We’re one team with one mission.
Our mission is clear—to provide investor protection and promote market integrity— and our effectiveness is crucial to the health of the capital markets. FINRA touches virtually every aspect of the U.S. securities business, including:
To accomplish this each day, we are committed to recruiting, and retaining, the very best employees. And while our professional backgrounds may vary—ranging from law and finance to technology, accounting and administration—we all share a strong dedication to FINRA’s mission.