1998 National Adjudicatory Council Disciplinary Decisions

Proceeding Number   Date   Title
C10960149   12/22/98   Andrew Fensmark Harris  
C01960020   11/18/98   Daniel Wright Sisson  
C02960024   11/13/98   James Basil Peters  
C8A960094   11/11/98   Norman M. Merz  
C05930020   11/3/98   Donald R. Gates  
C9A960029   10/22/98   Pamela A. Hartsock  
C07960105   10/22/98   Wayne B. Vaughan  
C8A970040   10/22/98   Herbert L. Davis, Jr.  
C07970006   10/15/98   Joseph G. Chiulli  
CMS920005   10/14/98   John Roger Faherty & Nianne A. Norris  
C07960096   9/14/98   Hunter International Securities, Inc., & Louis N. Nizza, Jr.  
C10970029   9/11/98   John M. Columbia  
C07960069   8/25/98   Steven A. Kirschbaum  
C07970022   8/17/98   Allen R. Prewitt  
C10960162   7/29/98   Douglas John Mangan  
C02970027   7/28/98   Nancy H. Martin  
C07970045   7/24/98   Ted D. Wells  
CMS920091   7/13/98   Michael J. Markowski & Joseph F. Riccio  
C01970012   7/9/98   Monterey Bay Securities, Inc., & Kenneth Mark Doolittle  
C10970007   7/8/98   Lawrence P. Bruno, Jr.  
C01970012   7/2/98   Monterey Bay Securities, Inc., & Kenneth Mark Doolittle  
C07950058   7/2/98   International Trading Group, Inc., & Daniel E. Carter  
C01970017   7/2/98   Glen McKinley Richars, III  
C07970051   7/1/98   Richard Timothy Greene  
No Complaint Number   6/29/98   Carlisle Investment Group, Ltd.  
C10930017   6/12/98   Rafael Pinchas  
C9B950010   6/12/98   Eliezer Gurfel  
C07970024   6/4/98   Michael L. Yancey  
C8A960040   3/23/98   Podesta & Co. & Carol P. Foley  
C3A960040   3/13/98   Cindy M. Goldberg  
C02970007   3/6/98   Aaron Eugene Granath  
C07960085   3/6/98   Adam S. Levy  
CMS950110   2/27/98   La Jolla Capital Corp. & Harold Bailey Gallison, Jr.  
C07930034   2/19/98   Escalator Securities, Inc., & Howard A. Scala  
CMS960085   2/3/98   James T. Patten & Greater Metropolitan Investment Services, Inc.  
C02960042   1/23/98   Stephen J. Gluckman  
C3B960004   1/23/98   Otto M. Bruun  
C07960009   1/23/98   James S. Pritula  
C07960091   1/22/98   Robert L. Wallace  
C8B960042   1/22/98   John A. Chepak  
C02960031   1/20/98   Donna R. Roach  
C06950004   1/20/98   Clinger & Co., Inc., & Norman E. Clinger  
C04960004   1/16/98   Tammy S. Kwikkel-Elliott  
C8A960029   1/7/98   Bruce L. Pecaro  
C02950044   1/6/98   Lori Sue Koppel-Heath