District 5 (New Orleans) - District Compliance Events

Designed for compliance and legal professionals at FINRA member firms, these events offer an opportunity to hear about current regulatory issues while engaging in a direct dialogue with FINRA District Office staff. For more information including discussion topics, see the individual program descriptions below.

There are no events scheduled at this time.

District Office Contact: Brian Hartmann at (504) 412-2403 or Cheryl Krakowski at (504) 522-6527.


Only FINRA's Annual Conference is open to journalists. All other FINRA conferences, compliance boot camps, FINRA Institute at Wharton, District Compliance Events and webinars are closed to journalists.



Last Updated: 8/6/2014