ADF Rule Filings

SR-FINRA-2014-007   Proposed Rule Change to Amend Rule 7510 and Rule 7540 Relating to Fees for the Alternative Display Facility
SR-FINRA-2013-054   Proposed Rule Change Relating to Capacity Management Plan
SR-FINRA-2013-053   Proposed Rule Change to Update the Rules Governing the Alternative Display Facility
SR-FINRA-2013-052   Proposed Rule Change Relating to Alternative Display Facility New Entrant
SR-FINRA-2013-050   Proposed Rule Change Relating to Over-the-Counter Equity Trade Reporting and OATS Reporting
SR-FINRA-2013-031   Proposed Rule Change Relating to Participation on the Alternative Display Facility
SR-FINRA-2013-013   Proposed Rule Change to Require Members to Report OTC Equity Transactions As Soon As Practicable, But No Later Than 10 Seconds, Following Execution
SR-FINRA-2007-012   Proposed Rule Change to Amend Trade Reporting Rules to Require Related Market Center Indicator on Certain Non-Tape Reports Submitted to FINRA
SR-NASD-2007-040   Proposed Rule Change Relating to Clearing Reports for Previously Executed Trades
SR-NASD-2006-091   Amendments to NASD Rules to Align Them with Regulation NMS and to Allow for Quoting, Trade Reporting and Clearing Through the Alternative Display Facility for all NMS Stock.
SR-NASD-2003-067   Proposed Rule Change to Extend Operation of NASD's Alternative Display Facility as a Temporary Pilot
SR-NASD-2003-009   Fees Relating to the NASD Alternative Display Facility
SR-NASD-2002-028   Fees Relating to the NASD Alternative Display Facility
SR-NASD-2001-090   Notice of Proposed Rule Change Relating to NASDAQ Separation from the NASD and the Establishment of the NASD Alternative Display Facility
SR-FINRA-2010-049   Proposed Rule Change Relating to Quotation Requirements on the Alternative Display Facility
SR-FINRA-2009-085   Proposed Rule Change Relating to Order Reporting Requirements on the Alternative Display Facility
SR-FINRA-2009-069 Updated   Proposed Rule Change to Impose an Excess Capacity Usage Fee on ADF Trading Centers that Exceed Their Certified Volume Levels Pursuant to a New FINRA ADF Capacity Management Plan