FINRA Dispute Resolution Office Guides 

These Office Guides for use by neutrals and parties visiting FINRA Dispute Resolution’s Regional Offices. These guides provide logistical and other information about services and amenities provided by the Regional Office, as well as available in the nearby area.


If you have further questions, the FINRA Dispute Resolution office staff is available to assist. Please click on the appropriate Regional Office city below in order to view that particular Office Guide.


Northeast Region


Northeast Regional Office Guide - New York


FINRA Dispute Resolution
One Liberty Plaza
165 Broadway
27th Floor
New York, NY 10006
(212) 858-4400
Fax: (212) 858-4429




Southeast Region


Southeast Regional Office Guide


FINRA Dispute Resolution
Boca Center Tower 1
5200 Town Center Circle
Boca Raton, FL 33486
(561) 416-0277
Fax: (301) 527-4868



Western Region


Western Regional Office Guide - Los Angeles


FINRA Dispute Resolution
300 S. Grand Avenue
Suite 900
Los Angeles, CA 90071
(213) 613-2680
Fax: (213) 613-2677




Midwest Region


Midwest Regional Office Guide


FINRA Dispute Resolution
55 West Monroe Street

Suite 2600

Chicago, IL 60603
(312) 899-4440
Fax: (312) 236-9239



Last Updated: 8/18/2006