Regulatory Notice 12-16

Changes to Qualification Examination Fees and New Service Charge for Regulatory Element Continuing Education Sessions Taken Outside the United States

 

Effective Date: April 2, 2012

Executive Summary

Effective April 2, 2012, FINRA is increasing qualification examination fees, and assessing a service charge for any Regulatory Element Continuing Education (Regulatory Element) session taken in a test center located outside the territorial limits of the United States.

 

The text of the amendments to Section 4(c) of Schedule A to the FINRA By-Laws is set forth in Attachment A.

 

Questions concerning this Notice should be directed to Joe McDonald, Senior Director, Testing and Continuing Education Department, at (240) 386-5065.