Posting_Date|Ticker_Symbol|Security_Name|Listing_Exchange|Effective_Date|Deleted_Date|Tick_Size_Pilot_Program_Group|Old_Tick_Size_Pilot_Program_Group|Old_Ticker_Symbol|Reason_for_Change
20160308|SFG|Stancorp Financial Group|N|20160307|20160308|C|||A
20160310|AB|AllianceBernstein Holding L.P.|N|20160310||C|||O
20160310|ACH|Aluminum Corp Of China Limited|N|20160307|20160310|C|||V
20160310|ACV|AllianzGI Diversified Income & Convertible Fund|N|20160310||C|||O
20160310|AIF|Apollo Tactical Income Fund, Inc.|N|20160310||C|||O
20160310|AKOA|Embotelladora Andina Series A|N|20160307|20160310|C|||V
20160310|AKOB|Embotelladora Andina Series B|N|20160307|20160310|C|||V
20160310|ALDW|Alon USA Partners LP|N|20160310||C|||O
20160310|AM|Antero Midstream Partners LP|N|20160310||C|||O
20160310|AMFW|AMEC Foster Wheeler plc|N|20160307|20160310|C|||V
20160310|AMID|American Midstream Partners, LP|N|20160310||C|||O
20160310|APO|Apollo Global Management, LLC Class A|N|20160310||C|||O
20160310|APU|AmeriGas Partners, L.P.|N|20160310||C|||O
20160310|ARCX|Arc Logistics Partners LP|N|20160310||C|||O
20160310|ARDC|Ares Dynamic Credit Allocation Fund, Inc.|N|20160310||C|||O
20160310|ARES|Ares Management, L.P.|N|20160310||C|||O
20160310|ASR|Grupo Aeroportuario Del Sureste|N|20160307|20160310|C|||V
20160310|ATE|Advantest Corporation|N|20160307|20160310|C|||V
20160310|ATHM|Autohome Inc.|N|20160307|20160310|C|||V
20160310|ATV|Acorn International, Inc.|N|20160307|20160310|C|||V
20160310|AUO|AU Optronics Corp.|N|20160307|20160310|C|||V
20160310|AZUR|Azure Midstream Partners LP|N|20160310||C|||O
20160310|BCA|Corpbanca|N|20160307|20160310|C|||V
20160310|BEP|Brookfield Renewable Energy Partners LP|N|20160310||C|||O
20160310|BFR|BBVA Banco Frances S.A.|N|20160307|20160310|C|||V
20160310|BGB|Blackstone / GSO Strategic Credit Fund|N|20160310||C|||O
20160310|BGH|Babson Capital Global Short Duration High Yield Fund|N|20160310||C|||O
20160310|BIT|BlackRock Multi-Sector Income Trust|N|20160310||C|||O
20160310|BITA|Bitauto Holdings Limited|N|20160307|20160310|C|||V
20160310|BMA|Banco Macro S A|N|20160307|20160310|C|||V
20160310|BOI|Brookfield Mortgage Opportunity Income Fund, Inc.|N|20160310||C|||O
20160310|BORN|China New Borun Corporation|N|20160307|20160310|C|||V
20160310|BSI|Alon Blue Square Israel Ltd.|N|20160307|20160310|C|||V
20160310|BSM|Black Stone Minerals LP|N|20160310||C|||O
20160310|BVN|Compania De Minas Buenaventura|N|20160307|20160310|C|||V
20160310|BWP|Boardwalk Pipeline Partners, LP|N|20160310||C|||O
20160310|CANF|Can-Fite BioPharma Ltd.|A|20160307|20160310|C|||V
20160310|CAPL|CrossAmerica Partners LP|N|20160310||C|||O
20160310|CCM|Concord Med Srvs Hld Lmt|N|20160307|20160310|C|||V
20160310|CCSC|Country Style Cooking Restaurant|N|20160307|20160310|C|||V
20160310|CCU|Compania Cervecerias Unidas|N|20160307|20160310|C|||V
20160310|CEA|China Eastern Airlines|N|20160307|20160310|C|||V
20160310|CEF|Central Fund of Canada Limited Class A|A|20160310||C|||O
20160310|CELP|Cypress Energy Partners LP|N|20160310||C|||O
20160310|CEN|Center Coast MLP & Infrastructure Fund|N|20160310||C|||O
20160310|CEQP|Crestwood Equity Partners LP|N|20160310||C|||O
20160310|CIB|Bancolombia S A|N|20160307|20160310|C|||V
20160310|CIGC|Companhia Energetica De Minas|N|20160307|20160310|C|||V
20160310|CINR|Ciner Resources LP|N|20160310||C|||O
20160310|CMCM|Cheetah Mobile Inc.|N|20160307|20160310|C|||V
20160310|CNNX|CONE Midstream Partners LP|N|20160310||C|||O
20160310|CNXC|CNX Coal Resources LP|N|20160310||C|||O
20160310|CPAC|Cementos Pacasmayo S A A|N|20160307|20160310|C|||V
20160310|CPL|CPFL Energia S.A.|N|20160307|20160310|C|||V
20160310|CPPL|Columbia Pipeline Partners LP|N|20160310||C|||O
20160310|CQH|Cheniere Energy Partners LP Holdings, LLC|A|20160310||C|||O
20160310|CQP|Cheniere Energy Partners, L.P.|A|20160310||C|||O
20160310|CVRR|CVR Refining LP|N|20160310||C|||O
20160310|DANG|E Commerce China Dangdang Inc|N|20160307|20160310|C|||V
20160310|DFP|Flaherty & Crumrine Dynamic Preferred & Income Fund, Inc.|N|20160310||C|||O
20160310|DKL|Delek Logistics Partners LP|N|20160310||C|||O
20160310|DL|China Distance Education Holding|N|20160307|20160310|C|||V
20160310|DLNG|Dynagas LNG Partners LP|N|20160310||C|||O
20160310|DM|Dominion Midstream Partners LP|N|20160310||C|||O
20160310|DMB|Dreyfus Municipal Bond Infrastructure Fund, Inc.|N|20160310||C|||O
20160310|DPM|DCP Midstream Partners, LP|N|20160310||C|||O
20160310|DQ|Daqo New Energy Corp|N|20160307|20160310|C|||V
20160310|DRD|DRDGOLD Ltd.|N|20160307|20160310|C|||V
20160310|DSE|Duff & Phelps Select Energy MLP Fund Inc|N|20160310||C|||O
20160310|EBR|Centrais Eletricas Brasileiras|N|20160307|20160310|C|||V
20160310|ECC|Eagle Point Credit Co., Inc.|N|20160310||C|||O
20160310|EDI|Stone Harbor Emerging Markets Total Income Fund|N|20160310||C|||O
20160310|EDN|Empresa Distribuildora Y Comerci|N|20160307|20160310|C|||V
20160310|EDU|New Oriental Education & Tech|N|20160307|20160310|C|||V
20160310|EEP|Enbridge Energy Partners, L.P. Class A|N|20160310||C|||O
20160310|EEQ|Enbridge Energy Management, L.L.C.|N|20160310||C|||O
20160310|EFC|Ellington Financial LLC|N|20160310||C|||O
20160310|EFF|Eaton Vance Floating Rate Income Plus Fund|N|20160310||C|||O
20160310|EGIF|Eagle Growth & Income Opportunities Fund|N|20160310||C|||O
20160310|EHIC|eHi Car Services Limited|N|20160307|20160310|C|||V
20160310|EJ|E House (china) Holdings Limited|N|20160307|20160310|C|||V
20160310|ELP|Paranaense De Energia Copel|N|20160307|20160310|C|||V
20160310|EMES|Emerge Energy Services LP|N|20160310||C|||O
20160310|ENBL|Enable Midstream Partners LP|N|20160310||C|||O
20160310|ENLC|EnLink Midstream LLC|N|20160310||C|||O
20160310|ENLK|EnLink Midstream Partners, L.P.|N|20160310||C|||O
20160310|EOX|Emerald Oil, Inc.|A|20160307|20160310|C|||V
20160310|ERJ|Embraer Sa|N|20160307|20160310|C|||V
20160310|ETX|Eaton Vance Municipal Income 2028 Term Trust|N|20160310||C|||O
20160310|EVA|Enviva Partners LP|N|20160310||C|||O
20160310|FDEU|First Trust Dynamic Europe Equity Income Fund|N|20160310||C|||O
20160310|FELP|Foresight Energy LP|N|20160310||C|||O
20160310|FENG|Phoenix New Media Limited|N|20160307|20160310|C|||V
20160310|FGP|Ferrellgas Partners, L.P.|N|20160310||C|||O
20160310|FIG|Fortress Investment Group LLC Class A|N|20160310||C|||O
20160310|FLY|Fly Leasing Limited|N|20160307|20160310|C|||V
20160310|FPL|First Trust New Opportunities MLP & Energy Fund|N|20160310||C|||O
20160310|FTAI|Fortress Transportation & Infrastructure Investors LLC|N|20160310||C|||O
20160310|FUN|Cedar Fair, L.P.|N|20160310||C|||O
20160310|GBAB|Guggenheim Build America Bonds Managed Duration Trust|N|20160310||C|||O
20160310|GEL|Genesis Energy, L.P.|N|20160310||C|||O
20160310|GER|Goldman Sachs MLP and Energy Renaissance Fund|N|20160310||C|||O
20160310|GFA|Gafisa S.A.|N|20160307|20160310|C|||V
20160310|GGM|Guggenheim Credit Allocation Fund|N|20160310||C|||O
20160310|GGZ|Gabelli Global Small and Mid Cap Value Trust|N|20160310||C|||O
20160310|GHY|Prudential Global Short Duration High Yield Fund, Inc.|N|20160310||C|||O
20160310|GLOP|GasLog Partners LP|N|20160310||C|||O
20160310|GLP|Global Partners LP|N|20160310||C|||O
20160310|GMZ|Goldman Sachs MLP Income Opportunities Fund|N|20160310||C|||O
20160310|GRAM|Grana y Montero S.A.A.|N|20160307|20160310|C|||V
20160310|GSBD|Goldman Sachs BDC, Inc|N|20160310||C|||O
20160310|GSH|Guangshen Railway|N|20160307|20160310|C|||V
20160310|HCLP|Hi-Crush Partners LP|N|20160310||C|||O
20160310|HEP|Holly Energy Partners, L.P.|N|20160310||C|||O
20160310|HIE|Miller/Howard High Income Equity Fund|N|20160310||C|||O
20160310|HMLP|Hoegh LNG Partners LP|N|20160310||C|||O
20160310|HNP|Huaneng Power Interational|N|20160307|20160310|C|||V
20160310|IBA|Industrias Bachoco S.a.b. De Cv|N|20160307|20160310|C|||V
20160310|IPI|Intrepid Potash Inc|N|20160307|20160310|C|||V
20160310|IRS|IRSA Inversiones Representacione|N|20160307|20160310|C|||V
20160310|IVH|Ivy High Income Opportunities Fund|N|20160310||C|||O
20160310|JHA|Nuveen High Income December 2018 Target Term Fund|N|20160310||C|||O
20160310|JHY|Nuveen High Income 2020 Target Term Fund|N|20160310||C|||O
20160310|JKS|Jinkosolar Holdings Co Ltd|N|20160307|20160310|C|||V
20160310|JMLP|Nuveen All Cap Energy MLP Opportunities Fund|N|20160310||C|||O
20160310|JMP|JMP Group LLC|N|20160310||C|||O
20160310|JP|Jupai Holdings Limited|N|20160307|20160310|C|||V
20160310|JPEP|JP Energy Partners LP|N|20160310||C|||O
20160310|JPI|Nuveen Preferred & Income Term Fund|N|20160310||C|||O
20160310|JPW|Nuveen Flexible Investment Income Fund|N|20160310||C|||O
20160310|JRI|Nuveen Real Asset Income & Growth Fund|N|20160310||C|||O
20160310|KIO|KKR Income Opportunities Fund|N|20160310||C|||O
20160310|KNOP|KNOT Offshore Partners LP|N|20160310||C|||O
20160310|KOF|Coca-cola Femsa, S.a.b. De C.v.|N|20160307|20160310|C|||V
20160310|LDP|Cohen & Steers Ltd. Duration Preferred & Income Fund, Inc.|N|20160310||C|||O
20160310|LEJU|Leju Holdings Limited|N|20160307|20160310|C|||V
20160310|LFL|LATAM Airlines Group S.A.|N|20160307|20160310|C|||V
20160310|LITB|LightinTheBox Holding Co., Ltd.|N|20160307|20160310|C|||V
20160310|LND|BrasilAgro-Companhia Brasileira|N|20160307|20160310|C|||V
20160310|LXFR|Luxfer Holdings PLC|N|20160307|20160310|C|||V
20160310|MCC|Medley Capital Corporation|N|20160310||C|||O
20160310|MEP|Midcoast Energy Partners LP Class A|N|20160310||C|||O
20160310|MIE|Cohen & Steers MLP Income & Energy Opportunity Fund Inc|N|20160310||C|||O
20160310|MIXT|MiX Telematics Limited|N|20160307|20160310|C|||V
20160310|MTL|Mechel Oao|N|20160307|20160310|C|||V
20160310|MVC|MVC Capital, Inc.|N|20160310||C|||O
20160310|MVO|MV Oil Trust|N|20160307|20160310|C|||V
20160310|MY|China Ming Yang Wind Power Group|N|20160307|20160310|C|||V
20160310|NAP|Navios Maritime Midstream Partners LP|N|20160310||C|||O
20160310|NBD|Nuveen Build America Bond Opportunity Fund|N|20160310||C|||O
20160310|NEN|New England Realty Associates Limited Partnership|A|20160310||C|||O
20160310|NEP|NextEra Energy Partners LP|N|20160310||C|||O
20160310|NGL|NGL Energy Partners LP|N|20160310||C|||O
20160310|NHA|Nuveen Municipal 2021 Target Term Fund|N|20160310||C|||O
20160310|NHF|NexPoint Credit Strategies Fund|N|20160307|20160310|C|||V
20160310|NID|Nuveen Intermediate Duration Municipal Term Fund|N|20160310||C|||O
20160310|NIQ|Nuveen Intermediate Duration Quality Municipal Term Fund|N|20160310||C|||O
20160310|NKA|Niska Gas Storage Partners LLC|N|20160310||C|||O
20160310|NM|Navios Maritime Holdings Inc|N|20160307|20160310|C|||V
20160310|NMFC|New Mountain Finance Corporation|N|20160310||C|||O
20160310|NMM|Navios Maritime Partners LP|N|20160310||C|||O
20160310|NOAH|Noah Holdings Limited|N|20160307|20160310|C|||V
20160310|NPD|China Nepstar Chain Drugstore|N|20160307|20160310|C|||V
20160310|NQ|NQ Mobile Inc.|N|20160307|20160310|C|||V
20160310|NRP|Natural Resource Partners L.P.|N|20160310||C|||O
20160310|NS|NuStar Energy L.P.|N|20160310||C|||O
20160310|NSH|NuStar GP Holdings, LLC|N|20160310||C|||O
20160310|NTG|Tortoise MLP Fund, Inc.|N|20160310||C|||O
20160310|NTI|Northern Tier Energy LP Class A|N|20160310||C|||O
20160310|NTZ|Natuzzi S.p.A.|N|20160307|20160310|C|||V
20160310|OAK|Oaktree Capital Group, LLC Class A|N|20160310||C|||O
20160310|OCIP|OCI Partners LP|N|20160310||C|||O
20160310|OIBRC|Oi SA|N|20160307|20160310|C|||V
20160310|OZM|Och-Ziff Capital Management Group LLC Class A|N|20160310||C|||O
20160310|PAC|Grupo Aeroportuario Del Pacific|N|20160307|20160310|C|||V
20160310|PAM|Pampa Energia Sa|N|20160307|20160310|C|||V
20160310|PBFX|PBF Logistics LP|N|20160310||C|||O
20160310|PCI|PIMCO Dynamic Credit Income Fund|N|20160310||C|||O
20160310|PDI|PIMCO Dynamic Income Fund|N|20160310||C|||O
20160310|PGZ|Principal Real Estate Income Fund|N|20160310||C|||O
20160310|PSXP|Phillips 66 Partners LP|N|20160310||C|||O
20160310|PZE|Petrobras Argentina S A|N|20160307|20160310|C|||V
20160310|RENN|Renren Inc|N|20160307|20160310|C|||V
20160310|RIGP|Transocean Partners LLC|N|20160310||C|||O
20160310|RIV|RiverNorth Opportunities Fund, Inc.|N|20160310||C|||O
20160310|RMP|Rice Midstream Partners LP|N|20160310||C|||O
20160310|RNF|Rentech Nitrogen Partners, L.P.|N|20160310||C|||O
20160310|RRMS|Rose Rock Midstream, L.P.|N|20160310||C|||O
20160310|SAR|Saratoga Investment Corp.|N|20160310||C|||O
20160310|SBGL|Sibanye Gold Limited|N|20160307|20160310|C|||V
20160310|SBS|Companhia De Saneamento Basico|N|20160307|20160310|C|||V
20160310|SDLP|Seadrill Partners LLC|N|20160310||C|||O
20160310|SDR|Sand Ridge Mississippian Trst Ii|N|20160307|20160310|C|||V
20160310|SFG|StanCorp Financial Group, Inc.|N|20160310||C|||O
20160310|SGU|Star Gas Partners, L.P.|N|20160310||C|||O
20160310|SHI|Sinopec Shanghai Petrochemical|N|20160307|20160310|C|||V
20160310|SHLX|Shell Midstream Partners LP|N|20160310||C|||O
20160310|SID|Companhia Siderurgica Nacional|N|20160307|20160310|C|||V
20160310|SIM|Grupo Simec Sab Cv|A|20160307|20160310|C|||V
20160310|SMI|Semiconductor Manufacturing Intl|N|20160307|20160310|C|||V
20160310|SMLP|Summit Midstream Partners LP|N|20160310||C|||O
20160310|SMM|Salient Midstream & MLP Fund|N|20160310||C|||O
20160310|SOL|Renesola Ltd|N|20160307|20160310|C|||V
20160310|SPH|Suburban Propane Partners, L.P.|N|20160310||C|||O
20160310|SPLP|Steel Partners Holdings L.P.|N|20160310||C|||O
20160310|SPP|Sanchez Production Partners LP|A|20160310||C|||O
20160310|SQM|Soc Quimica Y Minera De Chile|N|20160307|20160310|C|||V
20160310|SQNS|Sequans Communications S A|N|20160307|20160310|C|||V
20160310|SRLP|Sprague Resources LP|N|20160310||C|||O
20160310|STAY|Extended Stay America, Inc.|N|20160307|20160310|C|||V
20160310|STON|StoneMor Partners L.P.|N|20160310||C|||O
20160310|STV|China Digital Tv Hldgs Co Ltd|N|20160307|20160310|C|||V
20160310|SUN|Sunoco LP|N|20160310||C|||O
20160310|SXCP|SunCoke Energy Partners LP|N|20160310||C|||O
20160310|SZC|Cushing Renaissance Fund|N|20160310||C|||O
20160310|TA|TravelCenters of America LLC|N|20160310||C|||O
20160310|TAOM|Taomee Holdings Limited|N|20160307|20160310|C|||V
20160310|TCAP|Triangle Capital Corporation|N|20160310||C|||O
20160310|TCP|TC PipeLines, LP|N|20160310||C|||O
20160310|TEGP|Tallgrass Energy GP LP Class A|N|20160310||C|||O
20160310|TEO|Telecom Argentina S.a.|N|20160307|20160310|C|||V
20160310|TEP|Tallgrass Energy Partners LP|N|20160310||C|||O
20160310|TGP|Teekay LNG Partners L.P.|N|20160310||C|||O
20160310|TGS|Transportadora De Gas Del Sur|N|20160307|20160310|C|||V
20160310|THQ|Tekla Healthcare Opportunities Fund|N|20160310||C|||O
20160310|THW|Tekla World Healthcare Fund|N|20160310||C|||O
20160310|TLLP|Tesoro Logistics LP|N|20160310||C|||O
20160310|TLP|TransMontaigne Partners L.P.|N|20160310||C|||O
20160310|TNH|Terra Nitrogen Company, L.P.|N|20160310||C|||O
20160310|TOO|Teekay Offshore Partners L.P.|N|20160310||C|||O
20160310|TPVG|Triplepoint Venture Growth BDC Corp.|N|20160310||C|||O
20160310|TSL|Trina Solar Limited|N|20160307|20160310|C|||V
20160310|TSLF|THL Credit Senior Loan Fund|N|20160310||C|||O
20160310|TSLX|TPG Specialty Lending, Inc.|N|20160310||C|||O
20160310|TSU|TIM Participacoes S.A.|N|20160307|20160310|C|||V
20160310|TX|Ternium S.a.|N|20160307|20160310|C|||V
20160310|UAN|CVR Partners, LP|N|20160310||C|||O
20160310|USAC|USA Compression Partners LP|N|20160310||C|||O
20160310|USDP|USD Partners LP|N|20160310||C|||O
20160310|VCO|Vina Concha  Y Toro 50 Shrs|N|20160307|20160310|C|||V
20160310|VEDL|Vedanta Limited|N|20160307|20160310|C|||V
20160310|VJET|voxeljet AG|N|20160307|20160310|C|||V
20160310|VLP|Valero Energy Partners LP|N|20160310||C|||O
20160310|VLRS|Controladora Vuela Compania|N|20160307|20160310|C|||V
20160310|VTTI|VTTI Energy Partners LP|N|20160310||C|||O
20160310|WBAI|500.com Limited|N|20160307|20160310|C|||V
20160310|WLKP|Westlake Chemical Partners LP|N|20160310||C|||O
20160310|WMLP|Westmoreland Resource Partners LP|N|20160310||C|||O
20160310|WNRL|Western Refining Logistics, LP|N|20160310||C|||O
20160310|WNS|Wns (holdings) Limited|N|20160307|20160310|C|||V
20160310|WPT|World Point Terminals LP|N|20160310||C|||O
20160310|XIN|Xinyuan Real Estate Co Ltd|N|20160307|20160310|C|||V
20160310|XNY|China Xiniya Fashion Limited|N|20160307|20160310|C|||V
20160310|XRS|Tal Education Group|N|20160307|20160310|C|||V
20160310|XUE|Xueda Education Group|N|20160307|20160310|C|||V
20160310|YGE|Yingli Green Energy Holding Comp|N|20160307|20160310|C|||V
20160310|YOKU|Youku Tudou Inc.|N|20160307|20160310|C|||V
20160310|YRD|Yirendai Ltd.|N|20160307|20160310|C|||V
20160310|YZC|Yanzhou Coal Mining|N|20160307|20160310|C|||V
20160310|ZNH|China Sth Airlines Ord H Shrs|N|20160307|20160310|C|||V
20160310|ZOES|Zoe's Kitchen, Inc.|N|20160307|20160310|C|||V
20160310|ZPIN|Zhaopin Limited|N|20160307|20160310|C|||V
20160310|ZX|China Zenix Auto Internatl Ltd|N|20160307|20160310|C|||V
20160311|ACV|AllianzGI Diversified Income & Convertible Fund|N|20160310|20160311|C|||V
20160311|AIF|Apollo Tactical Income Fund, Inc.|N|20160310|20160311|C|||V
20160311|ARDC|Ares Dynamic Credit Allocation Fund, Inc.|N|20160310|20160311|C|||V
20160311|BGB|Blackstone / GSO Strategic Credit Fund|N|20160310|20160311|C|||V
20160311|BGH|Babson Capital Global Short Duration High Yield Fund|N|20160310|20160311|C|||V
20160311|BIT|BlackRock Multi-Sector Income Trust|N|20160310|20160311|C|||V
20160311|BOI|Brookfield Mortgage Opportunity Income Fund, Inc.|N|20160310|20160311|C|||V
20160311|CBS A|CBS Class A|N|20160307|20160311|C|||V
20160311|CEN|Center Coast MLP & Infrastructure Fund|N|20160310|20160311|C|||V
20160311|DFP|Flaherty & Crumrine Dynamic Preferred & Income Fund, Inc.|N|20160310|20160311|C|||V
20160311|DMB|Dreyfus Municipal Bond Infrastructure Fund, Inc.|N|20160310|20160311|C|||V
20160311|DSE|Duff & Phelps Select Energy MLP Fund Inc|N|20160310|20160311|C|||V
20160311|EDI|Stone Harbor Emerging Markets Total Income Fund|N|20160310|20160311|C|||V
20160311|EFF|Eaton Vance Floating Rate Income Plus Fund|N|20160310|20160311|C|||V
20160311|EGIF|Eagle Growth & Income Opportunities Fund|N|20160310|20160311|C|||V
20160311|ETX|Eaton Vance Municipal Income 2028 Term Trust|N|20160310|20160311|C|||V
20160311|FDEU|First Trust Dynamic Europe Equity Income Fund|N|20160310|20160311|C|||V
20160311|FPL|First Trust New Opportunities MLP & Energy Fund|N|20160310|20160311|C|||V
20160311|GBAB|Guggenheim Build America Bonds Managed Duration Trust|N|20160310|20160311|C|||V
20160311|GER|Goldman Sachs MLP and Energy Renaissance Fund|N|20160310|20160311|C|||V
20160311|GGM|Guggenheim Credit Allocation Fund|N|20160310|20160311|C|||V
20160311|GGZ|Gabelli Global Small and Mid Cap Value Trust|N|20160310|20160311|C|||V
20160311|GHY|Prudential Global Short Duration High Yield Fund, Inc.|N|20160310|20160311|C|||V
20160311|GMZ|Goldman Sachs MLP Income Opportunities Fund|N|20160310|20160311|C|||V
20160311|HIE|Miller/Howard High Income Equity Fund|N|20160310|20160311|C|||V
20160311|IVH|Ivy High Income Opportunities Fund|N|20160310|20160311|C|||V
20160311|JHA|Nuveen High Income December 2018 Target Term Fund|N|20160310|20160311|C|||V
20160311|JHY|Nuveen High Income 2020 Target Term Fund|N|20160310|20160311|C|||V
20160311|JMLP|Nuveen All Cap Energy MLP Opportunities Fund|N|20160310|20160311|C|||V
20160311|JPI|Nuveen Preferred & Income Term Fund|N|20160310|20160311|C|||V
20160311|JPW|Nuveen Flexible Investment Income Fund|N|20160310|20160311|C|||V
20160311|JRI|Nuveen Real Asset Income & Growth Fund|N|20160310|20160311|C|||V
20160311|KIO|KKR Income Opportunities Fund|N|20160310|20160311|C|||V
20160311|LDP|Cohen & Steers Ltd. Duration Preferred & Income Fund, Inc.|N|20160310|20160311|C|||V
20160311|LEN B|Lennar Corporation|N|20160307|20160311|C|||V
20160311|MIE|Cohen & Steers MLP Income & Energy Opportunity Fund Inc|N|20160310|20160311|C|||V
20160311|MKC V|McCormick & Company, Incorporated|N|20160307|20160311|C|||V
20160311|NBD|Nuveen Build America Bond Opportunity Fund|N|20160310|20160311|C|||V
20160311|NHA|Nuveen Municipal 2021 Target Term Fund|N|20160310|20160311|C|||V
20160311|NID|Nuveen Intermediate Duration Municipal Term Fund|N|20160310|20160311|C|||V
20160311|NIQ|Nuveen Intermediate Duration Quality Municipal Term Fund|N|20160310|20160311|C|||V
20160311|NTG|Tortoise MLP Fund, Inc.|N|20160310|20160311|C|||V
20160311|PCI|PIMCO Dynamic Credit Income Fund|N|20160310|20160311|C|||V
20160311|PDI|PIMCO Dynamic Income Fund|N|20160310|20160311|C|||V
20160311|PGZ|Principal Real Estate Income Fund|N|20160310|20160311|C|||V
20160311|RIV|RiverNorth Opportunities Fund, Inc.|N|20160310|20160311|C|||V
20160311|SMM|Salient Midstream & MLP Fund|N|20160310|20160311|C|||V
20160311|STZ B|Constellation Brands, Inc. Class B|N|20160307|20160311|C|||V
20160311|SZC|Cushing Renaissance Fund|N|20160310|20160311|C|||V
20160311|TAP A|Molson Coors Brewing Company Class A|N|20160307|20160311|C|||V
20160311|THQ|Tekla Healthcare Opportunities Fund|N|20160310|20160311|C|||V
20160311|THW|Tekla World Healthcare Fund|N|20160310|20160311|C|||V
20160311|TSLF|THL Credit Senior Loan Fund|N|20160310|20160311|C|||V
20160315|AHGP|Alliance Holdings GP, L.P. Common Units Representing Limited Partner Interest|Q|20160307||C|||O
20160315|APLP|Archrock Partners, L.P. Common Units representing Limited Partner Interests|Q|20160307||C|||O
20160315|ARLP|Alliance Resource Partners, L.P. Common Units representing Limited Partners Interests|Q|20160307||C|||O
20160315|ATAX|America First Multifamily Investors, L.P. Beneficial Unit Certificates (BUCs) representing Limited Partnership Interests|Q|20160307||C|||O
20160315|BKEP|Blueknight Energy Partners L.P. Common Units|Q|20160307||C|||O
20160315|CAFD|8point3 Energy Partners LP Class A shares|Q|20160307||C|||O
20160315|CCLP|CSI Compressco LP Common Units|Q|20160307||C|||O
20160315|CG|The Carlyle Group L.P. Common Units|Q|20160307||C|||O
20160315|CIFC|CIFC LLC Common Shares|Q|20160307||C|||O
20160315|CLMT|Calumet Specialty Products Partners, L.P. Common Units|Q|20160307||C|||O
20160315|CMCT|CIM Commercial Trust Corporation Common stock|Q|20160307||C|||O
20160315|CPLP|Capital Product Partners L.P. Common Units|Q|20160307||C|||O
20160315|CTRE|CareTrust REIT, Inc. Common Stock|Q|20160307||C|||O
20160315|DMLP|Dorchester Minerals, L.P. Common Units Representing Limited Partnership Interests|Q|20160307||C|||O
20160315|DRWI|DragonWave Inc|Q|20160307||C|||O
20160315|ESEA|Euroseas Ltd. Common Stock (Marshall Islands)|Q|20160307||C|||O
20160315|EVEP|EV Energy Partners, L.P. Common Units Representing Limited Partnership Interest|Q|20160307||C|||O
20160315|GMLP|Golar LNG Partners LP Common Units Representing Limited Partnership|Q|20160307||C|||O
20160315|GOOD|Gladstone Commercial Corporation Real Estate Investment Trust|Q|20160307||C|||O
20160315|GPP|Green Plains Partners LP Common Units|Q|20160307||C|||O
20160315|HOLI|Hollysys Automation Technologies, Ltd. Common Shares (British Virgin Islands)|Q|20160307||C|||O
20160315|JAXB|Jacksonville Bancorp, Inc. Common Stock|Q|20160307|20160314|C|||A
20160315|LAMR|Lamar Advertising Company Class A Common Stock|Q|20160307||C|||O
20160315|LBTYB|Liberty Global plc Class B Ordinary Shares|Q|20160307||C|||O
20160315|LMRK|Landmark Infrastructure Partners LP Common Units|Q|20160307||C|||O
20160315|MCEP|Mid-Con Energy Partners, LP Common Units|Q|20160307||C|||O
20160315|MEMP|Memorial Production Partners LP Common Units|Q|20160307||C|||O
20160315|MMLP|Martin Midstream Partners L.P. Limited Partnership|Q|20160307||C|||O
20160315|MTGE|American Capital Mortgage Investment Corp. Common Stock|Q|20160307||C|||O
20160315|NYMT|New York Mortgage Trust, Inc. Common Stock|Q|20160307||C|||O
20160315|PCH|Potlatch Corporation Common Stock|Q|20160307||C|||O
20160315|POPE|Pope Resources Depositary Receipts of Limited Partnership Units|Q|20160307||C|||O
20160315|PTXP|PennTex Midstream Partners, LP Common Units Representing Limited Partnership Interests|Q|20160307||C|||O
20160315|ROIC|Retail Opportunity Investments Corp. Common Stock (MD)|Q|20160307||C|||O
20160315|SBRA|Sabra Healthcare REIT, Inc. Common Stock|Q|20160307||C|||O
20160315|SOHO|Sotherly Hotels Inc. Common Stock|Q|20160307||C|||O
20160315|VNOM|Viper Energy Partners LP Common Unit|Q|20160307||C|||O
20160315|VRTB|Vestin Realty Mortgage II, Inc. Common Stock|Q|20160307||C|||O
20160315|WHLR|Wheeler Real Estate Investment Trust, Inc. Common Stock|Q|20160307||C|||O
20160321|LOJN|LoJack Corporation Common Stock|Q|20160307|20160321|C|||A
20160322|GAI|Global-Tech Advanced Innovations Inc. Common Stock|Q|20160307|20160322|C|||A
20160323|CLDN|Eiger BioPharmaceuticals, Inc. Common Stock|Q|20160307|20160323|C|||C
20160323|EIGR|Eiger BioPharmaceuticals, Inc. Common Stock|Q|20160323||C|C|CLDN|S
20160323|RLD|RealD Inc.|N|20160307|20160323|C|||A
20160323|SFG|Stancorp Financial Group|N|20160310|20160323|C|||A
20160324|HNT|Health Net, Inc.|N|20160307|20160324|C|||A
20160331|GLPW|Global Power Equipment Group Inc.|N|20160307|20160331|C|||D
20160401|BSTG|Biostage, Inc. Common Stock|Q|20160401||C|C|HART|S
20160401|HART|Biostage, Inc. Common Stock|Q|20160307|20160401|C|||C
20160401|SXCL|Steel Excel Inc. Common Stock|Q|20160307|20160401|C|||D
20160404|LSG|Lake Shore Gold Corp.|A|20160307|20160404|C|||A
20160404|RNF|Rentech Nitrogen Partners, L.P.|N|20160307|20160404|C|||A
20160405|NPBC|National Penn Bancshares, Inc. Common Stock|Q|20160307|20160405|C|||A
20160411|JMG|Journal Media Group Inc|N|20160307|20160411|C|||A
20160413|AVIR|Aviragen Therapeutics, Inc Common Stock|Q|20160413||C|C|BOTA|S
20160413|BLT|Blount International, Inc.|N|20160307|20160413|C|||A
20160413|BOTA|Aviragen Therapeutics, Inc Common Stock|Q|20160307|20160413|C|||C
20160414|BTU|Peabody Energy Corporation|N|20160307|20160414|C|||D
20160414|CNL|Cleco Corporation|N|20160307|20160414|C|||A
20160418|LMCA|Liberty Media Corporation Series A Common Stock|Q|20160307|20160418|C|||D
20160418|LMCB|Liberty Media Corporation Series B Common Stock|Q|20160307|20160418|C|||D
20160419|DSCO|Windtree Therapeutics, Inc. Common Stock|Q|20160307|20160419|C|||C
20160419|JST|Jinpan International Limited Common Stock|Q|20160307|20160419|C|||A
20160419|WINT|Windtree Therapeutics, Inc. Common Stock|Q|20160419||C|C|DSCO|S
20160425|ATNY|API Technologies Corp. Common Stock|Q|20160307|20160425|C|||A
20160425|HPY|Heartland Payment Systems, Inc.|N|20160307|20160425|C|||A
20160428|TFM|The Fresh Market, Inc. Common Stock|Q|20160307|20160428|C|||A
20160429|LG|Laclede Group, Inc.|N|20160307|20160429|C|||C
20160429|PBM|Pacific Booker Minerals Inc.|A|20160307|20160429|C|||D
20160429|PNK|Pinnacle Entertainment, Inc. Common Stock|Q|20160307|20160429|C|||A
20160429|SR|Spire Inc.|N|20160429||C||LG|S
20160502|ABCW|Anchor BanCorp Wisconsin Inc. Common Stock|Q|20160307|20160502|C|||D
20160502|NEWP|Newport Corporation Common Stock|Q|20160307|20160502|C|||A
20160502|PULB|Pulaski Financial Corp. Common Stock|Q|20160307|20160502|C|||A
20160502|UACL|Universal Logistics Holdings, Inc. Common Stock|Q|20160307|20160502|C|||C
20160502|ULH|Universal Logistics Holdings, Inc. Common Stock|Q|20160502||C|C|UACL|S
20160503|BYLK|Baylake Corporation Common Stock|Q|20160307|20160503|C|||A
20160503|CBNJ|Cape Bancorp, Inc. Common Stock|Q|20160307|20160503|C|||A
20160503|CRWN|Crown Media Holdings, Inc. Class A Common Stock|Q|20160307|20160503|C|||A
20160509|FH|FORM Holdings Corp. Common Stock|Q|20160509||C|C|VRNG|S
20160509|NTLS|NTELOS Holdings Corp. Common Stock|Q|20160307|20160509|C|||A
20160509|POWR|PowerSecure International, Inc.|N|20160307|20160509|C|||A
20160509|VBIV|VBI Vaccines Inc. Common Stock|Q|20160307|20160509|C|||A
20160509|VRNG|FORM Holdings Corp. Common Stock|Q|20160307|20160509|C|||C
20160511|SZYM|TerraVia Holdings, Inc. Common Stock|Q|20160307|20160511|C|||C
20160511|TVIA|TerraVia Holdings, Inc. Common Stock|Q|20160511||C|C|SZYM|S
20160512|AAVL|Adverum Biotechnologies, Inc. Common Stock|Q|20160307|20160512|C|||C
20160512|ADVM|Adverum Biotechnologies, Inc. Common Stock|Q|20160512||C|C|AAVL|S
20160512|GSIG|Novanta Inc. Common Stock|Q|20160307|20160512|C|||C
20160512|MTSN|Mattson Technology, Inc. Common Stock|Q|20160307|20160512|C|||A
20160512|NOVT|Novanta Inc. Common Stock|Q|20160512||C|C|GSIG|S
20160512|VSCP|VirtualScopics, Inc. Common Stock|Q|20160307|20160512|C|||A
20160513|MXPT|MaxPoint Interactive, Inc.|N|20160307|20160513|C|||D
20160516|CKP|Checkpoint Systems, Inc.|N|20160307|20160516|C|||A
20160516|MXPT|MaxPoint Interactive, Inc. Common Stock|Q|20160516||C|||T
20160517|HFFC|HF Financial Corp. Common Stock ($0.01 Par Value)|Q|20160307|20160517|C|||A
20160519|CTCM|CTC Media, Inc. Common Stock|Q|20160307|20160519|C|||D
20160523|CDRB|Code Rebel Corporation Common Stock|Q|20160307|20160523|C|||D
20160523|CHEV|Cheviot Financial Corp Common Stock|Q|20160307|20160523|C|||A
20160526|BDMS|Birner Dental Management Services, Inc. Common Stock|Q|20160307|20160526|C|||D
20160531|OSGB|Overseas Shipholding Group, Inc.|A|20160307|20160531|C|||V
20160531|RKUS|Ruckus Wireless, Inc.|N|20160307|20160531|C|||A
20160601|BIN|Progressive Waste Solutions Ltd|N|20160307|20160601|C|||A
20160602|FSYS|Fuel Systems Solutions, Inc. Common Stock|Q|20160307|20160602|C|||A
20160602|SLI|Sl Industries Inc|A|20160307|20160602|C|||A
20160606|AZUR|Azure Midstream Partners, LP|N|20160310|20160606|C|||D
20160606|BMCH|BMC Stock Holdings, Inc. Common Stock|Q|20160606||C|C|STCK|S
20160606|PRGN|Paragon Shipping Inc. Class A Common Stock|Q|20160307|20160606|C|||D
20160606|STCK|BMC Stock Holdings, Inc. Common Stock|Q|20160307|20160606|C|||C
20160607|AFOP|Alliance Fiber Optic Products, Inc. Common Stock|Q|20160307|20160607|C|||A
20160609|CASC|Cascadian Therapeutics, Inc.|Q|20160609||C|C|ONTY|S
20160609|ONTY|Cascadian Therapeutics, Inc.|Q|20160307|20160609|C|||C
20160610|NXEO|Nexeo Solutions, Inc. Common Stock|Q|20160610||C|C|WLRH|S
20160610|WLRH|Nexeo Solutions, Inc. Common Stock|Q|20160307|20160610|C|||C
20160613|TXTR|Textura Corporation|N|20160307|20160613|C|||A
20160615|HERO|Hercules Offshore, Inc. Common Stock|Q|20160307|20160615|C|||D
20160615|OPWR|Opower, Inc.|N|20160307|20160615|C|||A
20160617|GEC|Great Elm Capital Group, Inc. Common Stock|Q|20160617||C|C|UPIP|S
20160617|SOCB|Southcoast Financial Corporation Common Stock|Q|20160307|20160617|C|||A
20160617|TRUP|Trupanion, Inc.|N|20160307|20160617|C|||U
20160617|TRUP|Trupanion, Inc. Common Stock|Q|20160617||C|||T
20160617|UPIP|Great Elm Capital Group, Inc. Common Stock|Q|20160307|20160617|C|||C
20160620|JGW|The J.G. Wentworth Company|N|20160307|20160620|C|||D
20160620|TPUB|Tribune Publishing Company|N|20160307|20160620|C|||U
20160620|TRNC|tronc, Inc. Common Stock|Q|20160620||C|||T
20160621|PNX|The Phoenix Co|N|20160307|20160621|C|||A
20160622|CRDC|Dextera Surgical Inc. Common Stock|Q|20160307|20160622|C|||C
20160622|DXTR|Dextera Surgical Inc. Common Stock|Q|20160622||C|C|CRDC|S
20160623|CNLM|Origo Acquisition Corporation Ordinary Shares|Q|20160307|20160623|C|||C
20160623|OACQ|Origo Acquisition Corporation Ordinary Shares|Q|20160623||C|C|CNLM|S
20160624|NTI|Northern Tier Energy LP|N|20160310|20160624|C|||A
20160627|ANAC|Anacor Pharmaceuticals, Inc. Common stock|Q|20160307|20160627|C|||A
20160627|CSCD|Cascade Microtech, Inc. Common Stock|Q|20160307|20160627|C|||A
20160627|MAG|Mag Silver Corp|A|20160627||C|C|MVG|S
20160627|MNRK|Monarch Financial Holdings, Inc. Common Stock|Q|20160307|20160627|C|||A
20160627|MVG|Mag Silver Corp|A|20160307|20160627|C|||C
20160628|OSG|Overseas Shipholding Group Inc.|A|20160307|20160628|C|||U
20160628|OSG|Overseas Shipholding Group Inc.|N|20160628||C|C||T
20160701|AVNU|Avenue Financial Holdings, Inc. Common Stock|Q|20160307|20160701|C|||A
20160701|FVE|Five Star Quality Care Inc|N|20160307|20160701|C|||U
20160701|FVE|Five Star Quality Care, Inc. Common Stock|Q|20160701||C|||T
20160701|FXCB|Fox Chase Bancorp, Inc. Common Stock|Q|20160307|20160701|C|||A
20160701|GATX|GATX Corp|N|20160701||C|C|GMT|S
20160701|GB|Greatbatch Inc|N|20160307|20160701|C|||C
20160701|GMT|GATX Corp|N|20160307|20160701|C|||C
20160701|ITGR|Integer Holdings Corporation|N|20160701||C|C|GB|S
20160701|TA|Travel Centers America LLC|N|20160310|20160701|C|||U
20160701|TA|TravelCenters of America LLC Common Stock|Q|20160701||C|||T
20160705|FCTY|1st Century Bancshares, Inc Common Stock|Q|20160307|20160705|C|||A
20160705|SSRG|Symmetry Surgical Inc. Common Stock|Q|20160307|20160705|C|||A
20160705|UNTD|United Online, Inc. Common Stock|Q|20160307|20160705|C|||A
20160706|XNPT|XenoPort, Inc. Common Stock|Q|20160307|20160706|C|||A
20160707|RRM|RR Media Ltd. Ordinary Shares|Q|20160307|20160707|C|||A
20160711|CNYD|China Yida Holding, Co. Common Stock (Nevada)|Q|20160307|20160711|C|||A
20160712|DWRE|Demandware Inc|N|20160307|20160712|C|||A
20160712|ECTE|Echo Therapeutics, Inc. Common Stock|Q|20160307|20160712|C|||D
20160712|TFSC|1347 Capital Corp. Common Stock|Q|20160307|20160712|C|||D
20160713|CADT|China Lending Corporation Ordinary Shares|Q|20160307|20160713|C|||C
20160713|CLDC|China Lending Corporation Ordinary Shares|Q|20160713||C|C|CADT|S
20160713|CPXX|Celator Pharmaceuticals Inc. Common Stock|Q|20160307|20160713|C|||A
20160713|TAL|Tal International Group|N|20160307|20160713|C|||A
20160714|LDRH|LDR Holding Corporation Common Stock|Q|20160307|20160714|C|||A
20160718|LPSB|LaPorte Bancorp, Inc. Common Stock|Q|20160307|20160718|C|||A
20160719|GSI|General Steel Holdings Inc|N|20160307|20160719|C|||V
20160720|NKA|Niska Gas Storage Partners Llc|N|20160310|20160720|C|||A
20160722|BNK|C1 Financial, Inc.|N|20160307|20160722|C|||A
20160725|GGAC|Garnero Group Acquisition Company Ordinary Shares|Q|20160307|20160725|C|||D
20160728|EXAM|Examworks Group Inc|N|20160307|20160728|C|||A
20160728|HNSN|Hansen Medical, Inc. Common Stock|Q|20160307|20160728|C|||A
20160728|KKD|Krispy Kreme Doughnuts|N|20160307|20160728|C|||A
20160728|MFLX|Multi-Fineline Electronix, Inc. Common Stock|Q|20160307|20160728|C|||A
20160729|SQI|SciQuest, Inc. Common Stock|Q|20160307|20160729|C|||A
20160801|BBCN|Hope Bancorp, Inc. Common Stock|Q|20160307|20160801|C|||C
20160801|BIND|BIND Therapeutics, Inc. Common Stock|Q|20160307|20160801|C|||D
20160801|CCN|CardConnect Corp. Common Stock|Q|20160801||C|C|FNTC|S
20160801|FNTC|CardConnect Corp. Common Stock|Q|20160307|20160801|C|||C
20160801|HMPR|Xenith Bankshares, Inc. NEW|Q|20160307|20160801|C|||C
20160801|HOPE|Hope Bancorp, Inc. Common Stock|Q|20160801||C|C|BBCN|S
20160801|WIBC|Wilshire Bancorp, Inc. Common Stock|Q|20160307|20160801|C|||A
20160801|XBKS|Xenith Bankshares, Inc. Common Stock|Q|20160307|20160801|C|||A
20160801|XBKS|Xenith Bankshares, Inc. NEW|Q|20160801||C|C|HMPR|S
20160802|TUMI|Tumi Holdings Inc|N|20160307|20160802|C|||A
20160804|EPRS|EPIRUS Biopharmaceuticals, Inc. Common Stock|Q|20160307|20160804|C|||D
20160805|ONE|Higher One Holdings Inc|N|20160307|20160805|C|||A
20160808|ONVO|Organovo Holdings, Inc.|A|20160307|20160808|C|||U
20160808|ONVO|Organovo Holdings, Inc. Common Stock|Q|20160808||C|||T
20160810|RLOC|ReachLocal, Inc. Common Stock|Q|20160307|20160810|C|||A
20160811|ELRC|Electro Rent Corporation Common Stock|Q|20160307|20160811|C|||A
20160811|SMLR|Semler Scientific, Inc. Common Stock|Q|20160307|20160811|C|||D
20160817|MKTO|Marketo, Inc. Common Stock|Q|20160307|20160817|C|||A
20160817|QLGC|QLogic Corporation Common Stock|Q|20160307|20160817|C|||A
20160822|MESG|Xura, Inc. Common Stock|Q|20160307|20160822|C|||A
20160822|RRD|R.R. Donnelley & Sons Company Common Stock|Q|20160307|20160822|C|||U
20160823|DWA|Dreamworks Animation SKG, Inc. Class A Common Stock|Q|20160307|20160823|C|||A
20160823|FMD|The First Marblehead Corp|N|20160307|20160823|C|||A
20160823|QLIK|Qlik Technologies Inc. Common Stock|Q|20160307|20160823|C|||A
20160824|HTWR|Heartware International Inc Common Stock|Q|20160307|20160824|C|||A
20160830|SGNT|Sagent Pharmaceuticals, Inc. Common Stock|Q|20160307|20160830|C|||A
20160831|LIME|Lime Energy Co. Common Stock|Q|20160307|20160831|C|||D
20160901|AMIC|American Independence Corp.|Q|20160307|20160901|C|||A
20160901|AMTG|Apollo Residential Mortgage Inc|N|20160307|20160901|C|||A
20160901|AXLL|Axiall Corporation|N|20160307|20160901|C|||A
20160901|BVA|Cordia Bancorp Inc. Common Stock|Q|20160307|20160901|C|||A
20160901|NTK|Nortek Inc. Common Stock|Q|20160307|20160901|C|||A
20160901|TLMR|Talmer Bancorp, Inc. Common Class A Common Stock|Q|20160307|20160901|C|||A
20160902|CSH|Cash America International|N|20160307|20160902|C|||A
20160902|FCFS|First Cash, Inc. Common Stock|Q|20160307|20160902|C|||U
20160902|FCFS|FirstCash, Inc.|N|20160902||C|||T
END_FILE|20160902|524|||||||