Notice to Members 05-01 - January 2005

Final Renewal Statements and Reports

Executive Summary

The 2005 NASD Broker-Dealer and Investment Adviser Registration Renewal Program began its second phase this month. NASD is issuing this Notice to help firms review, reconcile, and respond to the Final Renewal Statements and Reports that are currently available on Web CRD/IARD.

 

Questions regarding this Notice may be directed to the Gateway Call Center at (301) 869-6699.