
NHB - New Hebrides
PCI - Pacific Islands (Trust Territory)
PCZ - Panama Canal Zone
SCG - Serbia and Montenegro
SKM - Sikkim
SUN - Soviet Union
PUS - United States Miscellaneous Pacific Islands
HVO - Upper Volta
VDR - Viet-Nam, Democratic Republic of
WAK - Wake Island
BRD - West Germany
YMD - Yemen, Democratic
YUG - Yugoslavia
ZAR - Zaire
Elements of this type represent the allowed Gender Codes.
Allowed values are:
M - Male
F - Female
Elements of this type represent the allowed Hair color Codes.
Allowed values (code-Name) are:
BAL
BLK
BLN
BRO
GRY
RED
SDY
WHI
BLU
GRN
ONG
PNK
PLE
Elements of this type represent the allowed Eye color Codes.
Allowed values (code-Name) are:
BLK
BLU
BRO
GRY
GRN
HAZ
MAR
MUL
PNK
Elements of this type represent the allowed Cru Codes.
Allowed values are:
I - Insert
U - Update
Elements of this type represent the allowed Crud Codes.
Allowed values are:
I - Insert
U - Update
D - Delete
Date that can be null out in the amendments
Short Date that can be null out in the amendments
Boolean that can be null out in the amendments