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Firms We Regulate - O

# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

O'CONNOR & COMPANY SECURITIES INC.
2901 WEST COAST HIGHWAY, SUITE 200, NEWPORT BEACH, CA 92663

O'TOOLE INSURANCE & SECURITIES
14-30 COLLEGE POINT BLVD, COLLEGE POINT, NY 11356

OAK HILLS SECURITIES, INC.
121 NE 50TH, OKLAHOMA CITY, OK 73105

OAK TREE SECURITIES, INC.
4049 FIRST STREET, SUITE 129, LIVERMORE, CA 94551-4949

OAKLINS DP LLC
475 PARK AVENUE SOUTH, NEW YORK, NY 10016

OAKPOINT SOLUTIONS, LLC
100 SOUTH ASHLEY DRIVE, SUITE 1130, TAMPA, FL 33602

OASIS PRO MARKETS LLC
3 THORNDAL CIRCLE, DARIEN, CT 06820

OBERLIN FINANCIAL INTERNATIONAL, LLC
208 NORTH LYNN STREET, PO BOX 711, BRYAN, OH 43506

OBERON SECURITIES, LLC
1412 BROADWAY, 23RD FLOOR, NEW YORK, NY 10018

OBERWEIS SECURITIES, INC.
3333 WARRENVILLE ROAD, SUITE 500, LISLE, IL 60532

OBEX SECURITIES LLC
290 OVERLOOK ROAD, NEW ROCHELLE, NY 10804

OCEAN FINANCIAL SERVICES, LLC
780 NW 42ND AVENUE, SUITE 604, MIAMI, FL 33126

OCEAN PARK SECURITIES, LLC
5200 WEST CENTURY BLVD, SUITE 420, LOS ANGELES, CA 90045

OCEAN TOMO INVESTMENT GROUP, LLC
39 BROADWAY, SUITE 3300, ROOM 6, NEW YORK, NY 10006-3019

OCEANUS SECURITIES, LLC
989 SIXTH AVENUE, 19TH FLOOR, NEW YORK, NY 10018

OCM INVESTMENTS, LLC
333 SOUTH GRAND AVENUE (28TH FLOOR), LOS ANGELES, CA 90071

OCP CAPITAL, LLC
426 WEST 22ND STREET, NEW YORK, NY 10105
Mailing Address: 1345 AVENUE OF AMERICAS, 2ND FLOOR, NEW YORK, NY 10011

OCTAGON CAPITAL GROUP, LLC
21 WOODFIELD DRIVE, SHORT HILLS, NJ 07078-1609

ODDO BHF NEW YORK CORPORATION
150 EAST 52ND STREET, 5TH FLOOR, NEW YORK, NY 10022

ODEON CAPITAL GROUP LLC
750 LEXINGTON AVENUE, 27TH FL., NEW YORK, NY 10022

OFG FINANCIAL SERVICES, INC.
TOWNSITE PLAZA #2, SUITE # 105, 120 SE 6TH AVENUE, TOPEKA, KS 66603-3515

OHIO NATIONAL EQUITIES, INC.
ONE FINANCIAL WAY, CINCINNATI, OH 45242
Mailing Address: P.O. BOX 237, CINCINNATI, OH 45201-0371

OKCOIN SECURITIES LLC
150 SPEAR STREET, SUITE 1705, SAN FRANSISCO, CA 94105
Mailing Address: 150 SPEAR STREET, SUITE 1705, SAN FRANSISCO, CA 94105

OLD CITY SECURITIES LLC
589 FIFTH AVENUE, PH, NEW YORK, NY 10017
Mailing Address: 445 CENTRAL AVENUE, SUITE 328, CEDARHURST, NY 11516

OLD GREENWICH PARTNERS, LLC
1614 PONDEROSA PINE DR. E., JACKSONVILLE, FL 32225
Mailing Address: PO BOX 350046, JACKSONVILLE, FL 32235

OLD MISSION MARKETS LLC
314 W. SUPERIOR, SUITE 200, CHICAGO, IL 60654

OLD SLIP CAPITAL MANAGEMENT, INC.
40 WALL STREET, 28TH FLOOR, NEW YORK, NY 10005

OLDEN LANE SECURITIES, LLC
ONE MAIN STREET, SUITE 202, CHATHAM, NJ 07928

OLDFIELD CAPITAL GROUP LLC
7 PENN PLAZA, SUITE 810, NYC, NY 10001

OLIVETREE FINANCIAL, LLC
420 LEXINGTON AVENUE, SUITE 800, NEW YORK, NY 10170

OLSEN PALMER LLC
1501 M STREET, NW, SUITE 250, WASHINGTON, DC 20005

OMAC BEVERAGE SECURITIES LLC
305 WEST WIEUCA ROAD, NE, ATLANTA, GA 30342

OMEGA SECURITIES, INC.
300 THROCKMORTON, SUITE 1450, FORT WORTH, TX 76102-6996

OMNI FINANCIAL SECURITIES, INC.
1900 POLARIS PARKWAY, SUITE 450, COLUMBUS, OH 43240

OMNICAP, LLC
1325 AVENUE OF THE AMERICAS, 23RD FLOOR, NEW YORK, NY 10019

ONE AMHERST PARTNERS, LLC
255 EAST BROWN STREET, SUITE 120, BIRMINGHAM, MI 48009

ONEAMERICA SECURITIES, INC.
ONE AMERICAN SQUARE, INDIANAPOLIS, IN 46282
Mailing Address: ONE AMERICAN SQUARE, P.O. BOX 1984, INDIANAPOLIS, IN 46206-1984

ONECHRONOS
433 BROADWAY, STE 211, NEW YORK, NY 10013

ONYX PARTNERS, INCORPORATED
3605 S TOWN CENTER DR, STE A, LAS VEGAS, NV 89135

OPEN TO THE PUBLIC INVESTING, INC.
1 STATE STREET PLAZA, 10TH FLOOR/SUITE, NEW YORK, NY 10004
Mailing Address: 1 STATE STREET PLAZA, 10TH FLOOR, NEW YORK, NY 10004

OPENDEAL BROKER LLC
1345 AVENUE OF THE AMERICAS 15TH FLOOR, NEW YORK, NY 10105

OPENDOOR SECURITIES LLC
111 TOWN SQUARE NEWPORT FINANCIAL CENTER, SUITE 1500, JERSEY CITY, NJ 07310

OPENFINANCE SECURITIES, LLC
1177 AVENUE OF THE AMERCAS, 7TH FLOOR, NEW YORK, NY 10036
Mailing Address: 252 BRADLEY COURT, HOLLAND, PA 18966

OPES BESPOKE SECURITIES LLC
60 EAST 42ND STREET, SUITE 2540, NEW YORK, NY 10165
Mailing Address: 60 EAST 42ND STREET, SUITE 2540, NEW YORK, NY 10018

OPPENHEIMER & CO. INC.
85 BROAD STREET, 22ND,24TH FLOOR, NEW YORK, NY 10004
Mailing Address: 85 BROAD STREET, 22ND FLOOR, NY, NY 10004

OPPORTUNE PARTNERS LLC
711 LOUISIANA STREET, SUITE 3100, HOUSTON, TX 77002

OPTIONS AI FINANCIAL LLC
915 BROADWAY, STE 1002, NEW YORK, NY 10010

OPTSECURITIES, LLC
200 S. COLLEGE ST., 16TH FLOOR, CHARLOTTE, NC 28202

ORBIS INVESTMENTS (U.S.), LLC
THREE CANAL PLAZA 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA SUITE 100, PORTLAND, ME 04101

ORCHARD SECURITIES, LLC
365 GARDEN GROVE LANE, SUITE 100, PLEASANT GROVE, UT 84062

OREC SECURITIES, LLC
10 WEST BROAD STREET, 8TH FLOOR, COLUMBUS, OH 43215

ORIENTAL FINANCIAL SERVICES LLC
254 MUNOZ RIVERA AVE 2ND FLOOR, ORIENTAL GROUP CENTER, SAN JUAN, PR 00918
Mailing Address: P.O. BOX 195119, SAN JUAN, PR 00919-5119

OSCAR GRUSS & SON INCORPORATED
430 PARK AVENUE, 6TH FLOOR, NEW YORK, NY 10022

OSHIMA & ASSOCIATES
21 MERCHANTS ROW, 5TH FLOOR, BOSTON, MA 02109

OTA LLC
ONE MANHATTANVILLE ROAD, PURCHASE, NY 10577

OTC LINK LLC
300 VESEY STREET, (1 NORTH END AVE), 12TH FLOOR, NEW YORK, NY 10282

OTCEX, LLC
608 5TH AVENUE, SUITE 602, NEW YORK, NY 10020

OTR GLOBAL TRADING LLC
4 MANHATTANVILLE ROAD, PURCHASE, NY 10577

OUTCOME CAPITAL, LLC
11921 FREEDOM DRIVE STE 730, RESTON, VA 20190

OUTSET GLOBAL TRADING LIMITED
1120 AVENUE OF THE AMERICAS, SUITE 1503, NEW YORK, NY 10036

OWL CREEK ASSET MANAGEMENT MARKETING, LLC
640 FIFTH AVENUE, 20TH FLOOR, NEW YORK, NY 10019

OWL ROCK SECURITIES
575 LEXINGTON AVENUE, 21ST FLOOR, NEW YORK, NY 10002

Last updated: 6/24/2020