NASD Notice to Members 03-73 - November 2003

NASD Announces Online Availabilty of Comments

Executive Summary

NASD today announced that it is now making available on its Web Site comments filed in response to Notices to Members that include a request for comments on rule proposals or regulatory initiatives. Posting comments online will make it easier for the public to access and review the submissions, and will improve the efficiency with which NASD maintains, reviews, and makes available the comments it receives.

 

As in the past, comments may be submitted either in writing to Barbara Z. Sweeney, Senior Vice President and Corporate Secretary of NASD, or electronically to pubcom@nasd.com. On occasion, NASD may also provide commenters with an online form for this purpose.

 

Questions regarding this Notice to Members may be directed to Barbara Z. Sweeney, Senior Vice President and Corporate Secretary, NASD, at (202) 728-8062 or via email.