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Firms We Regulate - P

# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

P & M CORPORATE FINANCE, LLC
TWO TOWNE SQUARE, SUITE 425, SOUTHFIELD, MI 48076

P G BOOLE, LLC
18 NORTH MAIN STREET, SUITE 115, SHERBORN, MA 01770
Mailing Address: 30 PEDERZINI DRIVE, MEDFIELD, MA 02052

P. A. N. SECURITIES, LP
99 PARK AVENUE, 16TH FLOOR, NEW YORK, NY 10016

P.J. ROBB VARIABLE CORPORATION
6075 POPLAR AVE, SUITE 400, MEMPHIS, TN 38119

PACENOTE CAPITAL LLC
1410 EAST 3RD STREET, AUSTIN, TX 78702

PACER FINANCIAL, INC.
500 CHESTERFIELD PARKWAY, MALVERN, PA 19355

PACIFIC ALLIANCE ASSOCIATES LLC
200 VESEY STREET, 24TH FLOOR, NEW YORK, NY 10080

PACIFIC CENTURY SECURITIES, LLC
6 W DRUID HILLS DR NE, ATLANTA, GA 30329

PACIFIC COAST CAPITAL, LLC
5665 MEADOWS ROAD, SUITE 200, LAKE OSWEGO, OR 97035
Mailing Address: 680 HAWTHORNE AVE., SUITE 140, SALEM, OR 97301

PACIFIC CURRENT GROUP
1550 WEWATTA STREET, SUITE 4129, DENVER, CO 80202
Mailing Address: 2323 NORTH 30TH STREET, SUITE 201, TACOMA, WA 98403

PACIFIC FINANCIAL ASSOCIATES, INC.
10967 NW 61ST CT, PARKLAND, FL 33076

PACIFIC GATE ADVISORS, LLC
MAIN STREET PROMENADE, 55 S. MAIN STREET, STE 325, NAPERVILLE, IL 60540

PACIFIC INVESTMENT SECURITIES CORP.
01837 SW PALATINE HILL RD, PORTLAND, OR 97219
Mailing Address: PO BOX 946, LAKE OSWEGO, OR 97034

PACIFIC POINT SECURITIES, LLC
2300 E. KATELLA, SUITE 275, ANAHEIM, CA 92806-6047

PACIFIC SELECT DISTRIBUTORS, LLC
700 NEWPORT CENTER DRIVE, NEWPORT BEACH, CA 92660-6397

PACKERLAND BROKERAGE SERVICES, INC.
432 SECURITY BLVD., GREEN BAY, WI 54313

PACTOLUS CAPITAL PARTNERS
8614 WESTWOOD CENTER DRIVE, SUITE 620, VIENNA, VA 22182

PAF SECURITIES, LLC
601 BRICKELL KEY DRIVE, SUITE 604, MIAMI, FL 33131

PAINTER, SMITH AND AMBERG INC.
1200 CALIFORNIA STREET, SUITE 220, REDLANDS, CA 92374

PALAFOX TRADING LLC
131 SOUTH DEARBORN STREET, 32ND FLOOR, CHICAGO, IL 60603

PALICO LLC
200 PARK AVENUE, SUITE 1700, NEW YORK, NY 10166

PALLADIUM CAPITAL GROUP, LLC
333 TAMIAMI TRAIL, SUITE 291, VENICE, FL 34285

PALMER CAPITAL ADVISORS, LLC
39 BROADWAY, SUITE 3300, ROOM 11C, NEW YORK, NY 10006

PALMETTO ADVISORY GROUP
210 YELLOWTHROAT LANE, KIAWAH ISLAND, SC 29455

PALMIERI, ANGNARDO & CO., INC.
401 BUTTERCUP CREEK BLVD, UNIT 202, CEDAR PARK, TX 78613

PANMURE GORDON SECURITIES LIMITED
ONE NEW CHANGE, LONDON, EC4M 9AF UNITED KINGDOM

PANTHEON SECURITIES, LLC
11 TIMES SQUARE, 35TH FLOOR, NEW YORK, NY 10036
Mailing Address: 11 TIMES SQUARE, NEW YORK, NY 10036

PAPAMARKOU WELLNER & CO., INC.
430 PARK AVENUE, 17TH FLOOR, NEW YORK, NY 10022

PARADIGM CAPITAL U.S. INC.
95 WELLINGTON STREET WEST - SUITE 2101, TORONTO ONTARIO, M5J 2N7 CANADA
Mailing Address: 95 WELLINGTON STREET WEST-SUITE 2101, TORONTO ONTARIO, M5J 2N7 CANADA

PARADIGM EQUITIES, INC.
1216 KENDALE BLVD, EAST LANSING, MI 48823
Mailing Address: 1216 KENDALE BOULEVARD, PO BOX 2501, EAST LANSING, MI 48826

PARAGON HEALTH CAPITAL, LLC
330 NORTH WABASH AVENUE, SUITE 3500, CHICAGO, IL 60611

PARAMAX SECURITIES, LLC
333 INTERNATIONAL DRIVE, SUITE A, WILLIAMSVILLE, NY 14221

PARCHMAN, VAUGHAN & COMPANY, L.L.C.
1040 PARK AVENUE, SUITE 120, BALTIMORE, MD 21201

PARETO SECURITIES INC.
150 EAST 52ND STREET, 29TH FLOOR, NEW YORK, NY 10022

PARITER SECURITIES, LLC
243 CARRETERA #2, GUAYNABO, PR 00966
Mailing Address: P.O. BOX 11852, SAN JUAN, PR 00922

PARK AVENUE SECURITIES LLC
10 HUDSON YARDS, NEW YORK, NY 10001

PARK CITY CAPITAL, INC.
261 OLD YORK RD # 823A, JENKINTOWN (MONTGOMERY), PA 19046
Mailing Address: 261 OLD YORK RD #823 A, JENKINTOWN (MONTGOMERY), PA 19046

PARK HILL GROUP LLC
280 PARK AVENUE, NEW YORK, NY 10017
Mailing Address: 280 PARK AVENUE, NEW YORK, NY 10017

PARK MADISON PARTNERS LLC
200 HARBOR RD., PORT WASHINGTON, NY 11050

PARK SUTTON ADVISORS, LLC
295 MADISON AVENUE, SUITE 725, NEW YORK, NY 10017

PARK WALK CAPITAL MARKETS, LLC
912 SOUTH CAPITAL OF TEXAS HIGHWAY, SUITE 170, AUSTIN, TX 78746

PARKLAND SECURITIES, LLC
300 PARKLAND PLAZA, ANN ARBOR, MI 48103

PARKMAN WHALING SECURITIES LLC
600 TRAVIS STREET, SUITE 600, HOUSTON, TX 77002

PARKSIDE SECURITIES, INC.
1948 EVERIDGE CT, WALNUT CREEK, CA 94597

PARNASSUS FUNDS DISTRIBUTOR, LLC
THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101

PARSONEX CAPITAL MARKETS, LLC
8310 S. VALLEY HIGHWAY, STE. 110, ENGLEWOOD, CO 80112

PARSONEX SECURITIES, INC.
8310 S. VALLEY HIGHWAY, SUITE 110, ENGLEWOOD, CO 80112

PARTNERCAP SECURITIES, LLC
2 GREENWICH OFFICE PARK, SUITE 300, GREENWICH, CT 06831

PARTNERSHIP CAPITAL GROWTH, LLC
2 NORTH SANTA CRUZ AVENUE, SUITE 201, LOS GATOS, CA 95030
Mailing Address: PO BOX 7, LOS GATOS, CA 95031

PAS CAPITAL, LLC
1003 ROUTE 22, SUITE 100, FOX RIVER GROVE, IL 60021
Mailing Address: 1003 RT. 22, SUITE 100, FOX RIVER GROVE, IL 60021

PASSCO CAPITAL, INC.
2050 MAIN STREET, SUITE 650, IRVINE, CA 92614
Mailing Address: 2050 MAIIN STREET, SUITE 650, IRVINE, CA 92614

PASSFOLIO SECURITIES, LLC
170 CAPP STREET, SUITE 3A, SAN FRANCISCO, CA 94110

PATRICK CAPITAL MARKETS, LLC
7401 WATSON ROAD, SUITE 88, ST LOUIS, MO 63119

PAULSON INVESTMENT COMPANY LLC
5335 MEADOWS ROAD, SUITE 465, LAKE OSWEGO, OR 97035

PAVILION GLOBAL MARKETS LTD.
1250 BOUL. RENE-LEVESQUE W - SUITE 4025, MONTREAL QUEBEC, H3B 4W8 CANADA
Mailing Address: 1250 BOUL. RENE-LEVESQUE, W SUITE 4025, MONTREAL QUEBEC, H3B 4W8 CANADA

PAYCHEX SECURITIES CORPORATION
220 KENNETH DRIVE, ROCHESTER, NY 14623

PAYDEN & RYGEL DISTRIBUTORS
333 SOUTH GRAND AVE, 39TH FLOOR, LOS ANGELES, CA 90071-1536
Mailing Address: 333 SOUTH GRAND AVE., 39TH FLOOR, LOS ANGELES, CA 90071-1536

PBMARES CAPITAL MARKETS, LLC
3957 WESTERRE PARKWAY, SUITE 220, RICHMOND, VA 23233
Mailing Address: 3957 WESTERRE PARKWAY, SUITE 200, RICHMOND, VA 23233

PCA CAPITAL SECURITIES, LLC
399 PARK AVENUE, 37TH FLOOR, NEW YORK, NY 10022

PCE INVESTMENT BANKERS, INC.
200 E. NEW ENGLAND AVENUE, SUITE 400, WINTER PARK, FL 32789

PCF CAPITAL MARKETS LLC
260 FRANKLIN STREET, BOSTON, MA 02110
Mailing Address: 33 BROAD ST, SUITE 1100, BOSTON, MA 02109

PCS SECURITIES, INC.
19020 88TH AVE W, EDMONDS, WA 98026

PEACHCAP SECURITIES, INC.
550 PHARR RD,, SUITE 700, ATLANTA, GA 30305

PEACHTREE PC INVESTORS, LLC
3500 LENOX ROAD, SUITE 625, ATLANTA, GA 30326

PEAK BROKERAGE SERVICES, LLC
1070 EAST INDIANTOWN ROAD, SUITE 208 - 210, JUPITER, FL 33477-9999

PEAKSTONE SECURITIES, LLC
550 WEST VAN BUREN STREET, SUITE 1460, CHICAGO, IL 60607

PEEL HUNT INC.
LEVEL 2, MOOR HOUSE, 120 LONDON WALL, LONDON, EC2Y 5ET UNITED KINGDOM

PELOTON SECURITIES LLC
10 COMMERCIAL ALLEY, SUITE 4, PORTSMOUTH, NH 03801

PENROD FINANCIAL GROUP
574 STATE HIGHWAY 248, BRANSON, MO 65616
Mailing Address: P.O. BOX 220, BRANSON, MO 65615

PENSERRA SECURITIES, LLC
4 ORINDA WAY, SUITE 100-A, ORINDA, CA 94563

PENSION DYNAMICS SECURITIES CORPORATION
2300 CONTRA COSTA BLVD, SUITE 400, PLEASANT HILL, CA 94523-3955

PENSION FUND EVALUATIONS, INC.
2450 MIDDLE COUNTRY ROAD, SUITE 102 & 103, CENTEREACH, NY 11720

PENSIONMARK SECURITIES, LLC
24 EAST COTA STREET, SANTA BARBARA, CA 93101

PENTALPHA CAPITAL, LLC
2 GREENWICH OFFICE PARK, GREENWICH, CT 06831
Mailing Address: P.O. BOX 4839, GREENWICH, CT 06831

PENTEGRA DISTRIBUTORS INC.
701 WESTCHESTER AVENUE, SUITE 320E, WHITE PLAINS, NY 10604

PEOPLE'S SECURITIES, INC.
850 MAIN STREET, BRIDGEPORT, CT 06601-0031
Mailing Address: P.O. BOX 31, BRIDGEPORT, CT 06601-0031

PERCIVAL FINANCIAL PARTNERS, LTD.
2 VILLAGE SQ., SUITE 252, BALTIMORE, MD 21210

PERELLA WEINBERG PARTNERS LP
767 FIFTH AVENUE, NEW YORK, NY 10153

PERFORMANCE TRUST CAPITAL PARTNERS, LLC
500 W. MADISON, SUITE 450, CHICAGO, IL 60661

PERICULUM CAPITAL MARKETS, LLC
4 CENTER GREEN, SUITE 200, CARMEL, IN 46032

PERIGEE SECURITIES LP
1990 MAIN STREET, PH 11, SARASOTA, FL 34236

PERKINS FUND MARKETING, L.L.C.
107 JOHN STREET, SOUTHPORT, CT 06890

PERRYMAN SECURITIES, INC.
12221 MERIT DRIVE - SUITE 1660, DALLAS, TX 75251

PERSHING ADVISOR SOLUTIONS LLC
ONE PERSHING PLAZA, 4TH FLOOR, JERSEY CITY, NJ 07399
Mailing Address: ONE PERSHING PLAZA, 10TH FLOOR, JERSEY CITY, NJ 07399

PERSHING LLC
ONE PERSHING PLAZA, JERSEY CITY, NJ 07399
Mailing Address: ONE PERSHING PLAZA, 10TH FLOOR, JERSEY CITY, NJ 07399

PERTH ADVISORS LLC
40 WALL STREET, SUITE 2806, NEW YORK, NY 10005

PETER ELISH INVESTMENTS SECURITIES
5750 BALTIC BLVD, PLANO, TX 75024

PETERS & CO. EQUITIES INC.
2300 JAMIESON PLACE, 308 FOURTH AVENUE SW, CALGARY, AB, T2P 0H7 CANADA

PETRIE PARTNERS SECURITIES, LLC
1144 15TH STREET, SUITE 3900, DENVER, CO 80202

PETRO CAPITAL SECURITIES, LLC
3710 RAWLINS STREET, SUITE 1000, DALLAS, TX 75219

PFLUEGER & BAERWALD INC.
220 SANSOME STREET, SUITE 1090, SAN FRANCISCO, CA 94104-2725

PFM FUND DISTRIBUTORS, INC.
213 MARKET STREET, HARRISBURG, PA 17101
Mailing Address: 213 MARKET STREET, HARRISBRUG, PA 17101

PFS INVESTMENTS INC.
1 PRIMERICA PARKWAY, DULUTH, GA 30099-0001

PGB SECURITIES LLC
500 HILLS DRIVE, BEDMINSTER, NJ 07921

PGP CAPITAL ADVISORS, LLC
900 W. OLYMPIC BLVD., SUITE 28C, LOS ANGELES, CA 90015

PH PARTNERS, LLC
1636 MOUNT LARSON RD, SUITE 108, AUSTIN, TX 78746

PHARUS SECURITIES, LLC
551 5TH AVENUE, SUITE 1125, NEW YORK, NY 10176
Mailing Address: 551 5TH AVENUE, SUITE 1125, NEW YORK, NY 10176

PHASE ONE FINANCIAL SERVICES, LLC
450 LEXINGTON AVENUE, 4TH FLOOR, NEW YORK, NY 10017

PHILLIP CAPITAL INC.
141 W. JACKSON, SUITE 1531A, CHICAGO, IL 60604-2653
Mailing Address: P.O. BOX 2594, CHICAGO, IL 60690

PHILLIPS & COMPANY
521 SW 11TH, SUITE 200, PORTLAND, OR 97205

PHILOSMITH SECURITIES LLC
SIX LANDMARK SQUARE, STAMFORD, CT 06901

PHILPOTT BALL & WERNER, LLC
11325 NORTH COMMUNITY HOUSE ROAD, SUITE 430, CHARLOTTE, NC 28277

PHX FINANCIAL, INC.
100 WALL STREET, FLOOR 10, NEW YORK, NY 10005

PI FINANCIAL (US) CORP.
1900-666 BURRARD STREET, VANCOUVER, V6C 3N1 BC

PICKWICK CAPITAL PARTNERS, LLC
445 HAMILTON AVENUE, SUITE 1102, WHITE PLAINS, NY 10601

PICTET OVERSEAS INC.
1000 DE LA GAUCHETIERE WEST, SUITE 3100, MONTREAL, QC, H3B 4W5 CANADA

PIMCO INVESTMENTS LLC
1633 BROADWAY, 45TH FLOOR, NEW YORK, NY 10019

PINEBRIDGE SECURITIES LLC
65 EAST 55TH STREET, PARK AVENUE TOWER, NEW YORK, NY 10022

PINNACLE CAPITAL SECURITIES, LLC
4105 E BROADWAY, SUITE 101, LONG BEACH, CA 90803

PINNACLE INVESTMENTS, LLC
507 PLUM STREET, SUITE 120, SYRACUSE, NY 13204

PIPER SANDLER & CO.
800 NICOLLET MALL, MINNEAPOLIS, MN 55402-7020
Mailing Address: 800 NICOLLET MALL, SUITE 900, MINNEAPOLIS, MN 55402-7020

PJ SOLOMON SECURITIES, LLC
1345 AVENUE OF THE AMERICAS, 31ST FLOOR, NEW YORK, NY 10105

PJT PARTNERS LP
280 PARK AVENUE, 15TH FLOOR, NEW YORK, NY 10017

PLACE TRADE FINANCIAL, INC.
6501 NEW MARKET WAY, RALEIGH, NC 27615

PLAN B INVESTMENTS, INC.
4512 N CLYBOURN AVE, SUITE 100, BURBANK, CA 91505
Mailing Address: PO BOX 2639, TOLUCA LAKE, CA 91610-0639

PLANMEMBER SECURITIES CORPORATION
6187 CARPINTERIA AVENUE, CARPINTERIA, CA 93013-2060

PLANNED FINANCIAL PROGRAMS, INC.
734 WALT WHITMAN ROAD, MELVILLE, NY 11747-2216

PLANNER SECURITIES LLC
150 E. 52ND STREET, 7TH FLOOR, NEW YORK, NY 10022

PLANNERS FINANCIAL SERVICES, INC.
1210 NORTHLAND DRIVE. SUITE 190, MENDOTA HEIGHTS, MN 55120
Mailing Address: 1210 NORTHLAND DRIVE, SUITE 190, MENDOTA HEIGHTS, MN 55120

PLANTE MORAN INSURANCE AGENCY
27400 NORTHWESTERN HIGHWAY, SOUTHFIELD, MI 48034
Mailing Address: PO BOX 307, SOUTHFIELD, MI 48037-0307

PLEXUS ENERGY CAPITAL, LLC
1601 WEWATTA, SUITE 600, DENVER, CO 80202

PLEXUS FINANCIAL SERVICES, LLC
21805 FIELD PARKWAY, SUITE 300, DEER PARK, IL 60010

PLUM CAPITAL, LLC
5640 W. MAPLE RD., SUITE 101, W. BLOOMFIELD, MI 48322

PLURIS CAPITAL GROUP, INC.
1501 BROADWAY, SUITE 1515, NEW YORK, NY 10036

PLUS SECURITIES LLC
1133 AVENUE OF THE AMERICAS, 33RD FLOOR, NEW YORK, NY 10036

PLUS VENTURE PARTNERS, LLC
13274 FIJI WAY, SUITE 350, MARINA DEL REY, CA 90292

PM SECURITIES, LLC DBA PHOENIX CAPITAL RESOURCES
110 COMMONS COURT, CHADDS FORD, PA 19317

PMA SECURITIES, LLC
2135 CITYGATE LANE, 7TH FLOOR, NAPERVILLE, IL 60563
Mailing Address: 2135 CITYGATE LANE, 7TH FLOOR, NAPERVILLE, IL 60563

PNC CAPITAL MARKETS LLC
300 FIFTH AVENUE, 5TH FLOOR, PITTSBURGH, PA 15222
Mailing Address: 1600 MARKET STREET, F2-F070-21-4, PHILADELPHIA, PA 19103

PNC INVESTMENTS
300 FIFTH AVENUE, 26TH FLOOR, PITTSBURGH, PA 15222
Mailing Address: 1900 E. 9TH STREET, 24TH FLOOR, CLEVELAND, OH 44114

PNFP CAPITAL MARKETS, INC.
150 3RD AVE SOUTH, SUITE 900, NASHVILLE, TN 37201

PODESTA & CO.
208 S. LASALLE STREET, SUITE 1460, CHICAGO, IL 60604

POINSETT SECURITIES, LLC
777 LOWNDES HILL ROAD, BLDG 3, SUITE 110, GREENVILLE, SC 29607

POLAR INVESTMENT COUNSEL, INC.
19547 210TH AV NE, THIEF RIVER FALLS, MN 56701
Mailing Address: 19547 210TH AVE NE, THIEF RIVER FALLS, MN 56701

POLARIS PRIVATE PLACEMENTS, LLC
735 JOHNNIE DODDS BLVD, SUITE 105, MT. PLEASANT, SC 29464

POLYGON CAPITAL ADVISORS, LLC
15 SECOND STREET #9, SAUSALITO, CA 94965

POPULAR SECURITIES, LLC
208 AVENUE PONCE DE LEON, POPULAR CENTER SUITE 1200, SAN JUAN, PR 00918-1035

PORT SECURITIES, INC.
2717 W. COAST HWY, NEWPORT BEACH, CA 92663

PORTER WHITE CAPITAL, LLC
15 RICHARD ARRINGTON JR. BLVD. NORTH, BIRMINGHAM, AL 35203

PORTFOLIO RESOURCES GROUP, INC.
800 BRICKELL AVENUE, SUITE 903, MIAMI, FL 33131

PORTICO CAPITAL SECURITIES LLC
39 LEWIS STREET, 3RD FLOOR, GREENWICH, CT 06830

PORTSMOUTH FINANCIAL SERVICES
250 MONTGOMERY STREET, SUITE 200, SAN FRANCISCO, CA 94104

PORTUM CAPITAL LLC
255 CALIFORNIA ST, STE 1350, SAN FRANCISCO, CA 94111

POTAMUS TRADING, LLC
2 SEAPORT LANE, 8TH FLOOR, BOSTON, MA 02210

POTOMAC INVESTMENT COMPANY
5600 WISCONSIN AVE #108, CHEVY CHASE, MD 20815

POWDER POINT FINANCIAL LLC
61 RIDGE ROAD, MARSHFIELD, MA 02050

POWELL CAPITAL MARKETS, INC.
3 BECKER FARM ROAD, ROSELAND, NJ 07068-1745

PPHB SECURITIES LP
1900 ST. JAMES PLACE, SUITE 125, HOUSTON, TX 77056

PRAGER & CO., LLC
ONE EMBARCADERO CENTER, 16TH FLOOR, SAN FRANCISCO, CA 94111

PRAGMA LLC
1370 BROADWAY, 10TH FLOOR, NEW YORK, NY 10018

PRAIRIE CAPITAL MARKETS, LLC
ONE LINCOLN CENTRE, 18W140 BUTTERFIELD ROAD, SUITE 800, OAKBROOK TERRACE, IL 60181

PRECISION SECURITIES, LLC
16885 VIA DEL CAMPO CT. SUITE 120, SAN DIEGO, CA 92127

PREFERRED CAPITAL SECURITIES, LLC
3284 NORTHSIDE PARKWAY, NW, SUITE150, ATLANTA, GA 30327
Mailing Address: 3284 NORTHSIDE PARKWAY, SUITE 150, ATLANTA, GA 30327

PREFERRED CLIENT GROUP, INC.
3707 DARTMOUTH, DALLAS, TX 75205

PREP SECURITIES, LLC
1790 BONANZA DRIVE, SUITE 201, PARK CITY, UT 84060

PRESIDIO MERCHANT PARTNERS LLC
12 FUNSTON AVE.,SUITE B, SAN FRANCISCO, CA 94129

PRESTWICK PARTNERS, LLC
212 3RD AVENUE NORTH, SUITE 535, MINNEAPOLIS, MN 55401

PREVAIL CAPITAL LLC
NORTH NAPLES CORPORATE CENTER, COLLIER CENTER WAY, SUITE 104, NAPLES, FL 34110

PRICEWATERHOUSECOOOPERS CORPORATE FINANCE LLC
1 N. WACKER DRIVE, 6TH FLOOR, CHICAGO, IL 60606

PRIMARY CAPITAL, LLC
90 BROAD STREET, 9TH FLOOR, SUITE 905, NEW YORK, NY 10004
Mailing Address: 90 BROAD STREET 9TH FLOOR, NEW YORK, NY 10004

PRIME DEALER SERVICES CORP.
1585 BROADWAY, NEW YORK, NY 10036
Mailing Address: NORTH AMERICAN REGISTRATION, 100 SOUTH CHARLES STREET, 4TH FLOOR, BALTIMORE, MD 21201

PRIME DECISION CONSULTING LLC
13 EAST 16TH STREET, SUITE 8R, NEW YORK, NY 10003

PRIME EXECUTIONS, INC.
40 WALL STREET - SUITE 1704, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET - SUITE 1704, NEW YORK, NY 10005

PRIME NUMBER CAPITAL, LLC
14 MYRTLE DR, GREAT NECK, NY 11021

PRINCIPAL FUNDS DISTRIBUTOR, INC.
620 COOLIDGE DR., SUITE 300, FOLSOM, CA 95630

PRINCIPAL SECURITIES, INC.
655 9TH STREET, DES MOINES, IA 50309
Mailing Address: PRINCIPAL FINANCIAL GROUP, 711 HIGH STREET, DES MOINES, IA 50392-2080

PRINCIPLED ADVISORS, INC.
1110 SOUTH AVENUE, STATEN ISLAND, NY 10314

PRIVATE CLIENT SERVICES, LLC
2225 LEXINGTON RD., LOUISVILLE, KY 40206

PRIVATE PLACEMENT INSURANCE PRODUCTS, LLC
2754 BRANDT DRIVE SOUTH, SUITE 200, FARGO, ND 58104

PRIVATE PORTFOLIO, INC.
7534 LA JOLLA BLVD, LA JOLLA, CA 92037-4328

PROBITAS FUNDS GROUP, LLC
425 CALIFORNIA STREET, SUITE 2300, SAN FRANCISCO, CA 94104

PROEQUITIES, INC.
2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL 35223

PROFESSIONAL BROKER-DEALER FINANCIAL PLANNING, INC.
1111 WEST WOLFENSBERGER ROAD, CASTLE ROCK, CO 80109-9629

PROFINANCE ASSOCIATES, INC.
4420 HOTEL CIRCLE COURT, SUITE 215, SAN DIEGO, CA 92108

PROFINANCIAL, INC.
7841 WAYSIDE DR, BATON ROUGE, LA 70806

PROFOR ADVISORS
800 WESTCHESTER AVE, SUITE 641N, RYE BROOK, NY 10573

PROFUNDS DISTRIBUTORS, INC.
7501 WISCONSIN AVE., SUITE 1000E, BETHESDA, MD 20814-6527

PROMETHEAN CAPITAL GROUP LLC
77 MOSHUP TRAIL, AQUINNAH, MA 02535

PROPEL ADVISORY GROUP, INC.
2215 IXORA AVENUE, SARASOTA, FL 34234

PROSPERA FINANCIAL SERVICES, INC.
5429 LBJ FREEWAY, SUITE 750, DALLAS, TX 75240

PROSPERO CAPITAL LLC
103 NORTH PARK AVE, EASTON, CT 06612

PROVASI CAPITAL PARTNERS LP
VENTURE X BY THE GALLERIA, 5301 ALPHA RD SUITE 222, DALLAS, TX 75240

PRUCO SECURITIES, LLC.
751 BROAD STREET, NEWARK, NJ 07102-3777

PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
ONE CORPORATE DRIVE, SHELTON, CT 06484

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
655 BROAD STREET, 19TH FLOOR, NEWARK, NJ 07102
Mailing Address: 655 BROAD STREET, 19TH FLOOR, NEWARK, NJ 07102

PTI SECURITIES & FUTURES L. P.
411 S WELLS, SUITE 900, CHICAGO, IL 60607

PTP SECURITIES, LLC
ONE CANTERBURY GREEN, 201 BROAD STREET, SUITE 204, STAMFORD, CT 06901

PTS BROKERAGE, LLC
125 GAITHER DRIVE, SUITE C, MOUNT LAUREL, NJ 08054-1706

PUBLIC BROKERS, LLC
623 E FORT UNION BLVD., SUITE 101, SALT LAKE CITY, UT 84047

PUBVEST SECURITIES, LLC
235 MONTGOMERY STREET, SUITE 1120, SAN FRANCISCO, CA 94104

PULLMAN SECURITIES, LLC
9250 ROBIN DRIVE, LOS ANGELES, CA 90069
Mailing Address: 8721 SANTA MONICA BLVD., SUITE 747, LOS ANGELES, CA 90069

PUMA CAPITAL, LLC
287 BOWMAN AVE, 3RD FLOOR, PURCHASE, NY 10577

PURSHE KAPLAN STERLING INVESTMENTS
18 CORPORATE WOODS BLVD, ALBANY, NY 12211

PURSUIT CAPITAL MARKETING, LLC
266 MAIN STREET, BLDG 3, SUITE 25, MEDFIELD, MA 02052

PURSUIT PARTNERS LLC
2 GREENWICH OFFICE PARK, SUITE 300, GREENWICH, CT 06831

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
100 FEDERAL STREET, BOSTON, MA 02110

PWMCO, LLC
377 E. BUTTERFIELD ROAD, SUITE 220, LOMBARD, IL 60148

PYRAMID FUNDS CORPORATION
21 EVERETT ROAD EXTENSION, ALBANY, NY 12205

PZENA FINANCIAL SERVICES, LLC
320 PARK AVENUE, 8TH FLOOR, NEW YORK, NY 10022

Last updated: 6/24/2020