Firms We Regulate - I
I-BANKERS DIRECT, LLC
401 W ATLANTIC AVE, SUITE R-12, DELRAY BEACH, FL 33444
I-BANKERS SECURITIES, INC.
535 5TH AVE., 4TH FLOOR, NEW YORK, NY 10017
IA SECURITIES (USA) INC.
26 WELLINGTON STREET EAST, SUITE 900, TORONTO, ONTARIO, M5E 1S2 CANADA
IAM CAPITAL CORPORATION
276 POST ROAD WEST, WESTPORT, CT 06880-4704
IASG ALTERNATIVES, LLC
175 WEST JACKSON, SUITE 2270, CHICAGO, IL 60604
IBERIA CAPITAL PARTNERS L.L.C.
601 POYDRAS STREET, SUITE 2000, NEW ORLEANS, LA 70130
IBN FINANCIAL SERVICES, INC.
8035 OSWEGO RD., LIVERPOOL, NY 13090
Mailing Address: P.O. BOX 2365, LIVERPOOL, NY 13089
ICAP CORPORATES LLC
200 VESEY STREET, 6TH FLOOR, NEW YORK, NJ 10285
Mailing Address: 200 VESEY STREET, 6TH FLOOR, NEW YORK, NY 10285
ICAP SECURITIES USA LLC
200 VESEY STREET, 6TH FLOOR, NEW YORK, NJ 10285
ICAPITAL SECURITIES, LLC
60 EAST 42ND STREET, 26TH FLOOR, NEW YORK, NY 10165
Mailing Address: 60 EAST 42ND STREET, 26TH FLOOR, NEW YORK, NY 10017
ICBA SECURITIES
775 RIDGE LAKE BLVD., SUITE 200, MEMPHIS, TN 38120
ICBC STANDARD SECURITIES INC.
520 MADISON AVENUE, 28TH FLOOR, NEW YORK, NY 10022
ICD SECURITIES INC.
7301 SW 57TH COURT, SUITE 400, MIAMI, FL 33143
ICG CAPITAL SECURITIES, LLC
201 SOUTH COLLEGE STREET, SUITE 1610, CHARLOTTE, NC 28244
ICICI SECURITIES INC.
275 MADISON AVENUE - SUITE 1417, NEW YORK, NY 10016
ICMA-RC SERVICES, LLC
777 NORTH CAPITOL STREET, NE, SUITE 600, WASHINGTON, DC 20002-4240
ICON DISTRIBUTORS, INC.
5299 DTC BOULEVARD, SUITE 1200, GREENWOOD VILLAGE, CO 80111
Mailing Address: 5299 DTC BLVD., SUITE 1200, GREENWOOD VILLAGE, CO 80111
ICR CAPITAL LLC
761 MAIN AVENUE, NORWALK, CT 06851-1080
IDB CAPITAL CORP.
511 FIFTH AVENUE, 4TH FLOOR, NEW YORK, NY 10017
IDFC CAPITAL (USA) INC.
600 3RD AVENUE, SUITE 241, NEW YORK, NY 10116
IDX MARKETS, LLC
79 MADISON AVENUE, 5TH FL, NEW YORK, NY 10016
IEX SERVICES LLC
4 WORLD TRADE CTR, 44TH FLOOR, NEW YORK, NY 10007
IFM (US) SECURITIES, LLC
114 WEST 47TH STREET, 26TH FLOOR, NEW YORK, NY 10036
IFS CAPITAL MARKETS, LLC
3414 PEACHTREE RD NE, ATLANTA, GA 30326-1184
IFS SECURITIES
3414 PEACHTREE RD NE, SUITE 1020, ATLANTA, GA 30326-1184
IIFL CAPITAL INC.
1120 AVENUE OF THE AMERICAS, SUITE 1506, NEW YORK, NY 10036
IIP SECURITIES LLC
39 BROADWAY, SUITE 3300, ROOM 6, NEW YORK, NY 10006-3019
ILIAD SECURITIES LLC
39 BROADWAY - SUITE 3300, NEW YORK, NY 10006
Mailing Address: 39 BROADWAY - SUITE 3300, ROOM 11E, NEW YORK, NY 10006
IMA WEALTH, INC.
8200 E. 32ND STREET NORTH SUITE 100, WICHITA, KS 67226
IMC FINANCIAL MARKETS
233 SOUTH WACKER DRIVE, #4300, CHICAGO, IL 60606
IMPERIAL CAPITAL, LLC
10100 SANTA MONICA BLVD., SUITE 2400, LOS ANGELES, CA 90067
IMST DISTRIBUTORS, LLC
THREE CANAL PLAZA, THIRD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101
INCAPITAL DISTRIBUTORS LLC
200 S. WACKER DRIVE, SUITE 3700, CHICAGO, IL 60606
INCAPITAL LLC
200 SOUTH WACKER DRIVE, SUITE 3700, CHICAGO, IL 60606
INCENTER SECURITIES GROUP LLC
3027 TOWNSGATE ROAD, SUITE 230, WESTLAKE VILLAGE, CA 91361
INCENTRUM SECURITIES, LLC
410 PARK AVENUE, 15TH FLOOR, NEW YORK, NY 10022
INDEPENDENCE CAPITAL CO., INC.
5579 PEARL ROAD, SUITE 100, PARMA, OH 44129
INDEPENDENT FINANCIAL GROUP, LLC
12671 HIGH BLUFF DRIVE, SUITE 200, SAN DIEGO, CA 92130
INDEPENDENT INVESTMENT BANKERS, CORP.
7035 BEE CAVES RD, SUITE 204-A, AUSTIN, TX 78746
Mailing Address: 2900 NORTH QUINLAN PARK RD., SUITE# 240-235, AUSTIN, TX 78732
INDIANA SECURITIES, LLC
1705 N MERIDIAN STREET, INDIANAPOLIS, IN 46202
Mailing Address: 1705 N MERIDIAN STREET, INDIANAPOLIS, IN 46202
INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC
1633 BROADWAY, 28TH FLOOR, NEW YORK, NY 10019
INEO CAPITAL, LLC
3225 FRANKLIN AVENUE, SUITE 309, MIAMI, FL 33133
INFINEX INVESTMENTS, INC.
538 PRESTON AVENUE, MERIDEN, CT 06450-4858
INFINITY CAPITAL SECURITIES, LLC
1611 N BROADWAY AVE, OKLAHOMA CITY, OK 73103
INFINITY FINANCIAL SERVICES
212 9TH STREET, SUITE 202, OAKLAND, CA 94607
Mailing Address: 212 9TH STREET, SUITE 202, OAKLAND, CA 94607
ING FINANCIAL MARKETS LLC
1133 AVENUE OF THE AMERICAS, NEW YORK, NY 10036
INGALLS & SNYDER, LLC
1325 AVENUE OF THE AMERICAS, 18TH FLOOR, NEW YORK, NY 10019-6066
INLAND SECURITIES CORPORATION
2901 BUTTERFIELD ROAD, OAK BROOK, IL 60523
INLET SECURITIES, LLC
233 NORTH CAUSEWAY SUITE D, NEW SMYRNA BEACH, FL 32169
INNER CIRCLE SPORTS LLC
441 LEXINGTON AVENUE, NEW YORK, NY 10017
INNOVA SECURITIES, INC.
3703 WOODSMAN COURT, SUITLAND, MD 20746-1376
INNOVATION ADVISORS LLC
ONE PENN PLAZA, 36TH FLOOR, NEW YORK CITY, NY 10119
INNOVATION CAPITAL, LLC
222 NORTH SEPULVEDA BOULEVARD, SUITE 1300, EL SEGUNDO, CA 90245
INNOVATION PARTNERS LLC
5950 FAIRVIEW ROAD, SUITE 806, CHARLOTTE, NC 28210
INSIGHT SECURITIES, INC.
600 CENTRAL AVE, SUITE 265, HIGHLAND PARK, IL 60035
INSIGNEO SECURITIES, LLC
777 BRICKELL AVE. -- SUITE 1010, MIAMI, FL 33131
INSTINET, LLC
WORLDWIDE PLAZA,, 309 WEST 49TH STREET, NEW YORK, NY 10019
INSTITUTIONAL BOND NETWORK, LLC
463 PENNSFIELD PLACE, SUITE 201, THOUSAND OAKS, CA 91360
INSTITUTIONAL CASH DISTRIBUTORS, LLC
580 CALIFORNIA STREET, SUITE 1335, SAN FRANCISCO, CA 94104
INSTITUTIONAL SECURITIES CORPORATION
3500 OAK LAWN AVE, SUITE 400, DALLAS, TX 75219
INTEGRAL FINANCIAL LLC
1072 SOUTH DE ANZA BLVD. SUITE # A 205, SAN JOSE, CA 95129
Mailing Address: 1072 SOUTH DE ANZA BLVD. SUITE # A 206, SAN JOSE, CA 95129
INTEGRATED FINANCIAL PLANNING SERVICES
KARLSTRASSE 20, HEIDELBERG, 69117 GERMANY
Mailing Address: KARLSTRASSE 20, HEIDELBERG 69117, 69117 GERMANY
INTEGRIS SECURITIES, LLC
1099 18TH STREET, SUITE 2750, DENVER, CO 80202
INTEGRITY BROKERAGE SERVICES, INC.
1945 STEWART ST, OCEANSIDE, CA 92054
INTEGRITY FUNDS DISTRIBUTOR, LLC
1 NORTH MAIN STREET, MINOT, ND 58703-3189
Mailing Address: PO BOX 500, MINOT, ND 58702-0500
INTEGRITY INVESTMENTS, INC.
221 PENSACOLA ROAD, VENICE, FL 34285
INTELLIGENT CROSS LLC
1 HIGH RIDGE PARK, 2ND FLOOR, STAMFORD, CT 06905
Mailing Address: 4 HIGH RIDGE PARK, SUITE 203, STAMFORD, CT 06905
INTELLIVEST SECURITIES, INC.
1540 CHASE COURT, RIVERDALE, GA 30296-2610
INTERACTIVE BROKERS CORP.
8 GREENWICH OFFICE PARK, GREENWICH, CT 06831
Mailing Address: TWO PICKWICK PLAZA, GREENWICH, CT 06830
INTERACTIVE BROKERS LLC
ONE PICKWICK PLAZA-2ND FL., GREENWICH, CT 06830
INTERCAM SECURITIES, INC.
1221 BRICKELL AVENUE, SUITE 1070, MIAMI, FL 33131
INTERCAROLINA FINANCIAL SERVICES, INC.
3300 BATTLEGROUND AVENUE SUITE 400, GREENSBORO, NC 27410-2447
INTERCOASTAL CAPITAL MARKETS, INC.
5550 GLADES ROAD, SUITE 308, BOCA RATON, FL 33431-7277
INTERCONTINENTAL ASSET MANAGEMENT GROUP, LTD.
112 EAST PECAN SUITE 525, SAN ANTONIO, TX 78205
INTERNATIONAL ASSETS ADVISORY, LLC
390 NORTH ORANGE AVENUE, STE 750, ORLANDO, FL 32801
Mailing Address: 390 NORTH ORANGE AVENUE, SUITE 750, ORLANDO, FL 32801
INTERNATIONAL CORRESPONDENT TRADING, INC.
ONE UNIVERSITY PLAZA - SUITE 301, ONE UNIVERSITY PLAZA, HACKENSACK, NJ 07601
Mailing Address: ONE UNIVERSITY PLAZA- SUITE 301, HACKENSACK, NJ 07601
INTERNATIONAL EQUITY SERVICES, INC.
120 BLOOMINGDALE ROAD SUITE 3400, WHITE PLAINS, NY 10605
INTERNATIONAL MONEY MANAGEMENT GROUP, INC.
110 CHANNEL MARKER WAY SUITE #101, GRASONVILLE, MD 21638
INTERNATIONAL RESEARCH SECURITIES, INC.
3010 LBJ SUITE 1200, DALLAS, TX 75234
INTERVEST INTERNATIONAL EQUITIES CORPORATION
1980 DOMINION WAY - SUITE 202, COLORADO SPRINGS, CO 80918
INTL FCSTONE FINANCIAL INC.
329 PARK AVENUE NORTH, SUITE 350, WINTER PARK, FL 32789
Mailing Address: 329 PARK AVENUE NORTH, SUITE 350, WINTER PARK, FL 32789
INTREPID INVESTMENT BANKERS LLC
11755 WILSHIRE BLVD., SUITE 2200, LOS ANGELES, CA 90025
INTREPID PARTNERS, LLC
540 MADISON AVENUE, 25TH FLOOR, NEW YORK, NY 10022
INVEMED ASSOCIATES LLC
375 PARK AVENUE, SUITE 2205, NEW YORK, NY 10152-0189
INVERNESS SECURITIES, LLC
6060 PARKLAND BLVD, STE 200, CLEVELAND, OH 44124
INVESCO CAPITAL MARKETS, INC.
11 GREENWAY PLAZA, SUITE 1000, HOUSTON, TX 77046
INVESCO DISTRIBUTORS, INC.
11 GREENWAY PLAZA, SUITE 1000, HOUSTON, TX 77046-1173
INVESTACORP, INC.
4400 BISCAYNE BLVD, 11TH FLOOR, MIAMI, FL 33137
INVESTEC SECURITIES (US) LLC
10 EAST 53RD STREET, 22ND FLOOR, NEW YORK, NY 10022
Mailing Address: 10 EAST 53RD STREET, 22ND FLOOR, NEW YORK, NY 10022
INVESTMENT ARCHITECTS, INC.
34 PETALUMA BLVD NORTH, PETALUMA, CA 94952-3079
INVESTMENT BANK SERVICES, INC.
6200 DUTCHMAN'S LANE-STE 305, LOUISVILLE, KY 40205
INVESTMENT DISTRIBUTORS, INC.
2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL 35223
INVESTMENT NETWORK, INC.
4639 WHIPPLE AVE NW, CANTON, OH 44718
INVESTMENT PLACEMENT GROUP
350 10TH AVENUE, SUITE 1150, SAN DIEGO, CA 92101
Mailing Address: 350 10TH AVENUE, SUITE 1150, SAN DIEGO, CA 92101
INVESTMENT PLANNERS, INC.
226 W. ELDORADO STREET, DECATUR, IL 62522
Mailing Address: P.O. BOX 170, DECATUR, IL 62525-0170
INVESTMENT PROFESSIONALS, INC.
16414 SAN PEDRO AVE STE. 300, SAN ANTONIO, TX 78232-2245
INVESTMENT SECURITY CORPORATION
24009 VENTURA BLVD., SUITE 101, CALABASAS, CA 91302
INVESTMENT VISA CONSULTANTS, LLC
5139 GEARY BLVD., SAN FRANCISCO, CA 94118
INVESTMENTS FOR YOU, INC.
1040 N. MAPLE STREET, MARYSVILLE, OH 43040
INVESTORS BROKERAGE OF TEXAS, LTD.
225 S. 5TH ST., WACO, TX 76701
Mailing Address: P.O. BOX 2683, WACO, TX 76702
INVESTSHARES
701 BRICKELL AVENUE, SUITE 1550, MIAMI, FL 33131
INVEX, LLC.
2 ALHAMBRA PLAZA, SUITE PH II, CORAL GABLES, FL 33134
INVICTA CAPITAL LLC
606 CORBET STREET, TARENTUM, PA 15084
Mailing Address: P.O. BOX 505, TARENTUM, PA 15084
IQ CAPITAL (USA) LLC
733 3RD AVENUE, 16TH FLOOR, NEW YORK, NY 10017
IRC SECURITIES LLC
420 LEXINGTON AVENUE, SUITE 300, NEW YORK, NY 10170
IROQUOIS CAPITAL ADVISORS, LLC
3100 WEST END AVENUE, SUITE 910, NASHVILLE, TN 37203
ISAAK BOND INVESTMENTS, INC.
3900 S WADSWORTH BLVD, STE 590, LAKEWOOD, CO 80235-2224
ISRAEL A. ENGLANDER & CO., LLC
666 FIFTH AVENUE, 14TH FLOOR, NEW YORK, NY 10103
ITAU BBA USA SECURITIES, INC.
767 FIFTH AVE 50TH FLOOR, NEW YORK, NY 10153
ITAU INTERNATIONAL SECURITIES INC.
200 S. BISCAYNE BLVD., SUITE 2200, MIAMI, FL 33131
ITG INC.
ONE LIBERTY PLAZA, 165 BROADWAY, 4TH FL., NEW YORK, NY 10006
IVA FUNDS DISTRIBUTORS, LLC
THREE CANAL PLAZA, 3RD FLOOR, PORTLAND, ME 04101
Mailing Address: THREE CANAL PLAZA, SUITE 100, PORTLAND, ME 04101
IVP CAPITAL, LLC
337 NOYAC PATH, WATER MILL, NY 11976
IVY DISTRIBUTORS, INC.
6300 LAMAR AVENUE, OVERLAND PARK, KS 66202-4200
Mailing Address: P.O. BOX 29217, SHAWNEE MISSION, KS 66201-9217
IVY SECURITIES, INC.
320 NORTHERN BLVD, SUITE 21, GREAT NECK, NY 11021
Last updated: 8/31/2018