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Firms We Regulate - D

# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

D-MERC SERVICES
15000 WEST 6TH AVENUE, SUITE 203, GOLDEN, CO 80401

D. B. MCKENNA & CO., INC.
207 WEST MAIN STREET, BENNINGTON, VT 05201-2108

D.A. DAVIDSON & CO.
8 THIRD STREET NORTH, GREAT FALLS, MT 59401-3104
Mailing Address: P.O. BOX 5015, GREAT FALLS, MT 59403-5015

D.E. SHAW SECURITIES, L.L.C.
1166 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY 10036

D.H. HILL SECURITIES, LLLP
1543 GREEN OAK PLACE, SUITE 100, KINGWOOD, TX 77339

D.M. KELLY & COMPANY
3900 INGERSOLL AVENUE, SUITE 300, DES MOINES, IA 50312

D/B/A PALAZZO
145 WEST 57TH STREET, 17TH FLOOR, NEW YORK, NY 10019
Mailing Address: 145 WEST 57TH STREET, 17TH FLOOR, NEW YORK, NY 10010

DABBAH SECURITIES CORP.
1370 AVENUE OF THE AMERICAS, 27TH FLOOR, NEW YORK, NY 10019

DAI SECURITIES, LLC
150 ST ANDREWS COURT, SUITE 210, MANKATO, MN 56001-0000

DAIWA CAPITAL MARKETS AMERICA INC.
FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY 10005-3538

DAK CAPITAL, LLC
195 ROUTE 17 SOUTH, ROCHELLE PARK, NJ 07662

DALEY & TANG SECURITIES LLC
1800 CENTURY PARK EAST, SUITE 580, LOS ANGELES, CA 90067

DALKEITH GROUP, LLC
617 BERME ROAD, HIGH FALLS, NY 12440

DALMORE GROUP LLC
525 GREEN PLACE, WOODMERE, NY 11598

DALZELL TRADING, LLC
20 MAIN STREET, SUITE 203A, NATICK, MA 01760

DANSKE MARKETS INC.
280 PARK AVENUE, 35TH FLOOR, NEW YORK, NY 10017

DART, PAPESH & COMPANY, INCORPORATED
4572 S. HAGADORN ROAD, SUITE 2-C, EAST LANSING, MI 48823-5385

DARWOOD ASSOCIATES INCORPORATED
284 U.S. HIGHWAY 206, UNIT D3, HILLSBOROUGH, NJ 08844

DASH FINANCIAL TECHNOLOGIES LLC
311 S. WACKER DRIVE, SUITE 1000, CHICAGO, IL 60606

DASH PRIME LLC
200 SOUTH WACKER DRIVE, SUITE 2450, CHICAGO, IL 60606

DAVENPORT & COMPANY LLC
ONE JAMES CENTER, 901 E. CARY STREET, RICHMOND, VA 23219
Mailing Address: P.O. BOX 85678, RICHMOND, VA 23285-5678

DAVID A. NOYES & COMPANY
250 W., 96TH ST., #300, INDIANAPOLIS, IN 46260-1329

DAVID HARRIS & CO., INC.
222 MAMARONECK AVENUE, WHITE PLAINS, NY 10605
Mailing Address: P.O. BOX 668, WHITE PLAINS, NY 10602

DAVID LERNER ASSOCIATES, INC.
477 JERICHO TPKE, P.O.BOX 9006, SYOSSET, NY 11791-9006

DAVINCI CAPITAL MANAGEMENT, INC.
801 CAMBRIDGE ST., CAMBRIDGE, MA 02141
Mailing Address: 801 CAMBRIDGE ST., CAMBRIDGE, MA 02141

DAVIS DISTRIBUTORS, LLC
3600 E. HEMISPHERE LOOP, TUCSON, AZ 85706
Mailing Address: 2949 EAST ELVIRA ROAD, SUITE 101, TUCSON, AZ 85756

DAVIS SECURITIES LLC
31 WEST 34TH STREET, 8TH FLOOR, SUITE 8067, NEW YORK, NY 10001

DAVY SECURITIES
DAVY HOUSE, 49 DAWSON STREET, DUBLIN 2, D2 IRELAND

DAWSON JAMES SECURITIES, INC.
1 NORTH FEDERAL HIGHWAY, SUITE 500, BOCA RATON, FL 33432

DBO PARTNERS LLC
ONE EMBARCADERO CENTER, STE 3700, SAN FRANCISCO, CA 94111

DBOT ATS, LLC
1313 NORTH MARKET STREET, SUITE 800, WILMINGTON, DE 19801
Mailing Address: 1313 N. MARKET STREET, SUITE 800, WILMINGTON, DE 19801

DBS VICKERS SECURITIES (USA) INC.
777 THIRD AVE, SUITE 26A, NEW YORK, NY 10017
Mailing Address: 777 THIRD AVENUE, SUITE 26A, NEW YORK, NY 10017

DC ADVISORY
605 THIRD AVENUE, 11TH FLOOR, NEW YORK, NY 10158

DCF, LLC
819 BROAD STREET, CHATTANOOGA, TN 37402

DCM BROKERS, LLC
555 W. JACKSON, SUITE 600, CHICAGO, IL 60661
Mailing Address: 555 W. JACKSON, SUITE 600, CHICAGO, IL 60661

DCMB SECURITIES LLC
1700 WEST LOOP SOUTH, SUITE 450, HOUSTON, TX 77027

DEALER SOLUTIONS NORTH AMERICA LLC
39 BROADWAY - SUITE 3300, NEW YORK, NY 10006
Mailing Address: 39 BROADWAY - SUITE 3300, ROOM 11E, NEW YORK, NY 10006

DEALERWEB INC.
185 HUDSON STREET, HARBORSIDE 5, SUITE 2200, JERSEY CITY, NJ 07311

DECADE SECURITIES CORP.
13555 BISHOPS COURT, BROOKFIELD, WI 53005

DECKER & CO, LLC
833 MARKET STREET, SUITE 418, SAN FRANCISCO, CA 94103

DEER ISLE CAPITAL, LLC
2 WEST 46TH STREET, SUITE 402, NEW YORK, NY 10036

DELAWARE DISTRIBUTORS, L.P.
2005 MARKET ST, 9TH FLOOR, PHILADELPHIA, PA 19103

DELOITTE CORPORATE FINANCE LLC
111 S. WACKER DRIVE, CHICAGO, IL 60606-4301

DELPHX SERVICES CORPORATION
5 GREAT VALLEY PARKWAY, MALVERN, PA 19355

DEMATTEO RESEARCH LLC
510 MADISON AVENUE (14TH FLOOR), NEW YORK, NY 10022

DEMETER ADVISORY GROUP, LLC
220 HALLECK STREET, SUITE 220, SAN FRANCISCO, CA 94129

DEMPSEY FINANCIAL NETWORK, INC.
2951 PIEDMONT ROAD NE, SUITE 200, ATLANTA, GA 30305-2786

DEMPSEY LORD SMITH, LLC
901 N BROAD STREET, SUITE 400, ROME, GA 30161

DENNING & COMPANY LLC
150 CALIFORNIA STREET, SUITE 650, SAN FRANCISCO, CA 94111

DESJARDINS SECURITIES INTERNATIONAL INC.
1170 PEEL STREET, SUITE 300, MONTREAL, QUEBEC, H3B 0A9 CANADA

DESPAIN FINANCIAL CORPORATION
502 WEST MAIN STREET, COLLINSVILLE, IL 62234-3019

DESTINY CAPITAL SECURITIES CORPORATION
13922 DENVER WEST PARKWAY, SUITE 150, GOLDEN, CO 80401-3102
Mailing Address: 13922 DENVER WEST PARKWAY-SUITE 150, GOLDEN, CO 80401-3102

DESTRA CAPITAL INVESTMENTS LLC
444 WEST LAKE STREET, SUITE 1700, CHICAGO, IL 60606

DETALUS SECURITIES, LLC
383 MARSHALL AVENUE, ST. LOUIS, MO 63119

DEUTSCHE BANK SECURITIES INC.
60 WALL STREET, NEW YORK, NY 10005
Mailing Address: 60 WALL STREET, NYC60-3712, NEW YORK, NY 10005

DEVELOPMENT CORPORATION FOR ISRAEL
641 LEXINGTON AVENUE, NEW YORK, NY 10022

DEVENIR, LLC
8500 NORMANDALE LAKE BLVD, SUITE 2160, MINNEAPOLIS, MN 55437

DFA SECURITIES LLC
6300 BEE CAVE ROAD, AUSTIN, TX 78746

DFPG INVESTMENTS, INC.
9017 S RIVERSIDE DRIVE, SUITE 210, SANDY, UT 84070

DIGITAL CAPITAL MARKETS LLC
10211 FLEMING AVENUE, BETHESDA, MD 20814

DIGITAL OFFERING LLC
1461 GLENNEYRE STREET, SUITE D, LAGUNA BEACH, CA 92651

DINAN CAPITAL ADVISORS
307 N GATEWAY BLVD, PHOENIX, AZ 85008-6589

DINOSAUR FINANCIAL GROUP, L.L.C
470 PARK AVE SOUTH, 9TH FLOOR, NEW YORK, NY 10016
Mailing Address: 470 PARK AVENUE SOUTH, 9TH FLOOR, NEW YORK, NY 10016

DIRECT REALTY SECURITIES, INC.
5743 CORSA AVENUE, SUITE 215, WESTLAKE VILLIAGE, CA 91362

DIRECTED SERVICES LLC
SUITE 200, 1475 DUNWOODY DRIVE, WEST CHESTER, PA 19380
Mailing Address: SUITE 1350, 699 WALNUT STREET, DES MOINES, IA 50309

DISTRIBUTED TECHNOLOGY MARKETS LLC
30 WEST 26TH STREET, FOURTH FLOOR, NEW YORK, NY 10010

DIVERSIFIED RESOURCES, LLC
70 JEFFERSON BLVD., WARWICK, RI 02888

DIVERSIFIED SECURITIES, INCORPORATED
6700 E. PACIFIC COAST HWY-150, LONG BEACH, CA 90803
Mailing Address: P. O. BOX 357, LONG BEACH, CA 90801

DLX FINANCIAL GROUP, LLC
4143 TAMARACK DRIVE, MEDFORD, OR 97504-9299

DMG SECURITIES, INC.
746 WALKER ROAD, SUITE 10, GREAT FALLS, VA 22066-2643

DNB MARKETS, INC.
200 PARK AVENUE, NEW YORK, NY 10166-0396

DOEREN MAYHEW CAPITAL ADVISORS, LLC
1 RIVERWAY, SUITE 1200, HOUSTON, TX 77056

DOFT & CO., INC.
55 EAST 59TH STREET, 12TH FLOOR, NEW YORK, NY 10022

DOMINICK & DICKERMAN LLC
1700 EAST PUTNAM AVE, SUITE 202, OLD GREENWICH, CT 06870

DOMINION INVESTOR SERVICES, INC.
9000 HIGHWAY 2147 WEST, SUITE 201, HORSESHOE BAY, TX 78657
Mailing Address: P. O. BOX 4768, HORSESHOE BAY, TX 78657

DOMINION PARTNERS, L.C.
4801COX ROAD, STE 104, GLEN ALLEN, VA 23060

DONALD CAPITAL LLC
40 WALL ST., SUITE 2842, NEW YORK, NY 10005

DONNELLY PENMAN & PARTNERS
17160 KERCHEVAL AVENUE, GROSSE POINTE, MI 48230

DORIC CORPORATION
55 GREENS FARMS ROAD SUITE 200, WESTPORT, CT 06880

DORN & CO., INC.
216 EAST WASHINGTON AVENUE, FERGUS FALLS, MN 56537-2812

DORSEY & COMPANY, INC.
511 GRAVIER STREET, NEW ORLEANS, LA 70130-2701

DOUGH LLC
327 N. ABERDEEN ST., CHICAGO, IL 60607

DOUGHERTY & COMPANY LLC
90 SOUTH SEVENTH ST-STE 4300, MINNEAPOLIS, MN 55402-4108

DOUGLAS SCOTT SECURITIES, INC.
1700 ALMA DR, SUITE 110A, PLANO, TX 75075
Mailing Address: 1700 ALMA DR, SUITE 110-A, PLANO, TX 75075

DOWLING & PARTNERS SECURITIES LLC
190 FARMINGTON AVENUE, FARMINGTON, CT 06032

DRAGONFLY CAPITAL PARTNERS, LLC
1310 S. TRYON ST., SUITE 109, CHARLOTTE, NC 28203

DRAKE STAR SECURITIES LLC
950 THIRD AVENUE, 20TH FLOOR, NEW YORK, NY 10022

DRESNER INVESTMENT SERVICES, INC.
20 NORTH CLARK STE- STE 3550, CHICAGO, IL 60602
Mailing Address: 20 NORTH CLARK ST- STE 3550, CHICAGO, IL 60602

DREXEL HAMILTON, LLC
77 WATER STREET, SUITE 201, NEW YORK, NY 10005
Mailing Address: 77 WATER STREET, SUITE 201, NEW YORK, NY 10005

DRIEHAUS SECURITIES LLC
25 EAST ERIE ST, CHICAGO, IL 60611-2703

DRIVEWEALTH, LLC
97 MAIN STREET, SECOND FLOOR, CHATHAM, NJ 07928

DRUM CAPITAL CORP
4139 VIA MARINA STE 801, MARINA DEL REY, CA 90292

DRW EXECUTION SERVICES, LLC
540 W. MADISON ST., SUITE 2500, CHICAGO, IL 60661

DSIL INVESTMENT SERVICES LLC
180 MAIDEN LANE, SUITE 1302, NEW YORK, NY 10038-4925

DSP SECURITIES, LLC
300 BARR HARBOR DRIVE, SUITE 420, WEST CONSHOHOCKEN, PA 19428

DST MARKET SERVICES, LLC
920 2ND AVE SOUTH SUITE 1500, MINNEAPOLIS, MN 55402-4007
Mailing Address: 920 2ND AVE SOUTH, SUITE 1500, MINNEAPOLIS, MN 55402-4007

DUANE STREET CAPITAL BD LLC
100 CHURCH STREET, SUITE 800, NEW YORK, NY 10007

DUBEAU CAPITAL USA, INC.
440-5700, BOUL. DES GALERIES, QUEBEC CITY, QC G2K 0H5 CANADA

DUCERA SECURITIES LLC
499 PARK AVENUE, 16TH FLOOR, NEW YORK, NY 10022

DUFF & PHELPS SECURITIES LLC
311 S. WACKER DRIVE, SUITE 4200, CHICAGO, IL 60606

DUNCAN-WILLIAMS, INC.
6750 POPLAR A VENUE - SUITE 300, MEMPHIS (SHELBY), TN 38138-7424
Mailing Address: 6750 POPLAR AVENUE - SUIITE 300, MEMPHIS (SHELBY), TN 38138-7424

DUNES SECURITIES CORPORATION
12 NEW ORLEANS ROAD, HILTON HEAD ISLAND, SC 29928

DUNHAM & ASSOCIATES INVESTMENT COUNSEL, INC.
10251 VISTA SORRENTO PARKWAY, SUITE 200, SAN DIEGO, CA 92121
Mailing Address: P.O. BOX 910309, SAN DIEGO, CA 92191

DUNN RUSH & CO. LLC
225 FRANKLIN STREET, 26TH FLOOR, BOSTON, MA 02110

DUPREE & COMPANY, INC.
125 SOUTH MILL STREET, LEXINGTON, KY 40507-1683
Mailing Address: P. O. BOX 1149, LEXINGTON, KY 40588-1149

DV FINANCIAL SERVICES, LLC
22 E. JACKSON STREET, PHOENIX, AZ 85004

DVB CAPITAL MARKETS LLC
100 PARK AVENUE, SUITE 1301, NEW YORK, NY 10017

DWM FINANCE LLC
750 WASHINGTON BLVD, 5TH FLOOR, STAMFORD, CT 06901

DWS DISTRIBUTORS, INC.
222 SOUTH RIVERSIDE PLAZA, CHICAGO, IL 60606-5808
Mailing Address: 345 PARK AVENUE, 26TH FLOOR MAIL STOP NYC20-2622, NEW YORK, NY 10154

DYAL CO. LLC
152 WEST 57TH STREET, 39TH FLOOR, NEW YORK, NY 10019

DYNAMEX TRADING, LLC
11 BROADWAY, SUITE 360, NEW YORK, NY 10004

DYNAMIC YIELDS CAPITAL MARKET
1334 SO 1ST STREET, SAN JOSE, CA 95110
Mailing Address: 1657 VIA CAMPO VERDE, SAN JOSE, CA 95120

DYNASTY SECURITIES, LLC
1350 AVENUE OF THE AMERICAS, 32ND FLOOR, NEW YORK, NY 10019
Mailing Address: 1350 AVENUE OF THE AMERICAS, 32ND FLOOR, FLOOR 32, NEW YORK, NY 10019

DZ FINANCIAL MARKETS LLC
100 PARK AVENUE, 13TH FLOOR, NEW YORK, NY 10017

Last updated: 9/27/2019