Information Notice 11/12/13

Extension of Current Rate for Fees Paid Under Section 31 of the Exchange Act

Executive Summary

The SEC is operating under a continuing resolution until January 15, 2014. As such, the Section 31 rate applicable to specified securities transactions on the exchanges and in the over-the-counter market will remain at the current rate of $17.40 per million dollars until 60 days after a regular appropriation for the SEC is enacted.

  • Finance-related questions should be directed to Sheila Gregory, Accounting Manager, Finance, at (240) 386-5388.
  • Legal and interpretive questions should be directed to Brant Brown, Associate General Counsel, at (202) 728-6927.