International Regulators

All the organizations found on this page are either members of the International Organization of Securities Commissions (IOSCO) or the World Federation of Exchanges. Members of the IOSCO are governmental securities regulators, whereas Federation members are required to have some regulatory authority over their markets.


Please note that in following these links you will be leaving the FINRA website.

 



North America

 

Bermuda

 

Bermuda Monetary Authority

 

Canada

 

Alberta Securities Commission (email only)
British Columbia Securities Commission
Commission des Valeures Mobilieres du Quebec (email only)

Investment Industry Regulatory Organization of Canada

Montreal Stock Exchange
Toronto Stock Exchange

 

Jamaica

 

Jamaica Stock Exchange

 



Latin America

 

Argentina

 

Comision Nacional de Valores
Bolsa de Comercio de Buenos Aires

 

Brazil

 

Comissão de Valores Mobiliários
Bolsa de Valores de São Paulo
Bolsa de Valores do Rio de Janeiro

 

Chile

 

Superintendencia de Valores y Seguros

Bolsa de Comercio de Santiago, Chile

 

Colombia

 

Superintendencia Financiera de Colombia

 

Costa Rica

 

Superintendencia General de Valores

 

Ecuador

 

Superintendencia de Companias

 

Guatemala

 

Comision de Valores (Guatemala, C.A.) (email only)

 

Mexico

 

Comision Nacional Bancaria y de Valores
Bolsa Mexicana de Valores

 

Peru

 

Superintendencia del Mercado de Valores

 

Venezuela

 

Caracas Stock Exchange
Comision Nacional de Valores

 



Africa/Middle East

 

Israel

 

Israel Securities Authority

Tel Aviv Stock Exchange

 

Jordan

 

Amman Financial Market

 

Kenya

 

Capital Markets Authority

 

South Africa

 

Financial Services Board
Johannesburg Stock Exchange

 

Turkey

 

Capital Market Board
Istanbul Stock Exchange

 



Europe

 

Austria

 

Vienna Stock Exchange

 

Cyprus

 

Central Bank of Cyprus

 

Finland

 

Financial Supervisory Authority
Helsinki Stock Exchange

 

France

 

Bourse de Paris
Autorité des Marchés Financiers

 

Germany

 

Bundesaufsinghtsamt Fur Den Wertpapierhandel

Deutsche Börse

 

Greece

 

Athens Stock Exchange

 

Holland

 

Amsterdam Stock Exchange

 

Ireland

 

Central Bank of Ireland

 

Italy

 

Italian Stock Exchange

 

Jersey

 

Financial Services Department

 

Luxembourg

 

Bourse de Luxembourg

 

Macedonia (Republic of)

 

Securities and Exchange Commission

 

Malta

 

Malta Stock Exchange

 

Norway

 

Oslo Bors

 

Poland

 

Warsaw Stock Exchange

 

Portugal

 

Comissao do Mercado de Valores Mobiliaros

 

Russia

 

Federal Commission for the Securities Market

 

Spain

 

Comision Nacional del Mercado de Valores

Bolsa de Barcelona
Bolsa de Madrid

 

Sweden

 

The Financial Supervisory Authority
Stockholm Stock Exchange

 

Switzerland

 

Swiss Exchange

 

Ukraine

 

Ukrainia Securities and Stock Market State Commission

 

United Kingdom

 

London Stock Exchange
Financial Services Authority
Her Majesty's Treasury

 



Asia/Far East

 

Australia

 

Australian Securities Commission
Australian Stock Exchange

 

China

 

China Securities and Regulatory Commission

 

Hong Kong

 

Securities and Futures Commission
Hong Kong Stock Exchange

 

India

 

Securities and Exchange Board of India

 

Indonesia

 

Jakarta Stock Exchange

 

Japan

 

Securities Bureau of Ministry of Finance
Osaka Securities Exchange
Tokyo Stock Exchange

 

Korea

 

Securities and Exchange Commission (email only)
Korea Stock Exchange

 

Malaysia

 

Securities Commission of Malaysia

 

New Zealand

 

Securities Commission
New Zealand Stock Exchange

 

Pakistan

 

Corporate Law Authority/Government of Pakistan (email only)

 

Singapore

 

Monetary Authority of Singapore
Singapore Stock Exchange

 

Taiwan

 

Securities and Futures Commission
Taiwan Stock Exchange

 

Thailand

 

Office of the Securities and Exchange Commission
Thailand Stock Exchange