FINRA Executives

Richard G. KetchumRichard G. Ketchum
Chairman & Chief Executive Officer

Gregory AhemGregory Ahern
Executive Vice President for Corporate Communications and Government Relations
Thomas GiraThomas Gira
Executive Vice President, Market Regulation
Marcia E. AsquithMarcia E. Asquith
Senior Vice President and Corporate Secretary
Steven A. JoachimSteven A. Joachim
Executive Vice President, Transparency Services
Susan AxelrodSusan F. Axelrod
Executive Vice President, Regulatory Operations
Tracy JohnsonTracy Johnson
Senior Vice President, Human Resources
J. Bradley BennettJ. Bradley Bennett
Executive Vice President, Enforcement
Steven J. RandichSteven J. Randich
Executive Vice President and Chief Information Officer
Richard W. BerryRichard W. Berry
Executive Vice President and Director of Dispute Resolution
Michael RufinoMichael Rufino
Executive Vice President, Head of FINRA Member Regulation—Sales Practice
Robert ColbyRobert Colby
Chief Legal Officer
Thomas M. SelmanThomas M. Selman
Executive Vice President, Regulatory Policy and
Legal Compliance Officer
Carlo V. di FlorioCarlo V. di Florio
Chief Risk Officer & Head of Strategy
Jonathan S. SokobinJonathan S. Sokobin
Chief Economist and Senior Vice President
Todd DiganciTodd T. Diganci
Executive Vice President and Chief Financial Officer
Gerri WalshGerri Walsh
President, FINRA Investor Education Foundation
Senior Vice President, FINRA Investor Education
Cameron FunkhouserCameron Funkhouser
Executive Vice President, Office of Fraud Detection and Market Intelligence
Bill WollmanBill Wollman
Executive Vice President, Member Regulation—Risk Oversight and Operational Regulation (ROOR)


    Last Updated: 12/1/2014