Information Notice 3/8/12

New Rate for Fees Paid Under Section 31 of the Exchange Act
Effective Date: April 1, 2012

Executive Summary

Effective April 1, 2012, the Section 31 fee rate applicable to specified securities transactions on the exchanges and in the over-the-counter markets will increase from its current rate of $18.00 per million dollars in transactions to a new rate of $22.40 per million dollars in transactions.

 

Finance-related questions should be directed to: Sheila Gregory, Accounting Manager, Finance, at (240) 386-5388.

 

Legal and interpretive questions should be directed to: Brant Brown, Associate General Counsel, Office of General Counsel, at (202) 728-6927.