Firms We Regulate - J

# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

J K R & COMPANY, INC.
1540 S COAST HWY STE 202, LAGUNA BEACH, CA 92651

J. ALDEN ASSOCIATES, INC.
261 OLD YORK ROAD SUITE 837, JENKINTOWN, PA 19046
Mailing Address: P.O. BOX 744, JENKINTOWN, PA 19046

J. D. SEIBERT & COMPANY, INC.
20 WEST 9TH STREET, CINCINNATI, OH 45202-2024

J. J. & M. GELDZAHLER
1527-58TH STREET, BROOKLYN, NY 11219
Mailing Address: 1527-58TH STREET, BROOKLYN, NY 11219

J. STREICHER & CO. L.L.C.
28 LIBERTY STREET 6TH FLOOR, NEW YORK, NY 10005

J. WOOD CAPITAL ADVISORS LLC
1820 CALISTOGA ROAD, SANTA ROSA, CA 95404

J.A. GLYNN INVESTMENTS, LLC.
9841 CLAYTON ROAD, ST LOUIS, MO 63124

J.C. FLOWERS SECURITIES CO. LLC
767 FIFTH AVENUE, 23RD FLOOR, NEW YORK, NY 10153

J.H. DARBIE & CO., INC.
40 WALL ST., 30TH FL., NEW YORK, NY 10005
Mailing Address: 40 WALL ST., 30TH FL, C/O ROBERT RABINOWITZ, NEW YORK, NY 10005

J.J.B. HILLIARD, W.L. LYONS, LLC
500 WEST JEFFERSON STREET, SUITE 700, LOUISVILLE, KY 40202-2517
Mailing Address: P.O. BOX 32760, LOUISVILLE, KY 40232-2760

J.K. FINANCIAL SERVICES, INC.
149 CROSS RAIL LANE, STE. 102, NORCO, CA 92860
Mailing Address: 149 CROSS RAIL LANE, STE 102, NORCO, CA 92860

J.M LUMMIS SECURITIES, INC.
50 LOCUST AVE, NEW CANAAN, CT 06840

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
383 MADISON AVENUE, NEW YORK, NY 10179
Mailing Address: 277 PARK AVENUE, NY1-E026, NEW YORK, NY 10017

J.P. MORGAN PRIME INC.
383 MADISON AVENUE, NEW YORK, NY 10179
Mailing Address: 1111 POLARIS PARKWAY, FLOOR 2J, COLUMBUS, OH 43240

J.P. MORGAN SECURITIES LLC
383 MADISON AVENUE, NEW YORK, NY 10179
Mailing Address: 1111 POLARIS PKWY, FLOOR 2J, COLUMBUS, OH 43240

J.P.P. EURO-SECURITIES, INC.
595 MADISON AVENUE, 38TH FLOOR, NEW YORK, NY 10022

J.V. DELANEY & ASSOCIATES
20 VIENNA, NEWPORT BEACH, CA 92660
Mailing Address: 20 VIENNA, NEWORT BEACH, CA 92660

J.V.B. FINANCIAL GROUP, LLC
3 COLUMBUS CIRCLE, 24TH FLOOR, NEW YORK, NY 10019

J.W. COLE FINANCIAL, INC.
4301 ANCHOR PLAZA PARKWAY, SUITE # 450, TAMPA, FL 33634

J.W. KORTH & COMPANY
6500 CENTURION DRIVE, SUITE 200, LANSING, MI 48917

JACK V. BUTTERFIELD INVESTMENT COMPANY
100 SOUTH JACKSON, SUITE 100, JACKSON, MI 49201
Mailing Address: P.O. BOX 4057, JACKSON, MI 49204

JACKSON NATIONAL LIFE DISTRIBUTORS LLC
300 INNOVATION DR, FRANKLIN, TN 37067

JACQUES FINANCIAL, LLC
15430 AVERY ROAD, ROCKVILLE, MD 20855

JAE INVESTMENTS, INC.
7310 DOVER COURT, PARKLAND, FL 33067

JAMES E. COFFEY SECURITIES, INC.
BAYAT CONSULTING, INC., 14 WALL STREET, 20TH FLOOR, NEW YORK, NY 10005

JAMES FOX SECURITIES, INC.
2659 STATE STREET, SUITE 100, CARLSBAD, CA 92008
Mailing Address: 2659 STATE STREET SUITE 100, CARLSBAD, CA 92008

JAMES I. BLACK & COMPANY
311 SOUTH FLORIDA AVENUE, LAKELAND, FL 33801
Mailing Address: P.O. BOX 24838, LAKELAND, FL 33802

JAMES L. FINEFROCK AND ASSOCIATES CORP.
2375 EAST CAMELBACK ROAD SUITE 600, PHOENIX, AZ 85016

JAMES RIVER SECURITIES CORP.
58 BROAD STREET ROAD, MANAKIN-SABOT, VA 23103-2213

JAMES T. BORELLO & CO.
151 DUNDEE AVE., EAST DUNDEE, IL 60118

JAMIESON CORPORATE FINANCE US LLC
1345 AVENUE OF THE AMERICAS, 33 FLOOR, NEW YORK, NY 10105

JANE STREET CAPITAL, LLC
250 VESEY STREET, 5TH FLOOR, NEW YORK, NY 10281
Mailing Address: 250 VESEY STREET, 6TH FLOOR, NEW YORK, NY 10281

JANE STREET EXECUTION SERVICES, LLC
250 VESEY STREET, 4TH FLOOR, NEW YORK, NY 10281
Mailing Address: 250 VESEY STREET, 6TH FLOOR, NEW YORK, NY 10281

JANNEY MONTGOMERY SCOTT LLC
1717 ARCH STREET, PHILADELPHIA, PA 19103

JANSSEN PARTNERS, INC.
1010 NORTH B STREET, FAIRFIELD, IA 52556

JANUS HENDERSON DISTRIBUTORS
151 DETROIT STREET, DENVER, CO 80206-4923

JARDINE LLOYD THOMPSON CAPITAL MARKETS INC
350 MADISON AVE, 7TH FLOOR, NEW YORK, NY 10017

JAVCAP SECURITIES LLC
400 MADISON AVENUE, SUITE 9D, NEW YORK, NY 10017

JAVELIN SECURITIES, LLC
10 EAST 40TH STREET, SUITE 1310, NEW YORK, NY 10016

JAYPEE INTERNATIONAL, INC.
30 S. WACKER DRIVE, SUITE 1700, CHICAGO, IL 60606-7498

JBS LIBERTY SECURITIES, INC.
2626 DALE EARNHARDT BOULEVARD, KANNAPOLIS, NC 28083

JCC ADVISORS, LLC
30012 IVY GLENN DRIVE, SUITE 180A, LAGUNA NIGUEL, CA 92677
Mailing Address: PO BOX 7767, LAGUNA NIGUEL, CA 92607

JCP SECURITIES
19200 VON KARMAN AVENUE, SUITE 340, IRVINE, CA 92612

JCRA FINANCIAL LLC
47 MAPLE STREET, SUITE L-12, SUMMIT, NJ 07901

JD MERIT SECURITIES
1313 BROADWAY, SUITE 350, TACOMA, WA 98402

JDF CAPITAL ADVISORS, LLC
650 S CHERRY ST, STE 1100, DEVER, CO 80246
Mailing Address: 650 S CHERRY ST, STE 1100, DENVER, CO 80246

JDL SECURITIES CORPORATION
1001 DOVE STREET, SUITE 160, NEWPORT BEACH, CA 92660-2816

JEFFERIES LLC
520 MADISON AVENUE, NEW YORK, NY 10022
Mailing Address: 520 MADISON AVENUE, 16TH FLOOR, NEW YORK, NY 10022

JEFFERSON NATIONAL SECURITIES CORPORATION
10350 ORMSBY PARK PLACE, LOUISVILLE, KY 40223
Mailing Address: ONE NATIONWIDE PLAZA, MS: 1-33-401, COLUMBUS, OH 43215

JEGI LLC
150 EAST 52ND STREET-18TH FLOOR, NEW YORK, NY 10022

JETT CAPITAL ADVISORS, LLC
712 FIFTH AVENUE, 11TH FLOOR, NEW YORK, NY 10019

JIKO SECURITIES INC.
2130 CENTER STREET, 2ND FLOOR, BERKELEY, CA 94704

JK SECURITIES, INC.
1280 SINGER DRIVE, SINGER ISLAND, FL 33404

JLT CAPITAL PARTNERS LLC
29 LONDONDERRY ROAD, WINDHAM, NH 03087

JM FINANCIAL SECURITIES, INC.
HARBORSIDE FINANCIAL CENTER, 2500 PLAZA 5, 25TH FLOOR, OFFICE NO. 2558, JERSEY CITY, NJ 07311

JMP SECURITIES LLC
600 MONTGOMERY STREET, SUITE 1100, SAN FRANCISCO, CA 94111

JNK SECURITIES CORP.
405 LEXINGTON AVE., 50TH FLOOR  SUITE B, NEW YORK, NY 10174
Mailing Address: 405 LEXINGTON AVE., 50TH FLOOR SUITE B, NEW YORK, NY 10174

JOE JOLLY & CO., INC.
420 NORTH 20TH STREET,SUITE 2350, BIRMINGHAM, AL 35203
Mailing Address: P.O. BOX 8, BIRMINGHAM, AL 35201-0008

JOHN HANCOCK DISTRIBUTORS LLC
200 BERKELEY STREET, BOSTON, MA 02116

JOHN HANCOCK FUNDS, LLC
200 BERKELEY STREET, BOSTON, MA 02116

JOHN W. LOOFBOURROW ASSOCIATES, INC.
40 WALL STREET, 28TH FLOOR, NEW YORK, NY 10005

JOHNSON RICE & COMPANY L.L.C.
639 LOYOLA AVENUE-STE 2775, NEW ORLEANS, LA 70113-7105

JONES LANG LASALLE SECURITIES, LLC
200 EAST RANDOLPH DRIVE, 48TH FLOOR, CHICAGO, IL 60601

JONESTRADING
32133 W. LINDERO CANYON RD, STE 208, WESTLAKE VILLAGE, CA 91361-4226
Mailing Address: 32133 W. LINDERO CANYON RD. #208, WESTLAKE VILLAGE, CA 91361-4226

JORDAN, KNAUFF & COMPANY
200 W. MADISON ST., STE. 980, CHICAGO, IL 60606

JOSEPH CAPITAL, LLC
551 FIFTH AVENUE, 22ND FLOOR, NEW YORK, NY 10017
Mailing Address: 300 CPW, NEW YORK, NY 10024

JOSEPH GRACE
48 WALL STREET, 11TH FL., NEW YORK, NY 10005

JOSEPH GUNNAR & CO. LLC
30 BROAD STREET 11TH FLOOR, NEW YORK, NY 10004

JOSEPH STONE CAPITAL L.L.C.
200 OLD COUNTRY ROAD, SUITE 610, MINEOLA, NY 11501

JPMORGAN DISTRIBUTION SERVICES, INC.
1111 POLARIS PARKWAY, COLUMBUS, OH 43240
Mailing Address: 1111 POLARIS PARKWAY, MAIL CODE: OH1-0084, COLUMBUS, OH 43240

JRL CAPITAL CORPORATION
20371 IRVINE AVE, SUITE A-140, NEWPORT BEACH, CA 92660

JSI TRANSACTION ADVISORS, LLC
7852 WALKER DRIVE, STE. 200, GREENBELT, MD 20770

JSL SECURITIES, INC.
300 WEST 10TH STREET, WEST POINT, GA 31833
Mailing Address: P.O. BOX 70, WEST POINT, GA 31833

JSVC, LLC
729 ELEPAIO STREET, HONOLULU, HI 96816-4709

JUDGE & ASSOCIATES, INC.
495 BELL DRIVE, DES PLAINES, IL 60016

JUMPSTART SECURITIES, LLC
3455 PEACHTREE ROAD NE, 5TH FLOOR, ATLANTA, GA 30326

JUST2TRADE, INC.
1 PENN PLAZA, 16TH FLOOR, NEW YORK, NY 10119

JVM SECURITIES, LLC
903 COMMERCE DRIVE, SUITE 250, OAK BROOK, IL 60523

Last updated: 5/9/2019