Dispute Resolution Regional Offices and Hearing Locations

 

FINRA offers 71 hearing venues, including at least one in each state of the United States, one in San Juan, Puerto Rico, and one in London, UK.

 

 

Northeast Region (Includes Any Pending Case With the NYSE Forum Prior to August 6, 2007)

 

Hearings Locations:
Albany, NY; Augusta, ME; Boston, MA; Buffalo, NY; Hartford, CT; London, England; Manchester, NH; Montpelier, VT; New York, NY; Newark, NJ; Philadelphia, PA; Providence, RI; Syracuse NY
 

Following is additional information regarding New York City offices/cases:

 

 

FINRA Dispute Resolution

One Liberty Plaza
165 Broadway
27th Floor
New York, NY 10006
(212) 858-4200
Fax: (301) 527-4873

View Map

 

New York Office Guide

 

For more information, please contact Katherine Bayer.


 



 

Western Region

 

Hearings Locations:
Albuquerque, NM; Anchorage, AK; Boise, ID; Cheyenne, WY; Denver, CO; Helena, MT; Honolulu, HI; Las Vegas, NV; Los Angeles, CA; Phoenix, AZ; Portland, OR; Reno, NV; Salt Lake City, UT; San Diego, CA; San Francisco, CA; Seattle, WA
 

Following is additional information regarding Los Angeles office/cases:

 

 

FINRA Dispute Resolution
300 S. Grand Avenue
Suite 900
Los Angeles, CA 90071
(213) 613-2680
Fax: (301) 527-4766

View Map

 

Los Angeles Office Guide

 

For more information, please contact Laura McNamire.

 



 

Southeast Region

 

 

Hearings Locations:
Atlanta, GA; Baltimore, MD; Birmingham, AL; Boca Raton, FL; Charlotte, NC; Columbia, SC; Jackson, MS; Jacksonville, FL; Little Rock, AR; Memphis, TN; Miami, FL; Nashville, TN; New Orleans, LA; Norfolk, VA; Orlando, FL; Raleigh, NC; Richmond, VA; San Juan, PR; Tampa, FL; Washington, DC; Wilmington, DE


 

Following is additional information regarding Boca Raton office/cases:

 

 

FINRA Dispute Resolution
Boca Center Tower 1
5200 Town Center Circle
Boca Raton, FL 33486
(561) 416-0277
Fax: (301) 527-4868

View Map

 

Florida Office Guide

 

For more information, please contact Manly Ray.

 



 

Midwest Region

 

Hearings Locations:
Bismarck, ND; Charleston, WV; Chicago, IL; Cincinnati, OH; Cleveland, OH; Columbus, OH; Dallas, TX; Des Moines, IA; Detroit, MI; Houston, TX; Indianapolis, IN; Kansas City, MO; Louisville, KY; Milwaukee, WI; Minneapolis, MN; Oklahoma City, OK; Omaha, NE; Pittsburgh, PA; Rapid City, SD; St. Louis, MO; Wichita, KS
 

Following is additional information regarding Chicago office/cases:

 

 

FINRA Dispute Resolution
55 West Monroe Street, Suite 2600
Chicago, IL 60603-1002
(312) 899-4440
Fax: (312) 236-9239

View Map

 

Chicago Office Guide

 

For more information, please contact Carolann Gemski.