ORF Forms and Documentation

The OTC Equity Symbol Request Form (FINRA New Issue Form) is available on the FINRA Gateway. New Users should contact their Super Account Administrators (SAA) for a User ID and initial Password. Please submit your request using the following link:

• OTC Equity Symbol Request Form

If you have any questions on completing the OTC Equity Symbol Request Form, please contact FINRA Market Operations at (866) 776-0800. For Technical or Entitlement support, call the FINRA Support Center at (800) 321-6273.

ORF Documentation

• Multifactor Authentication (MFA) Web Help v2.1 (8/20/24)
• Enrolling in Multifactor Authentication (MFA) to Access the TRAQS Website v2.1 (8/20/24)
• MOLD/UDP 64 IP Addresses (12/5/22)
• Web API Specification for the OTC Reporting Facility v15.1 (8/20/24)
• Web API Specification for the OTC Reporting Facility v14.0 (9/23/22)
• Issue Management System Web User Guide - version 1.3 (8/6/20)
• ORF FIX Specifications v1.11 (5/28/24)
• TRAQS OTC Reporting Facility (ORF) User Guide v3.0 (4/29/24)
• TDDS 2.1 Specification v1.1 (5/28/24)
• FINRA ADDS User Guide v16.9 (6/5/24)