2005 Rule Filings

SR-NASD-2005-152   Proposed Rule Change to Extend the Current Pilot Price-Improvement Standards for Decimalized Securities Contained in NASD Interpretive Material 2110-2
SR-NASD-2005-146   Proposed Rule Change to Expand the Scope of IM-2110-2 (the "Manning Rule")
SR-NASD-2005-144   Proposed Rule Change to Add New NASD Rule 3380 Relating to Order Entry and Execution Practices
SR-NASD-2005-139   Proposed Rule Change to Amend Rule 2111 to Delete References to Rule 6440(f)(2) in Light of Recent Rule Change Repealing Rule 6440(f)
SR-NASD-2005-135   Proposed Amendments Relating to the Status of Former Registered Persons Serving in the Armed Forces of the United States
SR-NASD-2005-134   Proposed Amendments Relating to the Status of Registered Persons and Sole Proprietors Serving in the Armed Forces of the United States
SR-NASD-2005-133   Proposed Amendment to Section 4 of Schedule A to NASD By-Laws to Increase Certain Qualification Examination Fees
SR-NASD-2005-132   Proposed Amendment to Section 4 of Schedule A to NASD By-Laws to Increase the Session Fee for the Regulatory Element Continuing Education Program
SR-NASD-2005-130   Proposed Amendments to NASD Rule 6210(a), the Definition of "TRACE-eligible security," and NASD Rule 6260, the TRACE Notification Provision
SR-NASD-2005-129   Propose Rule Change to Exempt All Securities Included in the Nasdaq 100 Index From the Price Test Set Forth in NASD Rule 3350(a)
SR-NASD-2005-124   Proposed Rule Change to Repeal Rule 6440(f)
SR-NASD-2005-121   Proposed Rule Change Relating to Amendments to Rule 3012, Rule 3013, and IM-3013
SR-NASD-2005-120   Proposed Amendments to Rule 6250 Regarding Dissemination of TRACE-eligible Securities Transactions
SR-NASD-2005-117   Proposal to Make Permanent Bond Mutual Fund Volatility Ratings Rules
SR-NASD-2005-114   Proposed Amendments for Rule 2810 Addressing Compensation Fees and Expenses in Public Offerings of REITs and DPPs
SR-NASD-2005-112   Proposed Rule Change to Amend NASD Rule 3360 Regarding Short Interest Reporting Requirements
SR-NASD-2005-111   Proposed Revisions to the Series 9/10 Examination Program
SR-NASD-2005-110   Proposed Revisions to the Series 6 Examination Program
SR-NASD-2005-109   Proposed Revisions to the Series 4 Examination Program
SR-NASD-2005-104   Proposed Rule Change to Extend the Provisions of NASD Rule 2210(c)(3) and Interpretive Material 2210-5 on a Pilot Basis
SR-NASD-2005-103   Proposed Rule Change to Amend NASD Rule 3110
SR-NASD-2005-101   Proposed Rule Change to Amend NASD Rules 6951 and 6952 Regarding Order Audit Trail System Reporting
SR-NASD-2005-100   Proposed New Rule 2231 Regarding Transaction-Specific Disclosures for Customers in Debt Securities Transactions
SR-NASD-2005-098   Proposed Rule Change to Amend NASD Rule 6740 Regarding Submission of Rule 15c2-11 Information on Non-Nasdaq Securities
SR-NASD-2005-097   Proposed Amendment to Rule 2860 to Extend Pilot Program
SR-NASD-2005-095   Proposed Rule Change to Amend NASD Rule 6750 Relating to Non-Nasdaq OTC Equity Securities
SR-NASD-2005-094   Proposed Rule Change to Amend Rule 10308 of the NASD Code of Arbitration Procedure Relating to the Classification of Arbitrators
SR-NASD-2005-093   Proposed Rule Change Relating to Amendments to NASD Rule 3370
SR-NASD-2005-092   Proposed Rule Change to Extend the Operation of NASD's Alternative Display Facility ("ADF") on a Pilot Basis
SR-NASD-2005-089   Proposed Rule Change Relating to NASD's Direct Authority for the Activities Related to or in Support of Trading in Over-the-Counter Equity Securities
SR-NASD-2005-087   Proposed Rule Change to Reflect Nasdaq's Separation from NASD Upon Nasdaq's Anticipated Approval as a National Securities Exchange
SR-NASD-2005-086   Proposed Rule Change to Amendment to Article VIII of the By-Laws, Relating to District Committees and District Nominating Committees
SR-NASD-2005-085   Proposed Rule Change to Extend the Pilot Relating to Manning Price-Improvement Standards for Decimals
SR-NASD-2005-084   Proposed Rule Change to Amend NASD Rule 3012 Regarding General Supervisory Requirements
SR-NASD-2005-083   Proposed Rule Change to Amend Rule 7010(k)(3) Relating to Definition of "Non-Professional" and Use of TRACE Transaction Data
SR-NASD-2005-080   Proposed Rule Change to Establish New NASD Rule 2290 Regarding Fairness Opinions
SR-NASD-2005-079   Proposed Rule change to Revise Rule 10322 of the NASD Code of Arbitration Procedure, which Pertains to Subpoenas and the Power to Direct Appearances
SR-NASD-2005-074   Proposed Rule Change to Amend Rule 7010(k)(3) Relating to Definition of "Non-Professional" and Use of TRACE Transaction Data
SR-NASD-2005-070   Proposed Rule Change to Rescind the Pilot Rule in IM-10100(f) of the NASD Code of Arbitration Procedure Relating to the Waiver of the California Ethics Standards for Neutral Arbitrators in Contractual Arbitration
SR-NASD-2005-067   Proposed Rule Change to Rules 6530 and 7010 to Clarify the Availability of a Process to Review Eligibility Determinations Under Rule 6530 and to Adopt Service Based Fees for Issuers Quoted on the OTC Bulletin Board ("OTCBB")
SR-NASD-2005-066   Proposed Rule Change to Amend NASD Rule 3011 and Adopt New Related Interpretive Material, Specifically IM-3011-1 and IM-3011-2
SR-NASD-2005-064   Proposed Amendment to IM-8210-2
SR-NASD-2005-063   Proposed Rule Change to Amend NASD Rule 7010(k)
SR-NASD-2005-061   Proposed Rule Change to Extend for an Additional Two-Year Period NASD's Authority Under the Cease and Desist Pilot Program
SR-NASD-2005-058   Proposed Amendments to NASD Rules 3150 and 3230
SR-NASD-2005-053   Proposed Rule Change to Delay Implementation Date of Revisions to the Series 4 Examination Program
SR-NASD-2005-052   Proposed Rule Change to Provide Payment to Arbitrators for Deciding Discovery-Related Motions Without a Hearing
SR-NASD-2005-046   Proposed Rule Change to Amend the Arbitration Fees Applicable to Certain Statutory Employment Discrimination Claims
SR-NASD-2005-045   Proposed Rule Change to Amend NASD Rule 3110(f)(2)(B)
SR-NASD-2005-043   Proposed Rule Change to Provide an Exemption From the Research Analyst Qualification Examination for Certain Associated Persons
SR-NASD-2005-040   Proposed Rule Change to Amend Rule 2860
SR-NASD-2005-033   Proposed Amendment to Rule 3010(b)(2)(L) Relating to Taping Rule "Opt Out" and Exemption Provisions
SR-NASD-2005-032   Proposed Rule Change to Provide Written Explanations in Arbitration Awards Upon the Request of Customers or Associated Persons
SR-NASD-2005-030   Proposed Form BR (Uniform Branch Office form) Conforming Changes and Technical Revisions to the Form U4 and Form U5
SR-NASD-2005-026   Proposed Rule change to Amend NASD Rule 7010(k) Relating to Transaction Reporting and Compliance Engine (TRACE) Transaction Data and Data Fees
SR-NASD-2005-025   Revisions to the Series 4 Examination Program
SR-NASD-2005-023   Proposed Rule Change Amends Rule 10316 and Adopts Rule 10408 of the NASD Code of Arbitration Procedure to Address Attorney Representation in Arbitration and Mediation
SR-NASD-2005-022   Proposed Rule Change to Provide an Exemption from the Research Analyst Qualification Examination for Certain Associated Persons Who Prepare Technical Research Reports
SR-NASD-2005-021   Guidance Regarding Members' Regulatory Transaction Fees
SR-NASD-2005-015   Proposed Revisions to the Series 55 Examination Program
SR-NASD-2005-014   Proposed Revisions to the Series 11 Examination Program
SR-NASD-2005-011   Proposed Rule Change to Rule 6530 to Limit the Eligibility for Quotation on the OTCBB
SR-NASD-2005-007   Proposed Rule Change to Amend the Code of Arbitration Procedure by Adopting a New Interpretive Material (IM) 10308 on Mediators Serving as Arbitrators
SR-NASD-2005-005   Proposed Rule 2342 Requiring Members to Provide Customers with SIPC's Web Site and Telephone Number
SR-NASD-2005-004   Proposed Amendment to Rule 3010(a)(7) to Require Registered Principals to Attend Annual Compliance Meetings
SR-NASD-2005-001   Proposed Rule Change to Amend NASD Rule 3360 in Light of the SEC Regulation SHO