Regulation NMS Notices

Trade Reporting Notices

2/24/09 FINRA Announces Two New Trade Reporting Modifiers Related to Regulation NMS 

Effective Date: July 1, 2009

Posted on: 2/24/09


Notice to Members

07-23 NASD Trade Reporting Requirements Related to Regulation NMS

See Trade Reporting Notice 2/24/09 for updates to Regulation NMS trade reporting requirements.

Posted on: 5/11/07

06-67 SEC Approves Amendments to NASD Rules to Align Them with Regulation NMS;

The SEC has extended the Trading Phase Date to March 5, 2007.

Effective Date: Regulation NMS Trading Phase Date, Currently Scheduled to Occur February 5, 2007

Posted on: 11/28/06