2001 Rule Filings

SR-NASD-2001-095   Adoption of Interpretive Material Regarding Interfering with the Transfer of Customer Accounts
SR-NASD-2001-091   To Establish Effective Date of Debt Securities Reporting and Dissemination Rules (Rule 6200 Series)
SR-NASD-2001-090   Notice of Proposed Rule Change Relating to NASDAQ Separation from the NASD and the Establishment of the NASD Alternative Display Facility
SR-NASD-2001-085   Amendments to NASD Rule 3370, Affirmative Determination Requirements
SR-NASD-2001-074   Amendments to NASD Regulation, Inc. By-Laws
SR-NASD-2001-070   Amendments to Rule 2320(g) and Rule 3110(b)(2) Relating to Foreign Securities and Institutional Orders
SR-NASD-2001-062   Amendment to NASD Code of Arbitration Procedure Rule 10333 Relating to Member Surcharges, and Hearing and Prehearing Process Fees; Immediate Effectiveness Requested; and Notice of Withdrawal of SR-NASD-2001-52
SR-NASD-2001-058   Proposed Rule Change to Amend NASD Code of Procedure Rule 9216 and NASD Code of Procedure Rule 9270
SR-NASD-2001-057   Amendments to NASD Regulation, Inc. By-Laws
SR-NASD-2001-053   Proposed Rule Change to Amend Uniform Practice Code Rule 11870(c) and Rule 11870(d)
SR-NASD-2001-049   Amendment to Expiration Date of Rules Relating to Bond Mutual Fund Volatility Ratings
SR-NASD-2001-047   Rules 3115 and 3340 - Audit Trail and Trading Halt Requirements for Security Futures
SR-NASD-2001-046   Mandatory Electronic Filing of Public Offerings
SR-NASD-2001-026   Series 82 Examination Program
SR-NASD-2001-023   Revisions to Series 24 and 62 Examination Programs; Immediate Effectiveness Requested
SR-NASD-2001-022   Revisions to Series 26 Examination Program; Immediate Effectiveness Requested
SR-NASD-2001-021   Amendments to NASD Code of Arbitration Procedure to Modify Certain Provisions Relating to the Assessment and Payment of Fees
SR-NASD-2001-020   Notice to Members on the Suitability Rule and Online Communications
SR-NASD-2001-019   Reporting Requirements for Clearing Members
SR-NASD-2001-013   Amendments to the By-Law Definitions of Broker and Dealer
SR-NASD-2001-008   Proposal to Limit Enforcement of Predispute Arbitration Agreements by Terminated or Suspended Members
SR-NASD-2001-006   Amendment to Composition of NASD Board