Regulatory Notice 10-02

Broker-Dealer, Investment Adviser Firm, Agent and Investment Adviser Representative, and Branch Renewals for 2010; Payment Deadline: February 5, 2010

Executive Summary

FINRA is issuing this Notice to help firms review, reconcile and respond to their Final Renewal Statements and reports that are currently available in Web CRD/IARD for the 2010 Registration Renewal Program.

 

Questions concerning this Notice should be directed to the FINRA Gateway Call Center at (301) 869-6699.