2010 Regulatory and Business Considerations – Part II

August 9, 2010

The second podcast in a two-part series on regulatory and business considerations, as highlighted in FINRA’s 2010 annual letter to firms.



Note: It may take a moment for the podcast to start after clicking "Play" depending on the size of the podcast and the speed of your connection. Please be patient while it loads. If you prefer, you may download the podcast.