Proceeding Number 2011025674101

Hearing Panel Decision in Department of Enforcement v. Shlomi S. Eplboim

March 12, 2013

Respondent is barred from associating with any member in any capacity for failing to comply with FINRA’s request to provide information, in violation of FINRA Procedural Rule 8210 and Conduct Rule 2010.

 

This decision has been appealed.

View Decision (PDF 58 KB)