TRACE Regulatory and Trade Reporting Notices

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August 2013

Trade Reporting Notices
8/1/2013 Frequently Asked Questions Regarding TRACE Reporting
Posted on: 8/1/2013

July 2013

Regulatory Notices
13-24 FINRA Announces Modifications Regarding Historic TRACE Data
Effective Date: July 22, 2013
Posted on: 7/22/2013

April 2013

Regulatory Notices
13-15 SEC Approves Amendments to FINRA Rule 6730(d)(2) Requiring Firms to Report Factor in Asset-Backed Securities Transactions Executed in Agency Capacity and Subject to Commission Charges
Effective Date: July 22, 2013
Posted on: 4/12/2013
Trade Reporting Notices
4/17/2013 Reduction of Reporting Times for Agency Pass-Through Mortgage-Backed Securities Traded TBA
Posted on: 4/17/2013

February 2013

Regulatory Notices
13-09 SEC Approves Amendments to Establish Two Optional TRACE Data Delivery Services and Related Fees
Effective Date: June 10, 2013
Posted on: 2/28/2013