Information  Notice 8/28/12

Guidance for Firms Potentially Affected by Hurricane Isaac

Executive Summary

In light of the tropical storm and hurricane warnings for coastal Louisiana, Mississippi, Alabama and the Florida Panhandle, FINRA is encouraging member firms with offices in the affected areas to prepare to implement business continuity plans.

 

Questions regarding this Notice should be directed to Daniel M. Sibears, Executive Vice President, Member Regulation Programs, at (202) 728-6911.