finra

Former Chairmen of the Board of Governors


B. Howell Griswold, Jr.
Alex, Brown & Sons, Baltimore, MD

1939

  

Francis A. Bonner
Blair, Bonner & Company, Chicago, IL

1940

  

Robert W. Baird
The Wisconsin Company, Milwaukee, WI

1941

  

H. H. Dewar
Dewar, Robertson & Pancoast, San Antonio, TX

1942

  

Henry G. Riter, 3rd
Riter & Co., New York, NY

1943

  

Ralph Chapman
Farwell, Chapman & Co., Chicago, IL

1944

  

Ralph E. Phillips
Dean Witter & Co., Los Angeles, CA

1945

  

William K. Barclay, Jr.
Stein Bros. & Boyce, Philadelphia, PA

1946

  

Herbert F. Boynton
H. F. Boynton & Co., Inc., New York, NY

1947

  

L. Raymond Billett
McCormick & Co., Chicago, IL

1948

  

Clement A. Evans
Clement A. Evans & Company, Inc., Atlanta, GA

1949

  

John J. Sullivan
Bosworth, Sullivan & Company, Denver, CO

1950

  

Howard E. Buhse
Hornblower & Weeks, Chicago, IL

1951

  

Clarence A. Bickel
Robert W. Baird & Co., Milwaukee, WI

1952

  

Carl Stolleg
A. Saxton & Co., Inc., New York, NY

1953

  

Edward C. George
Harriman Ripley & Co., Inc., Chicago, IL

1954

  

Harold E. Wood
Harold E. Wood & Company, St. Paul, MN

1955

  

Frank H. Hunter
McKelvy & Company, Pittsburgh, PA

1956

  

Frank L. Reissner
Indianapolis Bond and Share Corporation, Indianapolis, IN

1957

  

Charles L. Bergmann
R.W. Pressprich & Co., New York, NY

1958

  

Alexander Yearley, IV
The Robinson-Humphrey Company, Inc., Atlanta, GA

1959

  

Glenn E. Anderson
Carolina Securities Corporation, Raleigh, NC

1960

  

William H. Claflin, III
Tucker, Anthony & R.L. Day, Boston, MA

1961

  

Avery Rockefeller, Jr.
Dominick & Dominick, New York, NY

1962

  

Merrill M. Cohen
J.M. Dain & Co., Inc., Minneapolis, MN

1963

  

Hudson B. Lemkau
Morgan Stanley & Co., New York, NY

1963

  

Robert W. Haack
Robert W. Baird & Co., Incorporated, Milwaukee, WI

1964

  

Robert R. Miller
Hornblower & Weeks-Hemphill, Noyes, Los Angeles, CA

1964

  

G. Shelby Friedrichs
Howard, Weil, Labouisse, Friedrichs and Company,
New Orleans, LA

1965

  

Allan C. Eustis, Jr.
Spencer Trask & Co., New York, NY

1966

  

Robert M. Gardiner
Reynolds & Co., New York, NY

1967

  

Phil E. Pearce
G. H. Crawford Co., Inc., Columbia, SC

1968

  

Kenneth H. Sayre
Irving Lundborg & Co., San Francisco, CA

1969

  

Gordon L. Teach
Shearson, Hammill & Co., Inc., Chicago, IL

1970

  

J. Coleman Budd
The Robinson-Humphrey Company, Inc., Atlanta, GA

1971

  

Peter C. Barnes
H.O. Peet & Co., Inc., Kansas City, MO

1972

  

J. Logan Burke, Jr.
W.E. Hutton & Co., New York, NY

1973

  

David R. Murphey, III
The Pierce, Wulbern, Murphey Corporation, Tampa, FL

1974

  

Raymond A. Mason
First Regional Securities Inc., Washington, DC

1975

  

Robert W. Swinarton
Dean Witter & Co. Incorporated, New York, NY

1976

  

Eugene Arnold, Jr.
Hopper Soliday & Co., Inc., Philadelphia, PA

1977

  

David W. Mesker
A. G. Edwards & Sons, Inc., St. Louis, MO

1978

  

J. Stephen Putnam
F. L. Putnam & Company, Inc., Boston, MA

1979

  

James F. Keegan
Morgan Keegan & Company, Inc., Memphis, TN

1980

  

L. C. Petersen
Kirkpatrick, Pettis, Smith, Polian, Inc., Omaha, NE

1981

  

Ernest F. Rice, Jr.
Blunt Ellis & Loewi Incorporated, Milwaukee, WI

1982

  

Norman T. Wilde, Jr.
Janney Montgomery Scott, Inc., Philadelphia, PA

1983

  

Carl P. Sherr
Carl P. Sherr & Co., Worcester, MA

1984

  

Peter D. Byrne
Dean Witter Reynolds, Inc.

1985

  

David W. Hunter
Parker/Hunter Incorporated, Pittsburgh, PA

1986

  

Joseph R. Hardiman
Alex, Brown & Sons Incorporated, Baltimore, MD

1987

  

James M. Davin
Drexel Burnham Lambert Incorporated, New York, NY

1987

  

Stephen L. Hammerman
Merrill Lynch World Headquarters, New York, NY

1988

  

William L. Tedford, Jr.
Stephens, Inc., Little Rock, AR

1989

  

Kenneth J. Wessels
Wessels, Arnold & Henderson, L.P., Minneapolis, MN

1990

  

William B. Summers, Jr.
McDonald & Company Securities, Inc., Cleveland, OH

1991

  

Charles B. Johnson
Franklin Distributors, Inc., San Mateo, CA

1992

  

Fredric M. Roberts
F.M. Roberts & Co., Los Angeles, CA

1993

  

Joseph J. Grano, Jr.
PaineWebber, New York, NY

1994

  

Ian B. Davidson
D. A. Davidson & Company, Great Falls, MT

1995

  

Mary Alice Brophy
Dain Bosworth Incorporated, Minneapolis, MN

January - April 1996

  

Daniel P. Tully
Merrill Lynch & Co., Inc., New York, NY

April 1996 – April 1997

  

Frank G. Zarb
National Association of Securities Dealers, Inc.

April 1997 – September 2001

  

Robert R. Glauber
NASD

September 2001 – September 2006

  

Mary L. Schapiro
NASD

September 2006 – July 2007