Regulatory Notice 13-22

FINRA Revises the Series 55 Examination Program

 

Implementation Date: August 12, 2013

Executive Summary

FINRA periodically reviews the content of qualification examinations to determine whether revisions are necessary or appropriate in view of changes—including changes to the laws, rules and regulations—pertaining to the subject matter covered by the examinations. Based on this review process, FINRA has revised the Equity Trader (Series 55) examination program.

 

The changes are reflected in the Series 55 content outline on FINRA’s website and will appear in the Series 55 examination starting on August 12, 2013.

 

Questions regarding this Notice should be directed to:

  • Patricia Monterosso, Lead Qualifications Analyst, Testing and Continuing Education Department, at (212) 858-4086; or
  • Alexandra Toton, Lead Qualifications Analyst, Testing and Continuing Education Department, at (240) 386-4677.