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Firms We Regulate - E

# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z

E D & F MAN CAPITAL MARKETS INC.
140 EAST 45TH STREET, 10TH FLOOR, NEW YORK, NY 10017

E&J SECURITIES CORP.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005

E*TRADE SECURITIES LLC
11 TIMES SQUARE, 32ND FLOOR, NEW YORK, NY 10036
Mailing Address: HARBORSIDE 2, 200 HUDSON STREET, SUITE 501, JERSEY CITY, NJ 07311

E-W INVESTMENTS, INC.
205 E. LAS TUNAS DRIVE, SAN GABRIEL, CA 91776

E. E. POWELL & COMPANY INC.
200 NORTHPOINTE CIRCLE, SUITE 304, SEVEN FIELDS, PA 16046

E. MAGNUS OPPENHEIM & CO. INC.
261 MADISON AVENUE, 9TH FLOOR, STE. 9015, NEW YORK, NY 10016-2303

E.K. WALLACE SECURITIES LLC
270 LAFAYETTE ST. SUITE 1204, NEW YORK, NY 10012

E.L.K. CAPITAL ADVISORS, LLC
549 WEST RANDOLPH STREET, SUITE 601, CHICAGO, IL 60661

E1 ASSET MANAGEMENT, INC.
185 HUDSON ST., SUITE 2500, JERSEY CITY, NJ 07311
Mailing Address: 185 HUDSON ST. SUITE 2500, SUITE 2500, JERSEY CITY, NJ 07311

EA MARKETS SECURITIES LLC
120 W 45TH ST., 24TH FLOOR, NEW YORK, NY 10036

EAGLES COAST CAPITAL, LLC
782 JOHNNIE DODDS BLVD, SUITE H-3, MOUNT PLEASANT, SC 29464

EARLYBIRDCAPITAL, INC.
ONE HUNTINGTON QUADRANGLE, SUITE 4C18, MELVILLE, NY 11747

EAST WEST MARKETS, LLC
5001 SPRING VALLEY ROAD, SUITE 825W, DALLAS, TX 75244

EAST WIND SECURITIES, LLC
135 WEST 50TH STREET, SUITE 19D, NEW YORK, NY 10020

EASTDIL SECURED ADVISORS LLC
100 WILSHIRE BLVD, SUITE 1500, SANTA MONICA, CA 90401

EASTERLY SECURITIES LLC
138 CONANT STREET, BEVERLY, MA 01915

EASTERN POINT SECURITIES, INC.
410 VMI PARADE, LEXINGTON, VA 24450
Mailing Address: PO BOX 115, LEXINGTON, VA 24450

EASTGATE SECURITIES, LLC
40 WALL ST, SUITE 2875, NEW YORK, NY 10005

EATON VANCE DISTRIBUTORS, INC.
TWO INTERNATIONAL PLACE, BOSTON, MA 02110

EBH SECURITIES, INC.
6525 E. 82ND ST. SUITE 209, INDIANAPOLIS, IN 46250
Mailing Address: 6525 E. 82ND ST  SUITE 209, INDIANAPOLIS, IN 46250

EBOND SECURITIES, LLC
16 YORK ROAD, LARCHMONT, NY 10538

EC SECURITIES LLC
850 MONTGOMERY STREET, SUITE 350, SAN FRANCISCO, CA 94133

ECHELON CAPITAL
1500 ROSECRANS AVENUE, SUITE 416, MANHATTAN BEACH, CA 90266

ECOBAN SECURITIES CORPORATION
1140 SIXTH AVENUE ROOM 925, NEW YORK, NY 10036
Mailing Address: 1140 AVENUE OF AMERICAS, NEW YORK, NY 10175

ECONOMY SECURITIES, INCORPORATED
1301 MORTENSEN LANE, EVANSVILLE, IN 47715

EDDID SECURITIES USA INC.
11 BROADWAY, SUITE 801, NEW YORK, NY 10004

EDELMAN & CO., LTD.
627 EAST BAY POINT ROAD, BAYSIDE, WI 53217
Mailing Address: 333 WEST BROWN DEER ROAD, MILWAUKEE, WI 53217

EDELWEISS FINANCIAL SERVICES INC.
205 E 42ND STREET, 20TH FLOOR, NEW YORK, NY 10017

EDGE ADVISORS LLC
325 CHESTNUT STREET, SUITE 831, PHILADELPHIA, PA 19106

EDGELINE CAPITAL, LLC.
11726 SAN VICENTE BLVD., SUITE 610, LOS ANGELES, CA 90049

EDGEMONT CAPITAL PARTNERS, L.P.
1251 AVENUE OF THE AMERICAS, 46TH FLOOR, NEW YORK, NY 10020

EDGEPOINT CAPITAL ADVISORS LLC
2000 AUBURN DRIVE, SUITE 330, BEACHWOOD, OH 44122
Mailing Address: 2000 AUBURN DRIVE, SUITE 330, BEACHWOOD, OH 44122

EDGEWATER CAPITAL, LLC
6 HUTTON CENTRE DRIVE, #860, SOUTH COAST METRO, CA 92707

EDWARD JONES
12555 MANCHESTER ROAD, ST. LOUIS, MO 63131-3729

EF LEGACY SECURITIES, LLC
200 WESTGATE PARKWAY, SUITE 202, HENRICO, VA 23233

EFG CAPITAL INTERNATIONAL
701 BRICKELL AVE, 9TH FLOOR & SUITE 1350, MIAMI, FL 33131-2867

EFG-HERMES USA, INC.
3 COLUMBUS CIRCLE, 15TH FLOOR, SUITE 1604, NEW YORK, NY 10019

EG MARKET TECHNOLOGIES LLC
55 HUDSON YARDS, 29TH FLOOR, NEW YORK, NY 10001

EHCP CORPORATE FINANCE, LLC
3350 RIVERWOOD PARKWAY, SUITE 2150, ATLANTA, GA 30339

EI CAPITAL DISTRIBUTORS, LLC
1950 OLD GALLOWS ROAD, SUITE 770, VIENNA, VA 22182

EIDE BAILLY SECURITIES, LLC
4310 17TH AVENUE S, FARGO, ND 58108-2545
Mailing Address: PO BOX 2545, FARGO, ND 58108-2545

EIG GLOBAL ENERGY PARTNERS CAPITAL MARKETS, LLC
1700 PENNSYLVANIA AVE NW. SUITE 800, WASHINGTON, DC 20006

EIGHT CAPITAL CORP.
100 ADELAIDE STREET WEST, SUITE 2900, TORONTO, M5H 1S3 CANADA

EIGHT PINES SECURITIES LLC
909 FANNIN STREET, SUITE 4000, HOUSTON, TX 77010

EK RILEY INVESTMENTS, LLC
1420 5TH AVENUE SUITE 3300, SEATTLE, WA 98101
Mailing Address: 1420 5TH AVENUE SUITE 3300, SEATTLE, WA 98101

ELARA SECURITIES, INC.
950 THIRD AVENUE, SUITE 1903, NEW YORK, NY 10022

ELE WEALTH ADVISORS, INC.
18700 W. 10 MILE ROAD, STE 100, SOUTHFIELD, MI 48075

ELECTRONIC TRANSACTION CLEARING, INC.
660 S. FIGUEROA STREET SUITE 1450, LOS ANGELES, CA 90017
Mailing Address: 660 S. FIGUEROA STREET SUITE 1450, LOS ANGELES, CA 90017

ELECTRONIFIE SECURITIES LLC
5 BRYANT PARK, 8TH FLOOR, NEW YORK, NY 10018

ELEFANT MARKETS
255 NORTH 400 WEST, APT. 106, SALT LAKE CITY,, UT 84103
Mailing Address: 255 NORTH 400 WEST, APT. 106, SALT LAKE CITY, UT 84103

ELEVATE CAPITAL LLC
1200 BRICKELL AVE, SUITE 1950, MIAMI, FL 33131

ELEVATION, LLC
1355 GREENWOOD CLIFF ROAD, SUITE 250, CHARLOTTE, NC 28204

ELM CAPITAL USA LIMITED
7TH FLOOR, SOUTHWEST HOUSE, 11A REGENT STREET, ST JAMES, LONDON, SW1Y 4LR UNITED KINGDOM

ELMCORE SECURITIES LLC
500 W MADISON STREET, SUITE 1000, CHICAGO, IL 60661

EM SECURITIES LLC
C/O EVOLUTION MEDIA CAPITAL, 405 LEXINGTON AVENUE, 19TH FLOOR, NEW YORK, NY 10174

EMERALD POINT CAPITAL, LLC
420 LEXINGTON AVENUE, SUITE 1718, NEW YORK, NY 10170

EMERGING GROWTH EQUITIES, LTD.
ONE TOWN PLACE, SUITE 200, BRYN MAWR, PA 19010

EMERGING MANAGER ADVISORS LLC
84 MORRIS STREET, JERSEY CITY, NJ 07302

EMERSON EQUITY LLC
155 BOVET ROAD, SUITE 725, SAN MATEO, CA 94402
Mailing Address: 155 BOVET ROAD, SUITE 725, SAN MATEO, CA 94402

EMMET & CO, INC.
12 PEAPACK ROAD, FAR HILLS, NJ 07931
Mailing Address: P.O. BOX 160, FAR HILLS, NJ 07931

EMPIRE ASSET MANAGEMENT COMPANY
29 BROADWAY, 12TH FLOOR, NEW YORK, NY 10006

EMPIRE INVESTMENT INC.
136-20 38TH AVE., SUITE 9E, FLUSHING, NY 11354

EMPIRE STATE FINANCIAL, INC.
20 W. PARK AVE., SUITE 207, LONG BEACH, NY 11561

EMPIRIC DISTRIBUTORS, INC.
500 N CAPITAL OF TEXAS HWY, BUILDING 8, SUITE 150, AUSTIN, TX 78746

EMPIRICAL RESEARCH PARTNERS LLC
565 FIFTH AVENUE, 25TH FLOOR, NEW YORK, NY 10017

EMU SECURITIES LLC
39 BROADWAY SUITE 3300, ROOM 9, NEW YORK, NY 10006-3019

ENCLAVE CAPITAL LLC
375 PARK AVENUE, SUITE 2607, NEW YORK, NY 10152

ENDEAVOR CAPITAL
30 BROAD STREET, SUITE1445, NEW YORK, NY 10004
Mailing Address: 30 BROAD STREET, SUITE 1445, NEW YORK, NY 10004

ENERECAP PARTNERS, LLC
1718 PEACHTREE STREET, NW, SUITE 900, ATLANTA, GA 30309

ENERGY CAPITAL SOLUTIONS LLC
2651 NORTH HARWOOD, SUITE 410, DALLAS, TX 75201

ENERGYNET.COM, LLC.
7201 I-40 WEST SUITE 319, AMARILLO, TX 79106

ENGLAND SECURITIES, LLC
7201 WISCONSIN AVE., SUITE 480, BETHESDA, MD 20814

ENLACE MARKETS, INC.
115 BROADWAY SUITE 1303, NEW YORK, NY 10005

ENTERPRISE EQUITIES, INC.
70 CORPORATE CENTER, 11000 BROKEN LAND PARKWAY , SUITE 700, COLUMBIA, MD 21044

ENTORO SECURITIES, LLC
4900 WOODWAY DRIVE, SUITE 1100, HOUSTON, TX 77056

ENTRUST GLOBAL SECURITIES LLC
300 PARK AVENUE, 16TH FLOOR, NEW YORK, NY 10022

ENVERRA CAPITAL LLC
2101 L STREET NW, SUITE 800, WASHINGTON, DC 20037

EP SECURITIES, LLC
275 MADISON AVE, 33RD FLOOR, NEW YORK, NY 10016
Mailing Address: 275 MADISON AVE, 33RD TH FLOOR, NEW YORK, NY 10016

EPIC CAPITAL SECURITIES
1951 NW 19TH STREET, SUITE 203, BOCA RATON, FL 33431

EQT PARTNERS BD LLC
1114 AVENUE OF THE AMERICAS, 45TH FLOOR, NEW YORK, NY 10036
Mailing Address: 1114 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

EQUATEX US INC
140 BROADWAY, SUITE 2211, NEW YORK, NY 10005

EQUIFINANCIAL LLC
1717 NORTH BAYSHORE DRIVE, SUITE 208, MIAMI, FL 33132
Mailing Address: 1717 NORTH BAYSHORE DRIVE, SUITE 217, MIAMI, FL 33132

EQUILEND
225 LIBERTY STREET, 10TH FLOOR, SUITE 1020, NEW YORK, NY 10281

EQUILIBRIUM CAPITAL SERVICES, LLC
415 NW 11TH STREET, PORTLAND, OR 97209

EQUINOX GROUP DISTRIBUTORS, LLC
47 HULFISH STREET, SUITE 510, PRINCETON, NJ 08542

EQUITEQ SECURITIES LLC
122 EAST 42ND STREET, SUITE 3500, NEW YORK, NY 10168

EQUITY SERVICES, INC.
ONE NATIONAL LIFE DRIVE, MONTPELIER, VT 05604

EQUITYZEN SECURITIES LLC
45 WEST 27TH STREET, SUITE 200, NEW YORK, NY 10001

EQUUS FINANCIAL CONSULTING LLC
78 PINE ST., SUITE 101, NEW CANAAN, CT 06840

EQX LLC
379 WEST BROADWAY, NEW YORK, NY 10012

ERG SECURITIES (US) LLC
50 WASHINGTON STREET, SUITE 921, NORWALK, CT 06854

ERNST & YOUNG CAPITAL ADVISORS, LLC
5 TIMES SQUARE, NEW YORK, NY 10036

ERNST & YOUNG CORPORATE FINANCE (CANADA) INC.
100 ADELAIDE STREET WEST, EY TOWER, TORONTO, M5H 0B3 ONTARIO, CANADA
Mailing Address: 100 ADELAIDE STREET WEST, EY TOWER, PO BOX 1, TORONTO, M5H 0B3 ONTARIO, CANADA

ERNST CAPITAL SECURITIES, LLC
101 S. REID STREET, SUITE 209, SIOUX FALLS, SD 57103

ESAE CAPITAL PARTNERS, LLC
1410 BROADWAY, SUITE 1102, NEW YORK, NY 10018

ESF EQUITY, LP
31351 RANCHO VIEJO ROAD #205, SAN JUAN CAPISTRANO, CA 92675

ESL INVESTMENT SERVICES, LLC
225 CHESTNUT STREET, ROCHESTER, NY 14604

ESSEX FINANCIAL SERVICES, INC.
176 WESTBROOK ROAD, ESSEX, CT 06426
Mailing Address: P.O. BOX 999, ESSEX, CT 06426-0999

ESSEX SECURITIES LLC
244 NORTH MAIN STREET, MANSFIELD, MA 02048
Mailing Address: 507 PLUM STREET, STE 120, SYRACUSE, NY 13204

ESTRADA HINOJOSA & COMPANY, INC.
1717 MAIN STREET LB 47, SUITE 4700, DALLAS, TX 75201-7361
Mailing Address: 1717 MAIN STREET LB 47, DALLAS, TX 75201-7361

ETC BROKERAGE SERVICES, LLC
1 EQUITY WAY, WESTLAKE, OH 44145

ETF DISTRIBUTORS LLC
1540 BROADWAY 16TH FLOOR, NEW YORK, NY 10036

ETFMG FINANCIAL LLC
30 MAPLE STREET #2, SUMMIT, NJ 07901

ETICO PARTNERS, LLC
1795 ROUTE 9, CLIFTON PARK, NY 12065

EULAV SECURITIES LLC
7 TIMES SQUARE, SUITE 1606 - 16TH FLOOR, NEW YORK, NY 10036

EUREKA CAPITAL MARKETS, LLC
52 VANDERBILT AVENUE, SUITE 902, NEW YORK, NY 10017

EUREKACAP PARTNERS, INC.
1345 AVENEUE OF THE AMERICAS, 33RD FLOOR, NEW YORK, NY 10105

EURO-AMERICAN EQUITIES, INC.
4327 FOREST AVENUE S.E., MERCER ISLAND, WA 98040
Mailing Address: 4327 FOREST AVENUE S.E., MERCER ISLAND, WA 98040

EUROCONSULT CAPITAL, LLC
23 BERKELEY SQUARE, LONDON, W1J 6HE UNITED KINGDOM
Mailing Address: 767 THIRD AVENUE, 19TH FLOOR, NEW YORK, NY 10017

EUROLINK SECURITIES LLC
173 HUGUENOT STREET, STE 200, NEW ROCHELLE, NY 10801

EURONEXT MARKET SERVICES LLC
110 WALL STREET, SUITE 5070, NEW YORK, NY 10005

EUROPEAN FAMILY OFFICE INSTITUTE LLC.
2299 NW 4TH AVE, BOCA RATON, FL 33431

EVERCORE GROUP L.L.C.
55 EAST 52ND STREET, NEW YORK, NY 10055
Mailing Address: 55 EAST 52ND STREET, NEW YORK, NY 10055

EVERGREEN ADVISORS CAPITAL, LLC
9256 BENDIX ROAD, SUITE 300, COLUMBIA, MD 21045

EVOLUTION CAPITAL ADVISORS, LLC
500 YALE AVE N, FIRST FLOOR, SEATTLE, WA 98109

EXANE, INC.
640 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10019

EXCEL SECURITIES & ASSOCIATES, INC.
200 CANAL VIEW BLVD., STE. 204, ROCHESTER, NY 14623

EXCHANGERIGHT SECURITIES, LLC
1055 E. COLORADO BLVD., SUITE 310, PASADENA, CA 91106

EXECUTION ACCESS, LLC
ONE LIBERTY PLAZA, 165 BROADWAY, 51ST FL, NEW YORK, NY 10006
Mailing Address: ONE LIBERTY PLAZA, 51ST FLOOR, NEW YORK, NY 10006

EXECUTIVE SERVICES SECURITIES, LLC
3445 PEACHTREE ROAD NE, SUITE 200, ATLANTA, GA 30326-1156

EXEMPLAR CAPITAL, LLC
10 POST OFFICE SQUARE,, 8TH FL SOUTH, BOSTON, MA 02109

EXOS SECURITIES LLC
WEWORK, C/O EXOS FINANCIAL, TOWER 49, 12E. 49TH ST., 15TH FL, NEW YORK, NY 10017-1028
Mailing Address: WEWORK, C/O EXOS FINANCIAL, TOWER 49, 12E. 49TH ST., 11TH FL., NEW YORK, NY 10017-1028

EZE CASTLE TRANSACTION SERVICES LLC
12 FARNSWORTH ST., 6TH FLOOR, BOSTON, MA 02210

Last updated: 11/22/2019