Web CRD and Related System Links***

The following are the links to access the CRD family of applications.

 

 

Web CRD is a secure registration and licensing system for entitled users only. Authorized users must complete and submit the appropriate forms to FINRA to be entitled to use Web CRD. For further information and instructions regarding Web CRD entitlement, visit the FINRA Entitlement Program Web page or call the Gateway Call Center at (301) 869-6699. Web CRD is available Monday through Friday from 7 a.m. to 11 p.m., Eastern Time (ET). It is available three Saturdays of each month from 8 a.m. to 6 p.m., ET, unless otherwise specified.

 

Web EFT.FSG*** – https://fsg.finra.org
This Web-based, electronic document transfer system allows firms, that choose to subscribe, to interface with Web CRD and IARD in an automated manner and transfer filing information across the Internet in the form of uploads and downloads from their internal systems. It offers firms the ability to upload 'batched' data to FINRA and provides subscribers with reports containing the results of filing processing, as well as downloads of registration and accounting activity. Web EFT's hours of availability are the same as those for Web CRD.

 

FINRA BrokerCheck – http://www.finra.org/brokercheck
FINRA BrokerCheck is an online tool to help investors check the background of brokers and brokerage firms in order to make informed decisions regarding the management of their investments. For any questions you may have regarding FINRA BrokerCheck, contact the BrokerCheck hotline at (800) 289-9999, Monday through Friday from 8 a.m. until 8 p.m., Eastern Time.

 

For IARD-related system links, please visit www.iard.com.

 



***Note that these systems are for authorized users only. Individuals using these computer systems are subject to monitoring for compliance with FINRA policies and applicable laws. Anyone using these systems expressly consents to such monitoring, and is advised that if monitoring reveals evidence of what could constitute illegal activity under federal and/or applicable state law, system personnel may refer this evidence to appropriate law enforcement officials.

Last Updated: 4/17/2012