Election Notice - January 2, 2009

Upcoming District Committee and District Nominating Committee Elections

Executive Summary

The purpose of this Election Notice is to notify firms of the nomination and election process to fill forthcoming vacancies on FINRA District Committees and District Nominating Committees.


The current District Committee and District Nominating Committee members are included in Attachment A. Information on District Election procedures is included in Attachment B. A candidate profile form is included as Attachment C.


Questions concerning this Election Notice may be directed to:


  • The appropriate District Director;
  • Marcia Asquith, Senior Vice President and Corporate Secretary, FINRA, at (202) 728-8949; or
  • CorporateSecretary@finra.org.



This Notice was updated to note that the District 10 Nominating Committee Chair is Vacant.